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OTCYX

Capital Appreciation Fund

Overview

The Strategy typically invests in large-cap U.S. growth stocks.

Inception Date
November 3, 1997
Investment Style
Large Cap Growth
Fund Index
Russell 1000® Growth Index
CUSIP
68379A404
NAV
  • A
(as of 11/16/2018)
$64.41
Total Assets
(as of 10/31/2018)
$4.60 BN
Gross Expense Ratio
(as of 10/31/2018)
0.80%
Net Expense Ratio
(as of 10/31/2018)
0.80%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 10/31/2018
  • B
as of 09/30/2018
  • B

Sales charges are not applicable to Y & I Share Classes.
Cumulative
Annualized
ytd as of 2018-09-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (NAV)
13.10% 19.80% 15.00% 13.15% 10.79% 7.17%
Russell 1000® Growth Index
17.09% 26.30% 20.55% 16.58% 14.31% -
Cumulative
Annualized
ytd as of 2018-10-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (NAV)
2.78% 6.28% 8.23% 10.13% 12.16% 6.66%
Russell 1000® Growth Index
6.62% 10.71% 13.67% 13.43% 15.45% -
Gross Expense Ratio: 0.80% | Net Expense Ratio: 0.80%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class Y shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.


Year Capital Appreciation Fund Russell 1000® Growth Index
1998 24.46% 38.71%
1999 42.61% 33.16%
2000 -0.91% -22.42%
2001 -12.41% -20.42%
2002 -25.96% -27.88%
2003 29.95% 29.75%
2004 6.84% 6.30%
2005 5.08% 5.26%
2006 7.93% 9.07%
2007 14.20% 11.81%
2008 -45.67% -38.44%
2009 44.14% 37.21%
2010 9.63% 16.71%
2011 -1.17% 2.64%
2012 14.14% 15.26%
2013 29.69% 33.48%
2014 15.32% 13.05%
2015 3.47% 5.67%
2016 -2.12% 7.08%
2017 26.82% 30.21%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class Y shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.


