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Domestic Equity

Main Street Mid Cap Fund®

The Strategy typically invests in a diversified mix of mid-sized U.S. company stocks.

Investment Style
Mid Cap Core
Fund Inception
October 26, 2012
Total Assets (all classes) (as of 4/30/2017)
$3.09 billion
Fund Index
Russell Midcap Index
NAV (as of 5/26/17)
  • A
$30.36

Equity

Fixed Income

Municipal Bond
performance
analytics
holdings
as of 4/30/2017
  • F
as of 3/31/2017
  • F

Sales charges are not applicable to Y & I Share Classes.
Cumulative
Annualized
1 mo 3 mo ytd as of 5/26/17
  • C
1 yr 3 yr since inception
Main Street Mid Cap Fund® (NAV)
-0.50% 5.89% 7.13% 17.35% 6.88% 13.90%
Cumulative
Annualized
1 mo 3 mo ytd as of 5/26/17
  • C
1 yr 3 yr since inception
Main Street Mid Cap Fund® (NAV)
1.10% 2.85% 7.13% 17.04% 7.80% 13.91%
Gross Expense Ratio: 0.67% | Net Expense Ratio: 0.67%

The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.


Year Main Street Mid Cap Fund® Russell Midcap Index
2013 34.04% 36.80%
2014 12.78% 10.38%
2015 -6.85% -2.44%
2016 13.92% 13.80%

The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.


