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OTCYX

Capital Appreciation Fund

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Overview

The Strategy typically invests in large-cap U.S. growth stocks.

Inception Date
November 3, 1997
Investment Style
Large Cap Growth
Fund Index
Russell 1000® Growth Index
CUSIP
68379A404
NAV
  • A
(as of 10/19/2018)
$66.74
Total Assets
(as of 09/30/2018)
$5.30 BN
Gross Expense Ratio
(as of 09/30/2018)
0.82%
Net Expense Ratio
(as of 09/30/2018)
0.82%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 09/30/2018
  • B
as of 09/30/2018
  • B

Sales charges are not applicable to Y & I Share Classes.
Cumulative
Annualized
ytd as of 2018-09-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (NAV)
13.10% 19.80% 15.00% 13.15% 10.79% 7.17%
Russell 1000® Growth Index
17.09% 26.30% 20.55% 16.58% 14.31% -
Cumulative
Annualized
ytd as of 2018-09-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (NAV)
13.10% 19.80% 15.00% 13.15% 10.79% 7.17%
Russell 1000® Growth Index
17.09% 26.30% 20.55% 16.58% 14.31% -
Gross Expense Ratio: 0.82% | Net Expense Ratio: 0.82%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class Y shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.


Year Capital Appreciation Fund Russell 1000® Growth Index
1998 24.46% 38.71%
1999 42.61% 33.16%
2000 -0.91% -22.42%
2001 -12.41% -20.42%
2002 -25.96% -27.88%
2003 29.95% 29.75%
2004 6.84% 6.30%
2005 5.08% 5.26%
2006 7.93% 9.07%
2007 14.20% 11.81%
2008 -45.67% -38.44%
2009 44.14% 37.21%
2010 9.63% 16.71%
2011 -1.17% 2.64%
2012 14.14% 15.26%
2013 29.69% 33.48%
2014 15.32% 13.05%
2015 3.47% 5.67%
2016 -2.12% 7.08%
2017 26.82% 30.21%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class Y shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.


