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OPMIX

Main Street Mid Cap Fund®

Overview

The Strategy typically invests in a diversified mix of mid-sized U.S. company stocks.

Inception Date
October 26, 2012
Investment Style
Mid Cap Core
Fund Index
Russell Midcap® Index
CUSIP
68381F607
NAV
  • A
(as of 11/16/2018)
$28.10
Total Assets
(as of 10/31/2018)
$2.38 BN
Gross Expense Ratio
(as of 10/31/2018)
0.67%
Net Expense Ratio
(as of 10/31/2018)
0.67%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 10/31/2018
  • B
as of 09/30/2018
  • B

Sales charges are not applicable to Y & I Share Classes.
Cumulative
Annualized
3 mo ytd as of 2018-09-30
  • C
1 yr 3 yr 5 yr since inception
Main Street Mid Cap Fund® (NAV)
3.39% 7.59% 12.31% 12.51% 9.81% 13.18%
Russell Midcap® Index
5.00% 7.46% 13.98% 14.52% 11.14% 8.75%
Cumulative
Annualized
3 mo ytd as of 2018-10-31
  • C
1 yr 3 yr 5 yr since inception
Main Street Mid Cap Fund® (NAV)
-8.95% -2.17% 1.48% 7.70% 7.15% 11.21%
Russell Midcap® Index
-6.07% -1.47% 2.79% 9.04% 8.54% 8.22%
Gross Expense Ratio: 0.67% | Net Expense Ratio: 0.67%

The performance data quoted represents past performance, which does not guarantee future results.  The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class I shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.


Year Main Street Mid Cap Fund® Russell Midcap® Index
2013 34.04% 36.80%
2014 12.78% 10.38%
2015 -6.85% -2.44%
2016 13.92% 13.80%
2017 15.18% 18.52%

The performance data quoted represents past performance, which does not guarantee future results.  The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class I shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.


Date Main Street Mid Cap Fund® Russell Midcap® Index (Linked Index) MSCI World S&P 500
10/31/2013 0.00 0.00 0.00 0.00
11/30/2013 2.14 2.66 1.78 3.05
12/31/2013 4.75 5.26 3.93 5.66
1/31/2014 2.63 2.86 0.08 2.00
2/28/2014 8.23 8.07 5.09 6.67
3/31/2014 8.72 7.68 5.24 7.57
4/30/2014 7.13 5.20 6.32 8.36
5/31/2014 9.77 6.43 8.41 10.90
6/30/2014 14.07 11.52 10.35 13.20
7/31/2014 10.58 8.23 8.59 11.63
8/31/2014 16.84 13.45 10.98 16.10
9/30/2014 11.95 9.67 7.97 14.47
10/31/2014 16.15 13.05 8.67 17.27
11/30/2014 18.44 15.94 10.85 20.42
12/31/2014 18.13 16.18 9.06 20.12
1/31/2015 15.25 14.37 7.09 16.51
2/28/2015 22.22 20.70 13.36 23.21
3/31/2015 22.26 20.78 11.58 21.26
4/30/2015 20.74 19.68 14.20 22.42
5/31/2015 22.98 21.43 14.60 24.00
6/30/2015 21.01 18.92 11.93 21.60
7/31/2015 20.74 19.80 13.94 24.15
8/31/2015 14.08 13.48 6.40 16.66
9/30/2015 9.08 9.39 2.48 13.77
10/31/2015 13.09 16.18 10.60 23.37
11/30/2015 13.17 16.47 10.05 23.73
12/31/2015 10.04 13.35 8.11 21.78
1/31/2016 4.38 5.92 1.64 15.74
2/29/2016 5.37 7.12 0.89 15.58
3/31/2016 13.12 15.90 7.73 23.42
4/30/2016 14.66 17.12 9.44 23.90
5/31/2016 16.89 19.04 10.05 26.13
6/30/2016 16.85 19.58 8.82 26.45
7/31/2016 21.01 25.04 13.42 31.12
8/31/2016 21.05 24.73 13.51 31.30
9/30/2016 22.29 24.98 14.11 31.32
10/31/2016 20.24 21.02 11.91 28.93
11/30/2016 24.09 27.54 13.51 33.70
12/31/2016 25.36 28.99 16.23 36.35
1/31/2017 30.49 32.10 19.04 38.93
2/28/2017 33.41 35.84 22.34 44.45
3/31/2017 32.74 35.63 23.64 44.62
4/30/2017 34.20 36.68 25.47 46.10
5/31/2017 33.89 37.92 28.13 48.16
6/30/2017 35.22 39.30 28.62 49.08
7/31/2017 34.42 41.35 31.70 52.15
8/31/2017 35.49 40.25 31.88 52.61
9/30/2017 38.32 44.13 34.84 55.76
10/31/2017 39.20 46.54 37.39 59.40
11/30/2017 42.08 51.47 40.37 64.29
12/31/2017 44.39 52.88 42.27 66.11
1/31/2018 49.74 58.63 49.78 75.62
2/28/2018 44.59 52.08 43.57 69.15
3/31/2018 43.68 52.17 40.44 64.85
4/30/2018 45.50 51.94 42.06 65.48
5/31/2018 48.98 55.39 42.95 69.47
6/30/2018 50.24 56.46 42.88 70.51
7/31/2018 55.14 60.36 47.34 76.86
8/31/2018 56.55 65.34 49.17 82.62
9/30/2018 55.34 64.28 50.00 83.66
10/31/2018 41.26 50.63 38.98 71.11