Date Main Street Mid Cap Fund® Russell Midcap® Index (Linked Index) MSCI World S&P 500
4/30/2007 0.00 0.00 0.00 0.00
5/31/2007 4.09 4.10 2.80 3.49
6/30/2007 2.23 2.57 2.01 1.77
7/31/2007 -4.17 -4.44 -0.25 -1.39
8/31/2007 -4.09 -2.28 -0.33 0.09
9/30/2007 -2.91 -0.60 4.41 3.84
10/31/2007 -0.34 2.25 7.62 5.49
11/30/2007 -7.50 -5.09 3.22 1.08
12/31/2007 -8.23 -5.15 1.89 0.38
1/31/2008 -14.79 -11.62 -5.90 -5.64
2/29/2008 -16.89 -14.89 -6.44 -8.71
3/31/2008 -18.05 -14.54 -7.34 -9.10
4/30/2008 -13.96 -10.96 -2.47 -4.68
5/31/2008 -9.40 -6.87 -0.98 -3.44
6/30/2008 -16.84 -14.04 -8.88 -11.58
7/31/2008 -15.86 -10.86 -11.11 -12.33
8/31/2008 -13.72 -7.64 -12.36 -11.06
9/30/2008 -21.96 -14.99 -22.78 -18.98
10/31/2008 -38.67 -32.68 -37.42 -32.59
11/30/2008 -47.28 -40.64 -41.47 -37.43
12/31/2008 -43.36 -37.20 -39.59 -36.76
1/31/2009 -49.76 -44.18 -44.89 -42.09
2/28/2009 -56.38 -50.96 -50.53 -48.26
3/31/2009 -51.39 -46.59 -46.80 -43.72
4/30/2009 -39.03 -38.33 -40.83 -38.34
5/31/2009 -36.09 -36.47 -35.47 -34.89
6/30/2009 -36.09 -35.54 -35.76 -34.76
7/31/2009 -30.72 -29.33 -30.32 -29.83
8/31/2009 -29.32 -27.30 -27.44 -27.29
9/30/2009 -25.50 -23.11 -24.55 -24.58
10/31/2009 -29.70 -28.33 -25.89 -25.98
11/30/2009 -27.36 -26.08 -22.86 -21.54
12/31/2009 -22.44 -20.13 -21.48 -20.02
1/31/2010 -25.48 -23.07 -24.72 -22.90
2/28/2010 -21.92 -19.61 -23.66 -20.51
3/31/2010 -15.80 -13.06 -18.94 -15.72
4/30/2010 -12.20 -8.14 -18.92 -14.39
5/31/2010 -18.37 -15.11 -26.69 -21.22
6/30/2010 -23.65 -21.69 -29.20 -25.35
7/31/2010 -19.17 -16.31 -23.46 -20.12
8/31/2010 -24.82 -22.50 -26.32 -23.72
9/30/2010 -16.03 -12.85 -19.45 -16.91
10/31/2010 -12.67 -9.28 -16.45 -13.75
11/30/2010 -10.47 -6.73 -18.25 -13.74
12/31/2010 -4.49 0.35 -12.24 -7.98
1/31/2011 -3.78 1.69 -10.26 -5.80
2/28/2011 -0.09 6.66 -7.12 -2.57
3/31/2011 2.20 9.08 -8.03 -2.53
4/30/2011 5.47 12.23 -4.13 0.36
5/31/2011 4.26 10.88 -6.12 -0.78
6/30/2011 2.81 8.44 -7.60 -2.43
7/31/2011 -1.82 4.31 -9.28 -4.42
8/31/2011 -9.86 -4.23 -15.67 -9.61
9/30/2011 -19.40 -14.57 -22.95 -15.96
10/31/2011 -6.59 -2.05 -14.98 -6.78
11/30/2011 -7.06 -2.39 -17.06 -6.99
12/31/2011 -7.02 -2.17 -17.11 -6.03
1/31/2012 -0.08 4.33 -12.95 -1.82
2/29/2012 4.56 8.20 -8.69 2.42
3/31/2012 6.34 10.53 -7.52 5.79
4/30/2012 4.70 9.73 -8.57 5.13
5/31/2012 -2.89 2.23 -16.46 -1.19
6/30/2012 1.94 5.95 -12.20 2.88
7/31/2012 1.09 5.23 -11.08 4.31
8/31/2012 4.47 9.01 -8.82 6.66
9/30/2012 5.69 11.85 -6.32 9.42
10/31/2012 4.04 10.68 -6.95 7.40
11/30/2012 5.92 12.38 -5.76 8.02
12/31/2012 8.58 15.32 -3.99 9.00
1/31/2013 15.48 23.20 0.90 14.65
2/28/2013 16.80 24.62 1.07 16.21
3/31/2013 21.00 30.14 3.44 20.56
4/30/2013 21.38 30.54 6.70 22.89
5/31/2013 24.69 34.57 6.74 25.76
6/30/2013 23.65 33.09 4.11 24.07
7/31/2013 30.31 41.79 9.59 30.39
8/31/2013 28.37 37.31 7.25 26.61
9/30/2013 34.66 45.17 12.62 30.58
10/31/2013 38.34 49.87 17.03 36.58
11/30/2013 41.27 53.85 19.11 40.74
12/31/2013 44.84 57.75 21.63 44.31
1/31/2014 41.86 54.15 17.12 39.32
2/28/2014 49.57 61.97 22.99 45.69
3/31/2014 50.18 61.38 23.16 46.92
4/30/2014 47.91 57.66 24.43 48.00
5/31/2014 51.50 59.51 26.87 51.48
6/30/2014 57.41 67.13 29.14 54.61
7/31/2014 52.54 62.20 27.08 52.47
8/31/2014 61.10 70.03 29.88 58.57
9/30/2014 54.29 64.35 26.36 56.35
10/31/2014 60.01 69.42 27.17 60.17
11/30/2014 63.13 73.75 29.72 64.48
12/31/2014 62.61 74.12 27.63 64.06
1/31/2015 58.65 71.41 25.32 59.14
2/28/2015 68.13 80.90 32.66 68.28
3/31/2015 68.13 81.00 30.58 65.62
4/30/2015 65.98 79.36 33.65 67.21
5/31/2015 69.01 81.99 34.11 69.36
6/30/2015 66.20 78.22 30.99 66.08
7/31/2015 65.81 79.54 33.34 69.56
8/31/2015 56.61 70.07 24.52 59.33
9/30/2015 49.72 63.95 19.92 55.39
10/31/2015 55.12 74.11 29.43 68.50
11/30/2015 55.17 74.55 28.78 69.00
12/31/2015 50.87 69.88 26.52 66.33
1/31/2016 43.00 58.75 18.95 58.08
2/29/2016 44.31 60.54 18.07 57.86
3/31/2016 54.88 73.69 26.08 68.57
4/30/2016 56.94 75.53 28.07 69.23
5/31/2016 59.94 78.40 28.79 72.27
6/30/2016 59.88 79.22 27.35 72.71
7/31/2016 65.44 87.40 32.73 79.08
8/31/2016 65.44 86.93 32.84 79.33
9/30/2016 67.13 87.31 33.54 79.37
10/31/2016 64.25 81.36 30.96 76.09
11/30/2016 69.38 91.15 32.84 82.62
12/31/2016 71.12 93.32 36.02 86.23
1/31/2017 78.01 97.98 39.30 89.76
2/28/2017 81.94 103.58 43.17 97.29
3/31/2017 80.97 103.27 44.69 97.52
4/30/2017 82.90 104.83 46.84 99.55

The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 5/26/2017

Date 2012 2013 2014 2015 2016
Short Term 0.3814 0.2131 0.2017
Long Term 4.1909 2.9224 0.3707
Total Amount of Distribution 4.5722 3.1355 0.5723
Record Date 12/9/14 12/8/15 12/6/16
Ex Div Date 12/10/14 12/9/15 12/7/16
Pay Date 12/10/14 12/9/15 12/7/16

There is no guarantee of the payment of any dividend or other distributions at any level.