Date Capital Appreciation Fund Russell 1000® Growth Index MSCI World S&P 500
9/30/2008 0.00 0.00 0.00 0.00
10/31/2008 -19.58 -17.61 -18.96 -16.79
11/30/2008 -29.80 -24.16 -24.21 -22.77
12/31/2008 -28.02 -22.79 -21.77 -21.94
1/31/2009 -30.14 -26.50 -28.63 -28.52
2/28/2009 -34.77 -32.03 -35.93 -36.13
3/31/2009 -28.85 -25.97 -31.10 -30.54
4/30/2009 -21.13 -18.86 -23.37 -23.89
5/31/2009 -15.91 -14.84 -16.43 -19.63
6/30/2009 -15.28 -13.89 -16.81 -19.47
7/31/2009 -9.34 -7.77 -9.76 -13.38
8/31/2009 -8.07 -5.86 -6.04 -10.26
9/30/2009 -3.82 -1.85 -2.29 -6.91
10/31/2009 -5.99 -3.18 -4.03 -8.64
11/30/2009 -0.65 2.77 -0.11 -3.16
12/31/2009 3.75 5.94 1.68 -1.29
1/31/2010 -2.12 1.32 -2.52 -4.84
2/28/2010 0.97 4.80 -1.14 -1.89
3/31/2010 7.54 10.86 4.98 4.03
4/30/2010 6.29 12.10 4.99 5.67
5/31/2010 -2.80 3.54 -5.06 -2.76
6/30/2010 -8.32 -2.16 -8.32 -7.85
7/31/2010 -3.12 4.82 -0.89 -1.40
8/31/2010 -7.14 -0.07 -4.59 -5.85
9/30/2010 2.72 10.56 4.31 2.55
10/31/2010 7.42 15.84 8.20 6.45
11/30/2010 7.69 17.19 5.86 6.47
12/31/2010 13.74 23.65 13.65 13.58
1/31/2011 15.08 26.79 16.21 16.28
2/28/2011 19.53 30.94 20.28 20.26
3/31/2011 18.93 31.10 19.10 20.31
4/30/2011 22.63 35.49 24.16 23.87
5/31/2011 21.20 34.02 21.58 22.47
6/30/2011 19.98 32.09 19.66 20.43
7/31/2011 18.51 30.77 17.49 17.98
8/31/2011 11.64 23.87 9.21 11.57
9/30/2011 2.50 14.74 -0.22 3.73
10/31/2011 14.24 27.33 10.10 15.06
11/30/2011 13.74 27.32 7.41 14.81
12/31/2011 12.40 26.91 7.35 15.98
1/31/2012 18.48 34.49 12.74 21.18
2/29/2012 24.99 40.92 18.24 26.42
3/31/2012 28.23 45.55 19.76 30.58
4/30/2012 27.91 45.33 18.40 29.76
5/31/2012 19.51 36.01 8.18 21.96
6/30/2012 21.65 39.70 13.70 26.99
7/31/2012 23.06 41.57 15.16 28.75
8/31/2012 27.33 45.38 18.08 31.65
9/30/2012 29.54 48.23 21.32 35.05
10/31/2012 25.19 43.91 20.50 32.56
11/30/2012 27.86 46.32 22.04 33.33
12/31/2012 28.29 46.28 24.34 34.54
1/31/2013 33.62 52.55 30.67 41.51
2/28/2013 35.22 54.44 30.89 43.43
3/31/2013 39.69 60.24 33.95 48.81
4/30/2013 40.58 63.64 38.17 51.68
5/31/2013 42.99 66.68 38.22 55.23
6/30/2013 39.56 63.54 34.82 53.14
7/31/2013 46.72 72.21 41.92 60.94
8/31/2013 43.95 69.26 38.90 56.27
9/30/2013 50.27 76.80 45.84 61.18
10/31/2013 56.36 84.63 51.55 68.58
11/30/2013 61.06 89.83 54.24 73.72
12/31/2013 66.39 95.26 57.51 78.12
1/31/2014 61.59 89.69 51.67 71.96
2/28/2014 71.64 99.45 59.27 79.83
3/31/2014 66.31 97.44 59.50 81.34
4/30/2014 64.72 97.45 61.13 82.68
5/31/2014 71.77 103.60 64.30 86.97
6/30/2014 77.04 107.57 67.24 90.83
7/31/2014 77.31 104.39 64.57 88.20
8/31/2014 84.84 113.76 68.20 95.73
9/30/2014 82.48 110.66 63.63 92.98
10/31/2014 86.96 116.21 64.69 97.70
11/30/2014 92.39 123.06 67.99 103.01
12/31/2014 91.89 120.74 65.28 102.50
1/31/2015 88.96 117.36 62.29 96.42
2/28/2015 101.24 131.84 71.80 107.71
3/31/2015 98.64 129.21 69.11 104.43
4/30/2015 97.30 130.36 73.07 106.39
5/31/2015 100.23 133.60 73.67 109.04
6/30/2015 99.77 129.48 69.63 104.99
7/31/2015 105.54 137.26 72.68 109.29
8/31/2015 91.10 122.86 61.25 96.66
9/30/2015 83.28 117.34 55.30 91.80
10/31/2015 99.77 136.06 67.61 107.98
11/30/2015 101.72 136.72 66.78 108.59
12/31/2015 98.55 133.25 63.84 105.30
1/31/2016 84.61 120.22 54.04 95.12
2/29/2016 77.55 120.13 52.90 94.85
3/31/2016 84.75 134.98 63.27 108.07
4/30/2016 82.75 132.83 65.85 108.88
5/31/2016 88.81 137.35 66.79 112.63
6/30/2016 86.19 136.42 64.92 113.18
7/31/2016 96.41 147.58 71.88 121.04
8/31/2016 95.45 146.35 72.03 121.35
9/30/2016 97.17 147.25 72.94 121.39
10/31/2016 91.29 141.44 69.59 117.35
11/30/2016 92.39 146.70 72.03 125.40
12/31/2016 94.34 149.75 76.15 129.86
1/31/2017 102.52 158.17 80.40 134.22
2/28/2017 110.60 168.89 85.41 143.52
3/31/2017 114.44 172.00 87.38 143.80
4/30/2017 120.00 178.22 90.16 146.31
5/31/2017 124.05 185.46 94.18 149.77
6/30/2017 123.98 184.70 94.93 151.33
7/31/2017 127.78 192.27 99.59 156.50
8/31/2017 130.94 197.63 99.87 157.28
9/30/2017 132.66 201.50 104.36 162.59
10/31/2017 138.33 213.18 108.22 168.72
11/30/2017 144.00 222.70 112.73 176.96
12/31/2017 146.45 225.21 115.61 180.04
1/31/2018 163.60 248.24 126.99 196.07
2/28/2018 154.03 239.11 117.59 185.16
3/31/2018 144.73 229.81 112.85 177.91
4/30/2018 145.44 230.96 115.29 178.98
5/31/2018 157.16 245.47 116.64 185.70
6/30/2018 158.10 248.80 116.54 187.46
7/31/2018 166.73 259.04 123.30 198.15
8/31/2018 178.29 278.67 126.06 207.87
9/30/2018 178.72 280.78 127.32 209.62

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class Y shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 10/21/2018

Date 2013 2014 2015 2016 2017
Short Term 1.6941 0.3461 1.8556
Long Term 2.5532 7.8660 7.0818 2.1269 3.5868
Total Amount of Distribution 2.5532 9.5601 7.4279 2.1269 5.4424
Record Date 12/9/13 12/8/14 12/4/15 12/2/16 12/13/17
Ex Div Date 12/10/13 12/9/14 12/7/15 12/5/16 12/14/17
Pay Date 12/11/13 12/9/14 12/7/15 12/5/16 12/14/17

