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Main Street Small Cap Fund®/VA

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Overview

The Strategy typically invests in a diversified mix of small-cap U.S. company stocks.

Inception Date
May 1, 1998
Investment Style
Small Cap Core
Fund Index
Russell 2000® Index
CUSIP
683811871
NAV
  • A
(as of 07/17/2018)
$25.26
Total Assets
(as of 06/30/2018)
$1.10 BN
Gross Expense Ratio
(as of 06/30/2018)
0.82%
Net Expense Ratio
(as of 06/30/2018)
0.80%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 06/30/2018
  • B
as of 06/30/2018
  • B

Include Sales Charge
Include Sales Charge
Include Sales Charge
Include Sales Charge
  • B
Cumulative
Annualized
ytd as of 2018-06-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (NAV)
8.05% 15.29% 9.82% 12.60% 11.19% 8.78%
Russell 2000® Index
7.66% 17.57% 10.96% 12.46% 10.91% -
Cumulative
Annualized
ytd as of 2018-06-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (with sales charge)
8.05% 15.29% 9.82% 12.60% 11.19% 8.78%
Russell 2000® Index
7.66% 17.57% 10.96% 12.46% 10.91% -
Cumulative
Annualized
ytd as of 2018-06-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (NAV)
8.05% 15.29% 9.82% 12.60% 11.19% 8.78%
Russell 2000® Index
7.66% 17.57% 10.96% 12.46% 10.91% -
Cumulative
Annualized
ytd as of 2018-06-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (with sales charge)
8.05% 15.29% 9.82% 12.60% 11.19% 8.78%
Russell 2000® Index
7.66% 17.57% 10.96% 12.46% 10.91% -
Gross Expense Ratio: 0.82% | Net Expense Ratio: 0.80%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.


Year Main Street Small Cap Fund®/VA Russell 2000® Index
1999 46.56% 24.14%
2000 -18.34% 4.27%
2001 -0.36% 1.22%
2002 -15.75% -17.80%
2003 44.36% 45.51%
2004 19.42% 18.29%
2005 9.92% 8.11%
2006 15.00% 16.17%
2007 -1.21% 1.38%
2008 -37.83% -36.79%
2009 37.20% 34.39%
2010 23.41% 26.71%
2011 -2.21% -2.51%
2012 17.99% 17.88%
2013 41.01% 39.39%
2014 11.93% 4.89%
2015 -5.90% -4.41%
2016 18.05% 21.31%
2017 14.15% 14.65%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.


