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Domestic Equity

Main Street Mid Cap Fund®

The Strategy typically invests in a diversified mix of mid-sized U.S. company stocks.

Investment Style
Mid Cap Core
Fund Inception
October 26, 2012
Total Assets (all classes) (as of 8/31/2017)
$2.93 billion
Fund Index
Russell Midcap Index
NAV (as of 9/22/17)
  • A
$30.89

Equity

Fixed Income

Municipal Bond
performance
analytics
holdings
as of 8/31/2017
  • F
as of 6/30/2017
  • F

Sales charges are not applicable to Y & I Share Classes.
Cumulative
Annualized
1 mo 3 mo ytd as of 9/22/17
  • C
1 yr 3 yr since inception
Main Street Mid Cap Fund® (NAV)
0.99% 1.87% 9.00% 15.72% 5.83% 13.56%
Cumulative
Annualized
1 mo 3 mo ytd as of 9/22/17
  • C
1 yr 3 yr since inception
Main Street Mid Cap Fund® (NAV)
0.79% 1.19% 9.00% 11.93% 5.06% 13.11%
Gross Expense Ratio: 0.67% | Net Expense Ratio: 0.67%

The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.


Year Main Street Mid Cap Fund® Russell Midcap Index
2012 0.00% 17.88%
2013 34.04% 36.80%
2014 12.78% 10.38%
2015 -6.85% -2.44%
2016 13.92% 13.80%

The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.