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(61.1% of assets as of 09/30/2018)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 6
Country Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
United States 96.5% 100.0% -3.5%
Canada 1.6% - -
United Kingdom 0.9% - -
Belgium 0.4% - -
Developed Markets Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Americas 98.1% 100.0% -1.8%
Europe 1.2% 0.0% 1.2%
Equity Sector Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Information Technology 31.1% 32.6% -1.5%
Consumer Discretionary 19.2% 15.4% 3.8%
Health Care 13.6% 13.8% -0.2%
Communication Services 11.5% 12.0% -0.5%
Industrials 10.6% 12.0% -1.4%
Financials 5.6% 4.2% 1.4%
Consumer Staples 2.7% 5.4% -2.8%
Energy 2.2% 0.9% 1.3%
Materials 1.6% 1.7% -0.1%
Utilities 1.3% - -
Industry Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Software 12.6% 10.6% 1.9%
Interactive Media & Services 9.5% 8.4% 1.1%
Internet & Direct Marketing Retail 9.3% 6.9% 2.4%
Specialty Retail 6.6% 4.0% 2.6%
IT Services 6.5% 8.3% -1.9%
Technology Hardware Storage & Peripherals 6.4% 8.1% -1.6%
Biotechnology 5.8% 5.0% 0.8%
Semiconductors & Semiconductor Equipment 5.0% 4.2% 0.7%
Health Care Providers & Services 4.5% 3.3% 1.2%
Capital Markets 4.5% 2.1% 2.4%
Hotels Restaurants & Leisure 3.3% 2.0% 1.4%
Machinery 2.4% 2.2% 0.2%
Aerospace & Defense 2.2% 3.6% -1.4%
Oil Gas & Consumable Fuels 2.2% 0.6% 1.6%
Road & Rail 2.0% 1.2% 0.8%
Airlines 1.6% 0.2% 1.4%
Entertainment 1.6% 2.9% -1.2%
Commercial Services & Supplies 1.5% 0.5% 0.9%
Health Care Equipment & Supplies 1.3% 2.6% -1.3%
Gas Utilities 1.3% - -
Asset Allocation Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Equity 99.4% 100.0% -0.6%
Market Cap Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Large 81.8% 86.8% -5.0%
Mid 13.3% 13.0% 0.2%
Small 4.3% 0.2% 4.1%
Analytics
(As of 09/30/2018)

Morningstar 09/30/2018 (based on risk adjusted performance)
Overall Rating
Number of Funds
1258
Category
Large Growth
Performance Statistics
3Y
5Y
Alpha
-5.38
-3.51
Beta
1.04
1.04
Information Ratio
-1.59
-1.00
R-Squared
90.24
90.76
Sharpe Ratio
1.24
1.11
Standard Deviation
11.10
11.25
Upside Capture
92.97
95.55
Downside Capture
152.21
125.48
Sortino Ratio
2.29
1.98
Win Ratio
36.00
40.00
Loss Ratio
64.00
60.00
Tracking Error
3.49
3.44
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$313.76 B
$320.13 B
Median Market Cap (weighted)
$98.52 B
$115.25 B
P/E Ratio (LTM)
24.93
26.79
P/E Ratio (NTM)
19.90
21.63
Price/Book
6.03
8.00
Return on Equity
23.88%
23.27%
Turnover Ratio
63%
-
Active Share
60.47%
-
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
12/14/2017
Per Share ($)
$0.1449
12-Month Distribution ($)
$0.1449
Distribution Sources
  • D
Net Income
1.10%
Net Profit from Sale
82.90%
Other Capital Sources
16.00%
Tools
Morningstar logo 95x28 trans
Documents
  1. 1. Paul Larson was added as portfolio manager of the Fund as of October 5, 2016. Michael Kotlarz will no longer be portfolio manager of the Fund as of October 5, 2016.
  2. 2. Foreign investments may be volatile and involve additional expenses and special risks, including currency fluctuations, foreign taxes, regulatory and geopolitical risks. Investments in securities of growth companies may be volatile. Diversification does not guarantee profit or protect against loss.
  3. 3. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less.  These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  4. 4. The Russell 1000® Growth Index measures the performance of the large-cap growth segment of the U.S. equity universe. It includes those Russell 1000 companies with higher price-to-book ratios and higher forecasted growth values. The index is unmanaged and cannot be purchased directly by investors.   Index performance is shown for illustrative purposes only and does not predict or depict performance of the Fund. Past performance does not guarantee future results.
  5. 5. Holdings are subject to change, and are dollar weighted based on total new assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the Fund’s net asset value and fluctuations of dividends and distributions paid by the Fund.
  6. 6. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund's prospectus.
  7. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  8. B. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class Y shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
  9. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund).  These returns would be lower if sales charges were taken into consideration.  Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  10. D. There is no guarantee of the payment of any dividend or other distributions at any level.
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