Date Main Street Small Cap Fund®/VA Russell 2000® Index (Linked Index) MSCI World S&P 500
6/30/2008 0.00 0.00 0.00 0.00
7/31/2008 1.16 0.69 -2.44 -0.84
8/31/2008 3.85 3.57 -3.81 0.59
9/30/2008 -6.03 -6.72 -15.25 -8.37
10/31/2008 -26.12 -26.82 -31.32 -23.76
11/30/2008 -36.26 -34.75 -35.77 -29.23
12/31/2008 -31.64 -31.21 -33.71 -28.48
1/31/2009 -39.28 -37.40 -39.51 -34.51
2/28/2009 -47.18 -44.17 -45.71 -41.48
3/31/2009 -41.26 -39.07 -41.61 -36.35
4/30/2009 -26.34 -29.68 -35.06 -30.26
5/31/2009 -22.76 -27.54 -29.18 -26.36
6/30/2009 -22.63 -26.72 -29.50 -26.21
7/31/2009 -16.31 -20.11 -23.53 -20.63
8/31/2009 -14.55 -16.85 -20.37 -17.77
9/30/2009 -9.93 -12.02 -17.20 -14.70
10/31/2009 -14.94 -17.11 -18.67 -16.28
11/30/2009 -12.14 -13.77 -15.35 -11.26
12/31/2009 -6.22 -7.55 -13.83 -9.55
1/31/2010 -9.80 -10.65 -17.39 -12.80
2/28/2010 -5.50 -6.21 -16.22 -10.10
3/31/2010 1.91 0.96 -11.04 -4.68
4/30/2010 6.30 5.75 -11.02 -3.17
5/31/2010 -1.17 -2.13 -19.55 -10.90
6/30/2010 -7.47 -9.12 -22.30 -15.57
7/31/2010 -2.16 -2.72 -16.00 -9.65
8/31/2010 -8.91 -8.48 -19.14 -13.73
9/30/2010 1.64 1.99 -11.60 -6.03
10/31/2010 5.71 5.90 -8.31 -2.46
11/30/2010 8.39 8.88 -10.29 -2.44
12/31/2010 15.73 17.14 -3.69 4.08
1/31/2011 16.58 18.71 -1.51 6.54
2/28/2011 21.04 24.50 1.93 10.19
3/31/2011 23.78 27.33 0.93 10.24
4/30/2011 27.81 31.01 5.22 13.50
5/31/2011 26.36 29.44 3.03 12.22
6/30/2011 24.58 26.58 1.40 10.35
7/31/2011 19.11 21.77 -0.43 8.10
8/31/2011 9.48 11.80 -7.45 2.23
9/30/2011 -1.79 -0.28 -15.44 -4.96
10/31/2011 13.70 14.34 -6.70 5.43
11/30/2011 13.17 13.94 -8.97 5.20
12/31/2011 13.17 14.20 -9.03 6.27
1/31/2012 21.68 21.79 -4.46 11.04
2/29/2012 27.21 26.31 0.21 15.84
3/31/2012 29.45 29.03 1.50 19.65
4/30/2012 27.48 28.09 0.34 18.90
5/31/2012 18.31 19.34 -8.32 11.75
6/30/2012 24.18 23.68 -3.65 16.36
7/31/2012 23.12 22.84 -2.41 17.97
8/31/2012 27.30 27.25 0.07 20.63
9/30/2012 28.89 30.57 2.81 23.75
10/31/2012 27.10 29.20 2.12 21.46
11/30/2012 29.48 31.19 3.43 22.17
12/31/2012 33.53 34.61 5.37 23.28
1/31/2013 44.20 43.82 10.74 29.67
2/28/2013 46.99 45.47 10.92 31.43
3/31/2013 53.82 51.91 13.52 36.36
4/30/2013 53.42 51.35 17.10 38.98
5/31/2013 58.72 57.40 17.14 42.24
6/30/2013 59.58 56.60 14.25 40.33
7/31/2013 68.59 67.56 20.27 47.47
8/31/2013 65.94 62.23 17.71 43.19
9/30/2013 76.24 72.58 23.60 47.69
10/31/2013 78.95 76.92 28.43 54.47
11/30/2013 83.55 84.01 30.72 59.18
12/31/2013 88.30 87.63 33.48 63.21
1/31/2014 85.86 82.44 28.54 57.57
2/28/2014 94.80 91.04 34.97 64.78
3/31/2014 96.15 89.73 35.17 66.16
4/30/2014 89.31 82.38 36.55 67.39
5/31/2014 90.33 83.84 39.24 71.32
6/30/2014 96.80 93.62 41.73 74.86
7/31/2014 88.55 81.90 39.47 72.45
8/31/2014 99.74 90.92 42.54 79.34
9/30/2014 87.83 79.37 38.67 76.83
10/31/2014 102.67 91.19 39.57 81.15
11/30/2014 106.32 91.36 42.37 86.02
12/31/2014 110.77 96.82 40.07 85.55
1/31/2015 102.36 90.49 37.53 79.98
2/28/2015 114.97 101.80 45.59 90.33
3/31/2015 117.35 105.31 43.31 87.32
4/30/2015 110.69 100.08 46.67 89.11
5/31/2015 116.01 104.64 47.18 91.54
6/30/2015 118.06 106.18 43.76 87.84
7/31/2015 114.99 103.78 46.34 91.77
8/31/2015 102.53 90.97 36.65 80.20
9/30/2015 92.29 81.60 31.61 75.74
10/31/2015 101.78 91.84 42.04 90.57
11/30/2015 107.83 98.08 41.34 91.13
12/31/2015 98.34 88.13 38.85 88.12
1/31/2016 83.64 71.59 30.54 78.78
2/29/2016 84.57 71.58 29.57 78.54
3/31/2016 98.06 85.27 38.37 90.66
4/30/2016 100.29 88.18 40.56 91.39
5/31/2016 105.60 92.42 41.34 94.83
6/30/2016 104.10 92.30 39.76 95.34
7/31/2016 114.02 103.78 45.67 102.54
8/31/2016 114.50 107.38 45.79 102.82
9/30/2016 113.63 109.69 46.56 102.86
10/31/2016 108.09 99.73 43.72 99.16
11/30/2016 126.95 122.00 45.79 106.54
12/31/2016 134.15 128.22 49.28 110.62
1/31/2017 136.87 129.12 52.88 114.61
2/28/2017 142.41 133.54 57.12 123.14
3/31/2017 143.48 133.84 58.80 123.40
4/30/2017 148.25 136.41 61.15 125.69
5/31/2017 142.90 131.60 64.56 128.87
6/30/2017 150.50 139.61 65.19 130.29
7/31/2017 150.81 141.39 69.14 135.03
8/31/2017 147.70 138.31 69.38 135.75
9/30/2017 162.63 153.19 73.18 140.61
10/31/2017 164.91 155.35 76.46 146.23
11/30/2017 167.19 162.70 80.28 153.78
12/31/2017 167.29 161.64 82.72 156.60
1/31/2018 172.99 168.48 92.37 171.29
2/28/2018 158.90 158.09 84.40 161.29
3/31/2018 165.84 161.42 80.38 154.65
4/30/2018 167.40 163.68 82.45 155.63
5/31/2018 184.50 179.69 83.59 161.79
6/30/2018 188.80 181.69 83.51 163.40

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.