The performance data quoted represents past performance, which does not guarantee future results.  The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class I shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 11/18/2018

Date 2013 2014 2015 2016 2017
Short Term 0.3814 0.2131 0.2017 0.9357
Long Term 4.1909 2.9224 0.3707 2.8042
Total Amount of Distribution 4.5722 3.1355 0.5723 3.7399
Record Date 12/9/14 12/8/15 12/6/16 12/7/17
Ex Div Date 12/10/14 12/9/15 12/7/16 12/8/17
Pay Date 12/10/14 12/9/15 12/7/16 12/8/17

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(43.9% of assets as of 10/31/2018)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 6
Country Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
United States 95.3% 99.8% -4.5%
Canada 2.2% - -
Netherlands 1.7% - -
Developed Markets Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Americas 97.5% 99.8% -2.3%
Europe 1.7% - -
Equity Sector Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Information Technology 17.0% 17.8% -0.7%
Industrials 16.8% 13.6% 3.2%
Financials 12.3% 13.3% -1.0%
Consumer Discretionary 10.4% 12.0% -1.7%
Health Care 10.1% 9.9% 0.2%
Energy 7.3% 4.8% 2.5%
Utilities 6.0% 6.6% -0.6%
Real Estate 5.9% 8.8% -3.0%
Materials 5.0% 5.0% 0.0%
Consumer Staples 4.8% 4.4% 0.4%
Communication Services 3.6% 3.8% -0.2%
Industry Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Oil Gas & Consumable Fuels 7.3% 4.3% 3.0%
IT Services 6.6% 5.0% 1.6%
Equity Real Estate Investment Trusts (REITs) 5.9% 8.5% -2.6%
Banks 5.3% 4.5% 0.8%
Software 4.3% 5.2% -0.9%
Semiconductors & Semiconductor Equipment 4.0% 3.0% 1.0%
Health Care Providers & Services 3.9% 2.3% 1.6%
Specialty Retail 3.8% 3.0% 0.8%
Aerospace & Defense 3.5% 2.0% 1.4%
Insurance 3.4% 3.7% -0.3%
Chemicals 3.4% 1.9% 1.5%
Health Care Equipment & Supplies 3.2% 3.3% -0.1%
Airlines 3.2% 0.7% 2.5%
Machinery 2.9% 3.8% -0.9%
Gas Utilities 2.5% 0.3% 2.2%
Electric Utilities 2.4% 2.8% -0.4%
Food Products 2.4% 2.6% -0.2%
Auto Components 2.3% 0.8% 1.6%
Commercial Services & Supplies 2.1% 0.9% 1.2%
Biotechnology 2.1% 1.5% 0.6%
Asset Allocation Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Equity 99.1% 100.0% -0.9%
Market Cap Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Mid 64.3% 65.1% -0.8%
Large 27.9% 31.1% -3.2%
Small 6.9% 3.8% 3.1%
Analytics
(As of 10/31/2018)