Date Main Street Mid Cap Fund® Russell Midcap® Index (Linked Index) MSCI World S&P 500
8/31/2007 0.00 0.00 0.00 0.00
9/30/2007 1.23 1.72 4.76 3.74
10/31/2007 3.91 4.63 7.97 5.39
11/30/2007 -3.56 -2.88 3.56 0.98
12/31/2007 -4.32 -2.94 2.22 0.28
1/31/2008 -11.16 -9.56 -5.59 -5.73
2/29/2008 -13.34 -12.91 -6.14 -8.79
3/31/2008 -14.56 -12.55 -7.04 -9.19
4/30/2008 -10.29 -8.88 -2.15 -4.77
5/31/2008 -5.53 -4.70 -0.66 -3.53
6/30/2008 -13.30 -12.04 -8.58 -11.66
7/31/2008 -12.28 -8.78 -10.82 -12.41
8/31/2008 -10.04 -5.48 -12.07 -11.14
9/30/2008 -18.63 -13.01 -22.53 -19.06
10/31/2008 -36.05 -31.11 -37.22 -32.65
11/30/2008 -45.03 -39.26 -41.28 -37.48
12/31/2008 -40.95 -35.73 -39.40 -36.82
1/31/2009 -47.61 -42.88 -44.71 -42.14
2/28/2009 -54.52 -49.82 -50.37 -48.30
3/31/2009 -49.32 -45.34 -46.62 -43.78
4/30/2009 -36.43 -36.89 -40.64 -38.40
5/31/2009 -33.36 -34.99 -35.26 -34.95
6/30/2009 -33.36 -34.04 -35.55 -34.82
7/31/2009 -27.77 -27.68 -30.09 -29.89
8/31/2009 -26.31 -25.61 -27.21 -27.36
9/30/2009 -22.32 -21.32 -24.30 -24.65
10/31/2009 -26.70 -26.66 -25.65 -26.05
11/30/2009 -24.27 -24.36 -22.61 -21.61
12/31/2009 -19.13 -18.27 -21.22 -20.10
1/31/2010 -22.30 -21.28 -24.48 -22.97
2/28/2010 -18.60 -17.73 -23.41 -20.59
3/31/2010 -12.21 -11.04 -18.67 -15.79
4/30/2010 -8.46 -6.00 -18.66 -14.47
5/31/2010 -14.89 -13.13 -26.45 -21.30
6/30/2010 -20.40 -19.86 -28.97 -25.42
7/31/2010 -15.72 -14.36 -23.21 -20.19
8/31/2010 -21.62 -20.70 -26.08 -23.79
9/30/2010 -12.45 -10.82 -19.19 -16.99
10/31/2010 -8.94 -7.17 -16.18 -13.83
11/30/2010 -6.65 -4.56 -17.99 -13.82
12/31/2010 -0.41 2.69 -11.96 -8.06
1/31/2011 0.32 4.06 -9.97 -5.88
2/28/2011 4.17 9.14 -6.81 -2.66
3/31/2011 6.56 11.62 -7.73 -2.62
4/30/2011 9.97 14.84 -3.81 0.26
5/31/2011 8.70 13.47 -5.81 -0.87
6/30/2011 7.19 10.97 -7.30 -2.52
7/31/2011 2.37 6.74 -8.98 -4.51
8/31/2011 -6.02 -2.00 -15.39 -9.69
9/30/2011 -15.96 -12.58 -22.70 -16.04
10/31/2011 -2.61 0.23 -14.71 -6.87
11/30/2011 -3.09 -0.12 -16.79 -7.07
12/31/2011 -3.05 0.11 -16.83 -6.12
1/31/2012 4.18 6.76 -12.66 -1.91
2/29/2012 9.02 10.72 -8.39 2.33
3/31/2012 10.88 13.11 -7.22 5.69
4/30/2012 9.17 12.29 -8.27 5.03
5/31/2012 1.25 4.61 -16.19 -1.28
6/30/2012 6.28 8.42 -11.92 2.79
7/31/2012 5.40 7.68 -10.79 4.21
8/31/2012 8.92 11.55 -8.52 6.56
9/30/2012 10.19 14.46 -6.01 9.31
10/31/2012 8.48 13.26 -6.65 7.30
11/30/2012 10.44 15.00 -5.45 7.92
12/31/2012 13.21 18.00 -3.67 8.90
1/31/2013 20.40 26.07 1.23 14.54
2/28/2013 21.78 27.52 1.40 16.10
3/31/2013 26.16 33.17 3.78 20.45
4/30/2013 26.56 33.58 7.04 22.77
5/31/2013 30.01 37.70 7.09 25.64
6/30/2013 28.92 36.20 4.45 23.96
7/31/2013 35.87 45.09 9.95 30.26
8/31/2013 33.85 40.51 7.61 26.49
9/30/2013 40.40 48.56 12.99 30.46
10/31/2013 44.24 53.36 17.41 36.46
11/30/2013 47.30 57.44 19.50 40.61
12/31/2013 51.01 61.43 22.02 44.17
1/31/2014 47.91 57.74 17.50 39.19
2/28/2014 55.94 65.74 23.39 45.56
3/31/2014 56.58 65.14 23.57 46.78
4/30/2014 54.22 61.33 24.83 47.86
5/31/2014 57.96 63.22 27.29 51.34
6/30/2014 64.13 71.03 29.57 54.46
7/31/2014 59.05 65.98 27.50 52.33
8/31/2014 67.97 73.99 30.31 58.43
9/30/2014 60.87 68.18 26.77 56.20
10/31/2014 66.84 73.37 27.59 60.02
11/30/2014 70.09 77.80 30.15 64.32
12/31/2014 69.55 78.18 28.05 63.91
1/31/2015 65.41 75.40 25.73 58.99
2/28/2015 75.29 85.11 33.09 68.13
3/31/2015 75.29 85.22 31.01 65.47
4/30/2015 73.05 83.54 34.08 67.05
5/31/2015 76.21 86.23 34.55 69.20
6/30/2015 73.28 82.37 31.42 65.93
7/31/2015 72.88 83.73 33.78 69.40
8/31/2015 63.28 74.03 24.92 59.18
9/30/2015 56.10 67.77 20.32 55.24
10/31/2015 61.73 78.17 29.85 68.34
11/30/2015 61.79 78.62 29.20 68.84
12/31/2015 57.31 73.83 26.93 66.18
1/31/2016 49.09 62.44 19.34 57.93
2/29/2016 50.46 64.28 18.45 57.72
3/31/2016 61.48 77.74 26.49 68.42
4/30/2016 63.63 79.62 28.49 69.07
5/31/2016 66.76 82.56 29.21 72.11
6/30/2016 66.69 83.39 27.76 72.55
7/31/2016 72.50 91.77 33.16 78.91
8/31/2016 72.50 91.29 33.27 79.17
9/30/2016 74.26 91.67 33.98 79.20
10/31/2016 71.26 85.59 31.39 75.93
11/30/2016 76.60 95.60 33.28 82.45
12/31/2016 78.41 97.82 36.47 86.05
1/31/2017 85.60 102.59 39.76 89.58
2/28/2017 89.69 108.33 43.64 97.11
3/31/2017 88.69 108.00 45.17 97.34
4/30/2017 90.70 109.60 47.32 99.36
5/31/2017 90.16 111.52 50.43 102.17
6/30/2017 91.98 113.62 51.01 103.43
7/31/2017 90.84 116.77 54.63 107.62
8/31/2017 92.25 115.08 54.84 108.25

The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 9/23/2017

Date 2012 2013 2014 2015 2016
Short Term 0.3814 0.2131 0.2017
Long Term 4.1909 2.9224 0.3707
Total Amount of Distribution 4.5722 3.1355 0.5723
Record Date 12/9/14 12/8/15 12/6/16
Ex Div Date 12/10/14 12/9/15 12/7/16
Pay Date 12/10/14 12/9/15 12/7/16

There is no guarantee of the payment of any dividend or other distributions at any level.