$ per share as of 07/17/2018

Date 2014 2015 2016 2017 2018
Short Term 1.9186 0.0990 0.6971
Long Term 2.0665 3.7494 0.8374 1.3571 2.6554
Total Amount of Distribution 3.9851 3.8484 0.8374 1.3571 3.3524
Record Date 6/16/14 6/15/15 6/20/16 6/19/17 6/18/18
Ex Div Date 6/17/14 6/16/15 6/21/16 6/20/17 6/19/18
Pay Date 6/18/14 6/16/15 6/21/16 6/20/17 6/19/18

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(32.8% of assets as of 06/30/2018)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 5
Country Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
United States 98.2% 99.6% -1.5%
Bermuda 0.8% 0.1% 0.7%
Belgium 0.4% - -
Developed Markets Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Americas 98.9% 100.0% -1.0%
Europe 0.4% - -
Equity Sector Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Industrials 19.1% 14.9% 4.2%
Information Technology 18.7% 14.9% 3.8%
Financials 15.0% 17.9% -2.9%
Health Care 14.1% 15.6% -1.5%
Consumer Discretionary 10.9% 13.3% -2.4%
Real Estate 7.3% 7.3% 0.0%
Utilities 4.1% 3.3% 0.8%
Materials 4.1% 4.3% -0.2%
Energy 3.7% 5.0% -1.3%
Consumer Staples 2.3% 2.8% -0.5%
Industry Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Banks 9.2% 9.9% -0.6%
Internet Software & Services 7.1% 3.5% 3.6%
Equity Real Estate Investment Trusts (REITs) 6.5% 6.8% -0.3%
Professional Services 4.5% 1.4% 3.1%
Biotechnology 4.4% 6.7% -2.3%
Software 4.4% 2.6% 1.8%
Machinery 4.3% 3.7% 0.6%
Health Care Equipment & Supplies 4.1% 3.5% 0.7%
IT Services 3.7% 1.7% 2.0%
Oil Gas & Consumable Fuels 3.7% 3.1% 0.5%
Semiconductors & Semiconductor Equipment 3.6% 2.5% 1.0%
Health Care Providers & Services 3.3% 1.9% 1.4%
Hotels Restaurants & Leisure 3.2% 3.1% 0.1%
Specialty Retail 3.2% 2.9% 0.3%
Metals & Mining 3.1% 1.3% 1.8%
Auto Components 3.1% 1.0% 2.1%
Thrifts & Mortgage Finance 2.9% 2.2% 0.7%
Multi-Utilities 2.7% 0.5% 2.3%
Commercial Services & Supplies 2.4% 2.6% -0.2%
Construction & Engineering 2.1% 1.1% 1.0%
Asset Allocation Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Equity 99.3% 100.0% -0.7%
Market Cap Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Small 59.0% 76.7% -17.7%
Mid 40.3% 23.3% 17.1%
Analytics
(As of 06/30/2018)

Morningstar 06/30/2018 (based on risk adjusted performance)
Overall Rating
Number of Funds
79
Category
Small Blend
Performance Statistics
3Y
5Y
Alpha
0.00
1.30
Beta
0.89
0.89
Information Ratio
-0.36
0.04
R-Squared
95.18
94.22
Sharpe Ratio
0.74
0.96
Standard Deviation
12.78
12.79
Upside Capture
91.00
93.44
Downside Capture
92.10
87.33
Sortino Ratio
0.35
0.48
Win Ratio
47.00
52.00
Loss Ratio
53.00
48.00
Tracking Error
3.22
3.42
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
6/19/2018
Per Share ($)
$0.0814
12-Month Distribution ($)
$0.0814
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$2.95 B
$2.25 B
Median Market Cap (weighted)
$2.93 B
$2.10 B
P/E Ratio (LTM)
25.23
27.83
P/E Ratio (NTM)
18.82
19.47
Price/Book
2.45
2.38
Debt to Capital Ratio
38.30
37.84
Turnover Ratio
42%
-
Distribution Sources
  • D
Net Income
0.70%
Net Profit from Sale
69.80%
Other Capital Sources
29.50%
Team
Tools
Morningstar logo 95x28 trans
Documents
  1. 1. Special Risks: Small-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a small-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  3. 3. Access index definitions.
  4. 4. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
  5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
  6. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  7. B. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.
  8. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  9. D. There is no guarantee of the payment of any dividend or other distributions at any level.
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