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Domestic Equity

Main Street Mid Cap Fund®

The Strategy typically invests in a diversified mix of mid-sized U.S. company stocks.

Investment Style
Mid Cap Core
Fund Inception
October 26, 2012
Total Assets (all classes) (as of 6/30/2017)
$3 billion
Fund Index
Russell Midcap Index
NAV (as of 7/27/17)
  • A
$30.53

Equity

Fixed Income

Municipal Bond
performance
analytics
holdings
as of 6/30/2017
  • F
as of 6/30/2017
  • F

Sales charges are not applicable to Y & I Share Classes.
Cumulative
Annualized
1 mo 3 mo ytd as of 7/27/17
  • C
1 yr 3 yr since inception
Main Street Mid Cap Fund® (NAV)
0.99% 1.87% 7.73% 15.72% 5.83% 13.56%
Cumulative
Annualized
1 mo 3 mo ytd as of 7/27/17
  • C
1 yr 3 yr since inception
Main Street Mid Cap Fund® (NAV)
0.99% 1.87% 7.73% 15.72% 5.83% 13.56%
Gross Expense Ratio: 0.67% | Net Expense Ratio: 0.67%

The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.


Year Main Street Mid Cap Fund® Russell Midcap Index
2012 0.00% 17.88%
2013 34.04% 36.80%
2014 12.78% 10.38%
2015 -6.85% -2.44%
2016 13.92% 13.80%

The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.