Morningstar 10/31/2018 (based on risk adjusted performance)
Overall Rating
Number of Funds
382
Category
Mid-Cap Blend
Performance Statistics
3Y
5Y
Alpha
-0.21
-0.64
Beta
0.86
0.92
Information Ratio
-0.39
-0.43
R-Squared
89.24
90.98
Sharpe Ratio
0.72
0.66
Standard Deviation
9.66
10.32
Upside Capture
82.39
87.95
Downside Capture
79.87
91.11
Sortino Ratio
1.02
1.01
Win Ratio
42.00
43.00
Loss Ratio
58.00
57.00
Tracking Error
3.50
3.24
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$16.18 B
$14.43 B
Median Market Cap (weighted)
$12.93 B
$13.17 B
P/E Ratio (LTM)
16.30
19.71
P/E Ratio (NTM)
14.49
16.22
Price/Book
2.75
2.64
Debt to Capital Ratio
46.90
46.01
Turnover Ratio
60%
-
Active Share
90.06%
-
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
12/8/2017
Per Share ($)
$0.2446
12-Month Distribution ($)
$0.2446
Distribution Sources
  • D
Net Income
2.00%
Net Profit from Sale
96.70%
Other Capital Sources
1.30%
Team
Documents
  1. 1. Mid-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a mid-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. Class I shares are only offered to eligible institutional investors that make a minimum initial investment of $1 million or more and to retirement plan service provider platforms. The minimum account balance for class I shares is $2.5 million.  Class I shares are sold at net asset value without a sales charge.  Please see Fund prospectuses for additional information.
  3. 3. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less.  These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  4. 4. The securities index returns are made up of the returns of (i) the Russell 2000® Index from August 2, 1999 to October 31, 2010 (ii) the Russell 2500™ Index from November 1, 2010 through June 30, 2014, and (iii) the Russell Midcap® Index from July 1, 2014 to present.  Index performance includes total returns from when first available.  The index returns are made up of the returns of (i) the Russell 2500™ Index through March 31, 2013 and (ii) the Russell 2000® Index from April 1, 2013 to present. Index performance includes total returns from when first available.  The Russell Midcap® Index measures the performance of the mid-cap segment of the U.S. equity universe.  The Russell Midcap® Index is a subset of the Russell 1000® Index.  It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership.  The Russell Midcap® Index represents approximately 31% of the total market capitalization of the Russell 1000 companies. The Russell 2500™ Index measures the performance of the small to mid-cap segment of the U.S. equity universe, commonly referred to as "smid" cap. The Russell 2500™ is a subset of the Russell 3000® Index. It includes approximately 2500 of the smallest securities based on a combination of their market cap and current index membership. The indices are unmanaged and cannot be purchased directly by investors. Index performance is shown for illustrative purposes only and does not predict or depict performance of the Fund. Past performance does not guarantee future results.
  5. 5. Holdings are subject to change, and are dollar weighted based on total new assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the Fund’s net asset value and fluctuations of dividends and distributions paid by the Fund.
  6. 6. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund's prospectus.
  7. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  8. B. The performance data quoted represents past performance, which does not guarantee future results.  The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class I shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
  9. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund).  These returns would be lower if sales charges were taken into consideration.  Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  10. D. There is no guarantee of the payment of any dividend or other distributions at any level.
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