Analytics

(As of 8/31/2017)

Morningstar 8/31/2017 (based on risk adjusted performance)
Overall Rating
Number of Funds
358
Category
Mid-Cap Blend
Performance Statistics
3Y
Alpha
-1.34
Information Ratio
-0.67
Upside Capture
84.25
Downside Capture
94.43
Sharpe Ratio
0.51
R-Squared
90.10
Standard Deviation
9.96
Sortino Ratio
0.24
Win Ratio
36.00
Loss Ratio
64.00
Beta
0.88
Tracking Error
3.38
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
12/7/2016
Per Share ($)
$0.35
Net Income
28.90%
Net Profit from Sale
71.10%
Other Capital Sources
0.00%
12-Month Distribution ($)
$0.35
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$15.40 B
$13.70 B
Median Market Cap (weighted)
$12.50 B
$12.30 B
Trailing P/E
23.70
23.31
Forward P/E
16.87
18.55
Price/Book
2.69
2.69
Debt to Capital Ratio
46.45
46.86
Turnover Ratio
68.00%
-

Top Issuers

(42.5% of assets as of 08/31/17)


Portfolio Holdings Breakdown

Country 4
Developed Markets 4
Equity Sector 4
Industry 4
Asset Allocation 4
Market Cap 5
Country Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
United States 94.9% 99.6% -4.6%
Canada 2.9% 0.0% 2.8%
Belgium 0.2% - -
Developed Markets Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Americas 97.8% 99.6% -1.8%
Europe 0.2% 0.1% 0.1%
Equity Sector Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Industrials 19.4% 13.6% 5.8%
Information Technology 17.7% 15.7% 2.1%
Financials 12.1% 14.2% -2.0%
Consumer Discretionary 11.4% 14.2% -2.8%
Health Care 9.7% 10.3% -0.6%
Consumer Staples 7.5% 4.1% 3.4%
Energy 6.3% 5.1% 1.2%
Utilities 5.0% 6.5% -1.5%
Materials 3.6% 5.8% -2.2%
Real Estate 3.3% 10.0% -6.6%
Telecommunication Services 1.8% 0.6% 1.3%
Industry Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Oil Gas & Consumable Fuels 6.3% 4.4% 1.9%
IT Services 6.1% 4.1% 2.0%
Software 4.8% 3.8% 1.0%
Beverages 3.9% 0.7% 3.3%
Specialty Retail 3.8% 2.8% 1.0%
Insurance 3.7% 4.6% -0.9%
Aerospace & Defense 3.5% 1.8% 1.7%
Road & Rail 3.4% 0.6% 2.8%
Semiconductors & Semiconductor Equipment 3.4% 3.1% 0.3%
Equity Real Estate Investment Trusts (REITs) 3.3% 9.6% -6.3%
Chemicals 3.1% 2.1% 1.1%
Machinery 3.1% 4.3% -1.1%
Health Care Providers & Services 3.0% 2.3% 0.8%
Health Care Equipment & Supplies 2.9% 3.0% -0.2%
Biotechnology 2.8% 1.6% 1.2%
Electric Utilities 2.6% 2.6% 0.0%
Banks 2.6% 4.2% -1.6%
Commercial Services & Supplies 2.5% 0.8% 1.7%
Consumer Finance 2.4% 1.1% 1.3%
Gas Utilities 2.3% 0.3% 2.0%
Asset Allocation Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Equity 98.0% 100.0% -2.0%
Market Cap Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Mid 59.1% 71.6% -12.6%
Large 26.6% 20.3% 6.3%
Small 12.3% 8.0% 4.3%
  1. 1. Special Risks: Mid-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a mid-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  3. 3. Access index definitions.
  4. 4. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
  5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
  6. 6. For Share Classes with less than a one-year track record, expense ratios are estimated based on the Manager's projections of those expenses for the coming fiscal year.
  7. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  8. B. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.
  9. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  10. D. There is no guarantee of the payment of any dividend or other distributions at any level.
  11. E. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.
  12. F. The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.
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