Date Main Street Mid Cap Fund® Russell Midcap® Index (Linked Index) MSCI World S&P 500
6/30/2007 0.00 0.00 0.00 0.00
7/31/2007 -6.27 -6.84 -2.21 -3.10
8/31/2007 -6.19 -4.73 -2.29 -1.65
9/30/2007 -5.03 -3.09 2.36 2.03
10/31/2007 -2.52 -0.31 5.50 3.65
11/30/2007 -9.53 -7.47 1.19 -0.68
12/31/2007 -10.24 -7.53 -0.12 -1.37
1/31/2008 -16.66 -13.83 -7.75 -7.29
2/29/2008 -18.70 -17.03 -8.29 -10.30
3/31/2008 -19.84 -16.68 -9.17 -10.68
4/30/2008 -15.84 -13.19 -4.39 -6.33
5/31/2008 -11.38 -9.20 -2.93 -5.12
6/30/2008 -18.66 -16.19 -10.68 -13.12
7/31/2008 -17.70 -13.09 -12.86 -13.85
8/31/2008 -15.61 -9.95 -14.08 -12.60
9/30/2008 -23.67 -17.13 -24.30 -20.39
10/31/2008 -40.01 -34.37 -38.65 -33.76
11/30/2008 -48.43 -42.13 -42.62 -38.51
12/31/2008 -44.60 -38.77 -40.78 -37.86
1/31/2009 -50.85 -45.58 -45.97 -43.10
2/28/2009 -57.33 -52.19 -51.50 -49.16
3/31/2009 -52.45 -47.93 -47.84 -44.70
4/30/2009 -40.36 -39.88 -41.99 -39.41
5/31/2009 -37.48 -38.07 -36.74 -36.02
6/30/2009 -37.48 -37.16 -37.02 -35.89
7/31/2009 -32.24 -31.10 -31.69 -31.05
8/31/2009 -30.87 -29.13 -28.87 -28.56
9/30/2009 -27.13 -25.04 -26.04 -25.89
10/31/2009 -31.23 -30.13 -27.35 -27.27
11/30/2009 -28.95 -27.94 -24.38 -22.90
12/31/2009 -24.13 -22.13 -23.03 -21.42
1/31/2010 -27.11 -25.00 -26.21 -24.24
2/28/2010 -23.63 -21.62 -25.17 -21.90
3/31/2010 -17.64 -15.24 -20.53 -17.18
4/30/2010 -14.12 -10.45 -20.52 -15.88
5/31/2010 -20.15 -17.24 -28.13 -22.59
6/30/2010 -25.32 -23.65 -30.60 -26.64
7/31/2010 -20.93 -18.41 -24.97 -21.51
8/31/2010 -26.47 -24.45 -27.77 -25.05
9/30/2010 -17.87 -15.03 -21.04 -18.36
10/31/2010 -14.58 -11.56 -18.10 -15.25
11/30/2010 -12.43 -9.07 -19.86 -15.24
12/31/2010 -6.57 -2.17 -13.97 -9.58
1/31/2011 -5.89 -0.86 -12.03 -7.43
2/28/2011 -2.27 3.98 -8.95 -4.26
3/31/2011 -0.03 6.34 -9.85 -4.23
4/30/2011 3.17 9.41 -6.02 -1.39
5/31/2011 1.98 8.10 -7.97 -2.51
6/30/2011 0.56 5.72 -9.42 -4.13
7/31/2011 -3.97 1.70 -11.06 -6.08
8/31/2011 -11.83 -6.63 -17.33 -11.18
9/30/2011 -21.16 -16.72 -24.47 -17.43
10/31/2011 -8.63 -4.51 -16.66 -8.40
11/30/2011 -9.09 -4.84 -18.69 -8.60
12/31/2011 -9.05 -4.62 -18.74 -7.67
1/31/2012 -2.26 1.72 -14.66 -3.53
2/29/2012 2.28 5.49 -10.49 0.64
3/31/2012 4.02 7.76 -9.34 3.95
4/30/2012 2.41 6.98 -10.37 3.30
5/31/2012 -5.01 -0.33 -18.11 -2.91
6/30/2012 -0.29 3.30 -13.93 1.09
7/31/2012 -1.12 2.59 -12.83 2.50
8/31/2012 2.18 6.28 -10.62 4.80
9/30/2012 3.38 9.05 -8.16 7.51
10/31/2012 1.77 7.90 -8.78 5.53
11/30/2012 3.60 9.56 -7.61 6.14
12/31/2012 6.20 12.43 -5.88 7.11
1/31/2013 12.95 20.11 -1.08 12.66
2/28/2013 14.25 21.49 -0.92 14.18
3/31/2013 18.36 26.87 1.40 18.47
4/30/2013 18.73 27.26 4.59 20.75
5/31/2013 21.96 31.19 4.63 23.57
6/30/2013 20.95 29.76 2.06 21.91
7/31/2013 27.46 38.23 7.43 28.12
8/31/2013 25.57 33.86 5.14 24.41
9/30/2013 31.72 41.53 10.40 28.31
10/31/2013 35.32 46.11 14.72 34.21
11/30/2013 38.19 49.99 16.76 38.30
12/31/2013 41.67 53.79 19.23 41.80
1/31/2014 38.76 50.28 14.82 36.90
2/28/2014 46.30 57.90 20.56 43.16
3/31/2014 46.90 57.33 20.74 44.36
4/30/2014 44.68 53.70 21.97 45.43
5/31/2014 48.19 55.51 24.37 48.84
6/30/2014 53.97 62.94 26.60 51.92
7/31/2014 49.21 58.13 24.58 49.82
8/31/2014 57.58 65.77 27.32 55.82
9/30/2014 50.92 60.23 23.87 53.63
10/31/2014 56.52 65.17 24.67 57.38
11/30/2014 59.57 69.40 27.17 61.62
12/31/2014 59.06 69.76 25.12 61.21
1/31/2015 55.18 67.11 22.85 56.37
2/28/2015 64.45 76.36 30.05 65.36
3/31/2015 64.45 76.46 28.01 62.74
4/30/2015 62.35 74.86 31.01 64.30
5/31/2015 65.31 77.42 31.47 66.41
6/30/2015 62.56 73.75 28.41 63.19
7/31/2015 62.19 75.04 30.71 66.61
8/31/2015 53.18 65.80 22.06 56.56
9/30/2015 46.44 59.83 17.56 52.69
10/31/2015 51.73 69.74 26.88 65.57
11/30/2015 51.78 70.18 26.25 66.06
12/31/2015 47.58 65.62 24.03 63.44
1/31/2016 39.87 54.76 16.61 55.33
2/29/2016 41.16 56.51 15.74 55.12
3/31/2016 51.49 69.33 23.59 65.64
4/30/2016 53.51 71.12 25.55 66.28
5/31/2016 56.44 73.93 26.25 69.27
6/30/2016 56.38 74.72 24.84 69.71
7/31/2016 61.83 82.70 30.11 75.97
8/31/2016 61.83 82.24 30.22 76.21
9/30/2016 63.48 82.61 30.91 76.25
10/31/2016 60.66 76.82 28.38 73.03
11/30/2016 65.68 86.35 30.23 79.44
12/31/2016 67.38 88.47 33.34 82.99
1/31/2017 74.12 93.02 36.56 86.46
2/28/2017 77.96 98.48 40.35 93.86
3/31/2017 77.02 98.17 41.84 94.09
4/30/2017 78.91 99.69 43.95 96.08
5/31/2017 78.40 101.52 46.99 98.84
6/30/2017 80.10 103.52 47.56 100.08

The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 7/28/2017

Date 2012 2013 2014 2015 2016
Short Term 0.3814 0.2131 0.2017
Long Term 4.1909 2.9224 0.3707
Total Amount of Distribution 4.5722 3.1355 0.5723
Record Date 12/9/14 12/8/15 12/6/16
Ex Div Date 12/10/14 12/9/15 12/7/16
Pay Date 12/10/14 12/9/15 12/7/16

There is no guarantee of the payment of any dividend or other distributions at any level.

