Registered Investment Advisors

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We are dedicated to servicing the unique and evolving needs of Registered Investment Advisors (RIAs) and delivering investment solutions, market insights and resources tailored to help meet your clients' diverse objectives.

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Our dedicated and experienced team has worked with RIAs through many market cycles. We bring you investment strategies and market insights that are right for how you work with clients. Our interaction with leading RIAs across the country enables us to bring you best-practice insights. Our consultants and relationship managers first take the time to understand your business and then offer the type of support that is aligned with your specific goals. We are committed to helping your clients- and your business-succeed.

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Leadership
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Matt Straut
Head of Registered Investment Advisor (RIA) Group
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Michael Sussman
Vice President, Director of Strategic Accounts
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Mark Baker
VP, RIA and PIP Strategic Accounts
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Izaak Mendelson
Vice President, Director of Strategic Accounts
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West
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Seth Guenther
RIA Consultant
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Kyle Najarian
RIA Senior Consultant
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Darren Gaschler
RIA Consultant
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Midwest
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Daniel Jarema
RIA Senior Consultant
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Garrett Brookes
RIA Consultant
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Anthony Gallardo
RIA Consultant
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Anthony Gallardo

Mountain West
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Stephen Donovan
RIA Senior Consultant
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Seth Guenther
RIA Consultant
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Darren Gaschler
RIA Consultant
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Mid-Atlantic
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Stephen Degnan
RIA Senior Consultant
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Matt Trimble
RIA Consultant
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Roscoe Brown
RIA Internal Consultant
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Northeast
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Michael Dennehy
RIA Senior Consultant
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Matt Trimble
RIA Consultant
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Roscoe Brown
RIA Internal Consultant
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Southeast
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Kristen Ross
RIA Senior Consultant
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Garrett Brookes
RIA Consultant
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Anthony Gallardo
RIA Consultant
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Anthony Gallardo

Investment Solutions

Alternative

Fundamental Alternatives Fund

QOPYX

A fundamentally constructed alternative multi-strategy seeking to deliver high risk-adjusted returns across various market environments with low volatility and market beta.

Inception

12/96

NAV

$27.25

up $0.03

$1 BN Total Assets

  1. 1. Effective 12/2/13, the Fund will limit the market value of its total short positions to not more than 40% of its net assets at the time a short sale is entered into.
  2. 2. Fixed income investing entails credit and interest rate risks. When interest rates rise, bond prices generally fall, and the Fund’s share prices can fall. Foreign investments may be volatile and involve additional expenses and special risks, including currency fluctuations, foreign taxes, regulatory and geopolitical risks. Value investing involves the risk that undervalued securities may not appreciate as anticipated. Short selling may increase volatility and risk of loss and is considered a speculative investment practice. Derivative instruments entail higher volatility and risk of loss compared to traditional stock or bond investments.  Mid-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a mid-sized company, if any gain is realized at all. Commodity-linked investments are speculative and have substantial risks, including the loss of principal. The Fund may also invest through a wholly-owned Cayman Islands subsidiary, which involves the risk that changes to the laws of the Cayman Islands could negatively affect the Fund. Diversification does not guarantee profit or protect against loss.
  3. A. The Morningstar Rating&trade; for funds, or "star rating", is calculated for managed products (including mutual funds, variable annuity and variable life subaccounts, exchange-traded funds, closed-end funds, and separate accounts) with at least a three-year history. Exchange-traded funds and open-ended mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product's monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. <b>The Overall Morningstar Rating for a managed product is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics.</b> The weights are: 100% three-year rating for 36-59 months of total returns, 60% five-year rating/40% three-year rating for 60-119 months of total returns, and 50% 10-year rating/30% five-year rating/20% three-year rating for 120 or more months of total returns. While the 10-year overall star rating formula seems to give the most weight to the 10-year period, the most recent three-year period actually has the greatest impact because it is included in all three rating periods. Ratings do not consider sales charges and are subject to change monthly. <strong>Past performance is no guarantee of future results</strong></p>
  4. B. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
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