Analytics

(As of 4/30/2017)

Morningstar 4/30/2017 (based on risk adjusted performance)
Overall Rating
Number of Funds
377
Category
Mid-Cap Blend
Performance Statistics
3Y
Alpha
-0.46
Information Ratio
-0.42
Upside Capture
93.67
Downside Capture
99.79
Sharpe Ratio
0.73
R-Squared
92.31
Standard Deviation
10.81
Sortino Ratio
0.35
Win Ratio
39.00
Loss Ratio
61.00
Beta
0.91
Tracking Error
3.17
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
12/7/2016
Per Share ($)
$0.35
Net Income
28.90%
Net Profit from Sale
71.10%
Other Capital Sources
0.00%
12-Month Distribution ($)
$0.35
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$14.10 B
$14.20 B
Median Market Cap (weighted)
$11.60 B
$12.50 B
Trailing P/E
24.52
23.73
Forward P/E
17.58
19.45
Price/Book
2.76
2.79
Debt to Capital Ratio
47.80
46.65
Turnover Ratio
87.00%
-

Top Issuers

(38.7% of assets as of 04/30/17)


Portfolio Holdings Breakdown

Country 4
Developed Markets 4
Equity Sector 4
Industry 4
Asset Allocation 4
Market Cap 5
Country Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
United States 93.0% 99.8% -6.8%
Canada 3.1% 0.0% 3.1%
United Kingdom 0.6% 0.1% 0.5%
Developed Markets Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Americas 96.1% 99.8% -3.7%
Europe 0.6% 0.1% 0.5%
Equity Sector Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Industrials 17.6% 13.7% 3.8%
Information Technology 15.9% 15.2% 0.6%
Consumer Discretionary 12.4% 15.1% -2.6%
Financials 10.5% 13.1% -2.6%
Health Care 9.9% 9.7% 0.2%
Consumer Staples 7.8% 4.8% 3.0%
Energy 6.2% 5.6% 0.6%
Utilities 6.0% 6.2% -0.2%
Materials 5.3% 5.7% -0.4%
Real Estate 3.2% 10.1% -6.9%
Telecommunication Services 1.9% 0.8% 1.2%
Industry Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Oil Gas & Consumable Fuels 6.2% 4.4% 1.8%
IT Services 5.4% 3.6% 1.8%
Software 4.5% 3.5% 1.0%
Specialty Retail 4.2% 3.5% 0.7%
Aerospace & Defense 4.1% 1.6% 2.5%
Beverages 4.1% 0.7% 3.4%
Electric Utilities 3.9% 2.6% 1.3%
Health Care Providers & Services 3.6% 2.0% 1.6%
Chemicals 3.5% 2.0% 1.5%
Insurance 3.3% 4.4% -1.1%
Equity Real Estate Investment Trusts (REITs) 3.2% 9.7% -6.6%
Semiconductors & Semiconductor Equipment 3.2% 3.8% -0.7%
Banks 3.2% 4.1% -0.9%
Road & Rail 3.0% 0.6% 2.4%
Health Care Equipment & Supplies 2.7% 3.4% -0.6%
Commercial Services & Supplies 2.4% 0.9% 1.5%
Machinery 2.4% 4.0% -1.7%
Airlines 2.3% 1.1% 1.2%
Biotechnology 2.2% 1.3% 0.9%
Gas Utilities 2.1% 0.3% 1.8%
Asset Allocation Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Equity 96.7% 100.0% -3.3%
Market Cap Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Mid 62.3% 68.4% -6.1%
Large 25.8% 24.9% 0.9%
Small 8.6% 6.7% 1.9%
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  1. 1. Special Risks: Mid-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a mid-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  3. 3. Access index definitions.
  4. 4. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
  5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
  6. 6. For Share Classes with less than a one-year track record, expense ratios are estimated based on the Manager's projections of those expenses for the coming fiscal year.
  7. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7 p.m. ET daily.
  8. B. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.
  9. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  10. D. There is no guarantee of the payment of any dividend or other distributions at any level.
  11. E. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.
  12. F. The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.
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