Analytics

(As of 6/30/2017)

Morningstar 6/30/2017 (based on risk adjusted performance)
Overall Rating
Number of Funds
368
Category
Mid-Cap Blend
Performance Statistics
3Y
Alpha
-1.13
Information Ratio
-0.60
Upside Capture
90.34
Downside Capture
99.79
Sharpe Ratio
0.56
R-Squared
92.37
Standard Deviation
10.60
Sortino Ratio
0.27
Win Ratio
36.00
Loss Ratio
64.00
Beta
0.91
Tracking Error
3.08
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
12/7/2016
Per Share ($)
$0.35
Net Income
28.90%
Net Profit from Sale
71.10%
Other Capital Sources
0.00%
12-Month Distribution ($)
$0.35
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$14.50 B
$13.50 B
Median Market Cap (weighted)
$12.20 B
$12.20 B
Trailing P/E
25.55
23.81
Forward P/E
17.38
18.75
Price/Book
2.75
2.76
Debt to Capital Ratio
46.92
46.70
Turnover Ratio
87.00%
-

Top Issuers

(42.8% of assets as of 06/30/17)


Portfolio Holdings Breakdown

Country 4
Developed Markets 4
Equity Sector 4
Industry 4
Asset Allocation 4
Market Cap 5
Country Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
United States 95.0% 99.5% -4.5%
Canada 3.5% 0.0% 3.5%
Developed Markets Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Americas 98.5% 99.6% -1.1%
Equity Sector Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Industrials 19.6% 13.6% 6.1%
Information Technology 15.8% 14.8% 1.0%
Consumer Discretionary 11.5% 14.6% -3.1%
Financials 10.9% 14.3% -3.3%
Health Care 9.5% 10.5% -1.0%
Energy 7.8% 5.5% 2.3%
Consumer Staples 7.3% 4.4% 3.0%
Utilities 6.0% 6.2% -0.2%
Materials 4.6% 5.7% -1.0%
Real Estate 3.6% 9.9% -6.3%
Telecommunication Services 1.8% 0.6% 1.2%
Industry Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Oil Gas & Consumable Fuels 7.8% 4.6% 3.2%
IT Services 5.2% 4.0% 1.2%
Aerospace & Defense 4.6% 1.6% 3.0%
Software 4.3% 3.5% 0.8%
Specialty Retail 4.0% 3.0% 1.0%
Beverages 3.8% 0.6% 3.2%
Chemicals 3.7% 2.0% 1.6%
Equity Real Estate Investment Trusts (REITs) 3.6% 9.5% -5.9%
Electric Utilities 3.6% 2.5% 1.1%
Health Care Providers & Services 3.4% 2.5% 0.9%
Road & Rail 3.3% 0.6% 2.7%
Semiconductors & Semiconductor Equipment 3.0% 2.8% 0.2%
Insurance 2.9% 4.6% -1.7%
Machinery 2.9% 4.3% -1.4%
Health Care Equipment & Supplies 2.8% 3.1% -0.3%
Banks 2.7% 4.5% -1.8%
Commercial Services & Supplies 2.6% 0.8% 1.8%
Textiles Apparel & Luxury Goods 2.5% 1.3% 1.2%
Gas Utilities 2.4% 0.3% 2.1%
Biotechnology 2.3% 1.6% 0.7%
Asset Allocation Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Equity 98.5% 100.0% -1.5%
Market Cap Main Street Mid Cap Fund® Russell Midcap Index Overweight / Underweight
Mid 58.3% 72.0% -13.7%
Large 26.4% 21.1% 5.2%
Small 13.9% 6.8% 7.0%
  1. 1. Special Risks: Mid-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a mid-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  3. 3. Access index definitions.
  4. 4. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
  5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
  6. 6. For Share Classes with less than a one-year track record, expense ratios are estimated based on the Manager's projections of those expenses for the coming fiscal year.
  7. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  8. B. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.
  9. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  10. D. There is no guarantee of the payment of any dividend or other distributions at any level.
  11. E. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.
  12. F. The performance data quoted represents past performance, which does not guarantee future results. The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class I shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.
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