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Domestic Equity

Main Street Small Cap Fund®

The Strategy typically invests in small-cap U.S. company stocks.

Investment Style
Small Cap Core
Fund Inception
May 17, 2013
Total Assets (all classes) (as of 4/30/2017)
$587 million
Fund Index
Russell 2000
NAV (as of 5/26/17)
  • A
$14.70

Equity

Fixed Income

Municipal Bond
performance
analytics
holdings
as of 4/30/2017
  • E
as of 3/31/2017
  • E

Sales charges are not applicable to Y & I Share Classes.
Cumulative
Annualized
1 mo 3 mo ytd as of 5/26/17
  • C
1 yr 3 yr since inception
Main Street Small Cap Fund® (NAV)
0.41% 4.04% 4.26% 22.95% 7.49% 11.07%
Cumulative
Annualized
1 mo 3 mo ytd as of 5/26/17
  • C
1 yr 3 yr since inception
Main Street Small Cap Fund® (NAV)
1.91% 4.77% 4.26% 23.85% 9.43% 11.36%
Gross Expense Ratio: 1.00% | Net Expense Ratio: 0.90%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.


Year Main Street Small Cap Fund® Russell 2000
2014 11.81% 4.89%
2015 -5.81% -4.41%
2016 18.07% 21.31%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.


Date Main Street Small Cap Fund® Russell 2000® Index MSCI World
4/30/2014 0.00 0.00 0.00
5/31/2014 0.52 0.80 1.97
6/30/2014 3.89 6.16 3.79
7/31/2014 -0.52 -0.26 2.14
8/31/2014 5.19 4.68 4.39
9/30/2014 -1.04 -1.65 1.55
10/31/2014 6.91 4.83 2.21
11/30/2014 8.73 4.93 4.26
12/31/2014 10.93 7.92 2.58
1/31/2015 6.59 4.45 0.72
2/28/2015 13.18 10.65 6.62
3/31/2015 14.22 12.58 4.95
4/30/2015 10.67 9.71 7.41
5/31/2015 13.44 12.21 7.78
6/30/2015 14.48 13.05 5.28
7/31/2015 12.92 11.74 7.16
8/31/2015 6.42 4.71 0.07
9/30/2015 0.95 -0.42 -3.62
10/31/2015 5.90 5.19 4.02
11/30/2015 9.10 8.61 3.50
12/31/2015 4.11 3.16 1.68
1/31/2016 -3.54 -5.92 -4.40
2/29/2016 -3.11 -5.92 -5.11
3/31/2016 3.94 1.59 1.33
4/30/2016 5.07 3.18 2.93
5/31/2016 7.85 5.51 3.51
6/30/2016 7.07 5.44 2.35
7/31/2016 12.12 11.74 6.67
8/31/2016 12.38 13.71 6.76
9/30/2016 11.94 14.98 7.33
10/31/2016 8.98 9.51 5.25
11/30/2016 18.90 21.73 6.77
12/31/2016 22.60 25.14 9.32
1/31/2017 24.00 25.63 11.96
2/28/2017 26.88 28.05 15.06
3/31/2017 27.40 28.22 16.29
4/30/2017 29.75 29.63 18.01

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 5/26/2017

Date 2012 2013 2014 2015 2016
Short Term 0.0374 0.0415
Long Term
Total Amount of Distribution 0.0374 0.0415
Record Date 12/11/13 12/10/14
Ex Div Date 12/12/13 12/11/14
Pay Date 12/13/13 12/11/14

There is no guarantee of the payment of any dividend or other distributions at any level.

Analytics

(As of 4/30/2017)

Morningstar 4/30/2017 (based on risk adjusted performance)
Overall Rating
Number of Funds
637
Category
Small Blend
Performance Statistics
3Y
Alpha
1.25
Information Ratio
0.11
Upside Capture
94.28
Downside Capture
89.49
Sharpe Ratio
0.70
R-Squared
95.15
Standard Deviation
14.06
Sortino Ratio
0.33
Win Ratio
53.00
Loss Ratio
47.00
Beta
0.89
Tracking Error
3.55
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
12/28/2016
Per Share ($)
$0.00
Net Income
81.00%
Net Profit from Sale
0.00%
Other Capital Sources
19.00%
12-Month Distribution ($)
$0.07
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$2.60 B
$2.30 B
Median Market Cap (weighted)
$2.40 B
$2.00 B
Trailing P/E
29.55
33.84
Forward P/E
20.38
22.64
Price/Book
2.39
2.38
Debt to Capital Ratio
44.04
39.57
Turnover Ratio
53.00%
-

Top Issuers

(32.8% of assets as of 04/30/17)


Portfolio Holdings Breakdown

Country 4
Developed Markets 4
Equity Sector 4
Industry 4
Asset Allocation 4
Market Cap 5
Country Main Street Small Cap Fund® Russell 2000 Overweight / Underweight
United States 96.8% 99.7% -2.9%
Bermuda 0.7% 0.0% 0.6%
Canada 0.5% 0.0% 0.5%
Developed Markets Main Street Small Cap Fund® Russell 2000 Overweight / Underweight
Americas 97.9% 99.7% -1.8%
Equity Sector Main Street Small Cap Fund® Russell 2000 Overweight / Underweight
Industrials 19.5% 14.4% 5.1%
Information Technology 17.6% 17.4% 0.1%
Financials 17.1% 19.2% -2.1%
Consumer Discretionary 10.8% 12.4% -1.6%
Health Care 10.5% 13.0% -2.5%
Real Estate 7.9% 7.9% 0.0%
Materials 5.5% 5.1% 0.5%
Energy 3.9% 3.1% 0.9%
Utilities 3.6% 3.7% -0.1%
Consumer Staples 1.5% 2.9% -1.5%
Industry Main Street Small Cap Fund® Russell 2000 Overweight / Underweight
Banks 11.0% 11.3% -0.3%
Equity Real Estate Investment Trusts (REITs) 6.9% 7.4% -0.4%
Semiconductors & Semiconductor Equipment 5.9% 4.1% 1.9%
Specialty Retail 4.7% 2.3% 2.4%
Software 4.4% 3.7% 0.6%
Professional Services 4.1% 1.3% 2.8%
Commercial Services & Supplies 3.8% 2.4% 1.4%
Health Care Equipment & Supplies 3.6% 3.2% 0.4%
Oil Gas & Consumable Fuels 3.6% 2.1% 1.5%
Internet Software & Services 3.3% 2.4% 1.0%
IT Services 3.3% 1.9% 1.4%
Metals & Mining 2.7% 1.3% 1.4%
Thrifts & Mortgage Finance 2.6% 2.3% 0.3%
Hotels Restaurants & Leisure 2.6% 3.1% -0.5%
Biotechnology 2.4% 4.9% -2.5%
Construction & Engineering 2.3% 1.0% 1.3%
Machinery 2.3% 3.4% -1.0%
Pharmaceuticals 2.3% 1.8% 0.4%
Electric Utilities 1.8% 1.1% 0.7%
Paper & Forest Products 1.7% 0.6% 1.1%
Asset Allocation Main Street Small Cap Fund® Russell 2000 Overweight / Underweight
Equity 97.9% 100.0% -2.1%
Market Cap Main Street Small Cap Fund® Russell 2000 Overweight / Underweight
Small 83.5% 90.8% -7.3%
Mid 14.2% 9.2% 5.0%
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  1. 1. Special Risks Small-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a small-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  3. 3. Access index definitions.
  4. 4. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
  5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
  6. 6. For Share Classes with less than a one-year track record, expense ratios are estimated based on the Manager's projections of those expenses for the coming fiscal year.
  7. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7 p.m. ET daily.
  8. B. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.
  9. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  10. D. There is no guarantee of the payment of any dividend or other distributions at any level.
  11. E. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.
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