Date Capital Appreciation Fund Russell 1000® Growth Index MSCI World S&P 500
10/31/2008 0.00 0.00 0.00 0.00
11/30/2008 -12.70 -7.95 -6.47 -7.18
12/31/2008 -10.50 -6.29 -3.47 -6.19
1/31/2009 -13.14 -10.80 -11.93 -14.09
2/28/2009 -18.88 -17.51 -20.94 -23.24
3/31/2009 -11.52 -10.15 -14.98 -16.52
4/30/2009 -1.93 -1.52 -5.44 -8.53
5/31/2009 4.57 3.36 3.12 -3.41
6/30/2009 5.34 4.51 2.66 -3.22
7/31/2009 12.73 11.94 11.35 4.10
8/31/2009 14.32 14.26 15.95 7.86
9/30/2009 19.60 19.12 20.57 11.88
10/31/2009 16.89 17.51 18.42 9.80
11/30/2009 23.54 24.72 23.26 16.39
12/31/2009 29.01 28.58 25.47 18.64
1/31/2010 21.71 22.97 20.29 14.37
2/28/2010 25.56 27.19 21.98 17.91
3/31/2010 33.73 34.55 29.54 25.03
4/30/2010 32.17 36.06 29.56 27.00
5/31/2010 20.87 25.67 17.15 16.86
6/30/2010 14.01 18.75 13.13 10.74
7/31/2010 20.47 27.22 22.30 18.50
8/31/2010 15.47 21.28 17.74 13.15
9/30/2010 27.73 34.19 28.71 23.25
10/31/2010 33.57 40.60 33.51 27.94
11/30/2010 33.91 42.23 30.63 27.96
12/31/2010 41.43 50.07 40.23 36.51
1/31/2011 43.11 53.88 43.40 39.75
2/28/2011 48.63 58.92 48.42 44.53
3/31/2011 47.89 59.11 46.96 44.59
4/30/2011 52.48 64.44 53.20 48.87
5/31/2011 50.71 62.65 50.03 47.19
6/30/2011 49.19 60.32 47.65 44.73
7/31/2011 47.36 58.71 44.97 41.79
8/31/2011 38.82 50.34 34.76 34.09
9/30/2011 27.45 39.26 23.12 24.66
10/31/2011 42.05 54.54 35.86 38.29
11/30/2011 41.43 54.53 32.54 37.98
12/31/2011 39.77 54.03 32.47 39.39
1/31/2012 47.33 63.22 39.11 45.64
2/29/2012 55.43 71.03 45.91 51.94
3/31/2012 59.46 76.66 47.78 56.94
4/30/2012 59.05 76.38 46.11 55.95
5/31/2012 48.61 65.07 33.49 46.58
6/30/2012 51.27 69.55 40.30 52.62
7/31/2012 53.02 71.82 42.10 54.74
8/31/2012 58.33 76.45 45.70 58.22
9/30/2012 61.08 79.91 49.70 62.31
10/31/2012 55.68 74.66 48.69 59.32
11/30/2012 58.99 77.58 50.60 60.24
12/31/2012 59.53 77.53 53.43 61.70
1/31/2013 66.16 85.14 61.24 70.08
2/28/2013 68.15 87.44 61.51 72.38
3/31/2013 73.70 94.48 65.29 78.85
4/30/2013 74.81 98.60 70.50 82.30
5/31/2013 77.80 102.29 70.56 86.56
6/30/2013 73.54 98.49 66.36 84.05
7/31/2013 82.44 109.01 75.12 93.42
8/31/2013 79.00 105.43 71.39 87.82
9/30/2013 86.86 114.58 79.96 93.71
10/31/2013 94.43 124.08 87.01 102.61
11/30/2013 100.27 130.40 90.33 108.79
12/31/2013 106.90 136.98 94.36 114.07
1/31/2014 100.93 130.22 87.16 106.67
2/28/2014 113.43 142.07 96.53 116.13
3/31/2014 106.80 139.63 96.81 117.94
4/30/2014 104.82 139.64 98.83 119.55
5/31/2014 113.59 147.11 102.74 124.71
6/30/2014 120.15 151.93 106.37 129.35
7/31/2014 120.48 148.07 103.08 126.19
8/31/2014 129.84 159.43 107.55 135.23
9/30/2014 126.91 155.67 101.92 131.94
10/31/2014 132.48 162.41 103.22 137.60
11/30/2014 139.24 170.72 107.30 143.99
12/31/2014 138.61 167.90 103.95 143.38
1/31/2015 134.97 163.80 100.26 136.07
2/28/2015 150.23 181.38 111.99 149.64
3/31/2015 147.00 178.18 108.67 145.69
4/30/2015 145.33 179.58 113.57 148.05
5/31/2015 148.98 183.51 114.30 151.24
6/30/2015 148.41 178.52 109.32 146.37
7/31/2015 155.59 187.96 113.08 151.53
8/31/2015 137.62 170.48 98.98 136.36
9/30/2015 127.90 163.78 91.64 130.51
10/31/2015 148.41 186.50 106.82 149.95
11/30/2015 150.84 187.30 105.79 150.70
12/31/2015 146.89 183.09 102.18 146.74
1/31/2016 129.56 167.28 90.08 134.50
2/29/2016 120.78 167.17 88.67 134.18
3/31/2016 129.73 185.19 101.47 150.07
4/30/2016 127.25 182.58 104.66 151.04
5/31/2016 134.78 188.07 105.81 155.55
6/30/2016 131.53 186.94 103.50 156.21
7/31/2016 144.24 200.48 112.10 165.66
8/31/2016 143.04 198.99 112.28 166.03
9/30/2016 145.18 200.08 113.40 166.08
10/31/2016 137.86 193.04 109.27 161.23
11/30/2016 139.23 199.41 112.28 170.90
12/31/2016 141.66 203.12 117.36 176.25
1/31/2017 151.83 213.33 122.61 181.49
2/28/2017 161.87 226.35 128.78 192.67
3/31/2017 166.65 230.12 131.22 193.01
4/30/2017 173.56 237.67 134.64 196.02
5/31/2017 178.60 246.45 139.61 200.19
6/30/2017 178.51 245.54 140.53 202.06
7/31/2017 183.24 254.72 146.29 208.27
8/31/2017 187.17 261.23 146.63 209.22
9/30/2017 189.31 265.92 152.17 215.59
10/31/2017 196.36 280.10 156.93 222.96
11/30/2017 203.41 291.65 162.50 232.86
12/31/2017 206.46 294.70 166.05 236.56
1/31/2018 227.79 322.65 180.10 255.83
2/28/2018 215.88 311.57 168.50 242.72
3/31/2018 204.32 300.28 162.64 234.01
4/30/2018 205.20 301.68 165.66 235.29
5/31/2018 219.77 319.29 167.33 243.37
6/30/2018 220.94 323.33 167.20 245.48
7/31/2018 231.67 335.75 175.54 258.34
8/31/2018 246.05 359.58 178.95 270.01
9/30/2018 246.59 362.15 180.51 272.12
10/31/2018 214.96 320.82 159.91 246.68

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class Y shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 11/17/2018

Date 2013 2014 2015 2016 2017
Short Term 1.6941 0.3461 1.8556
Long Term 2.5532 7.8660 7.0818 2.1269 3.5868
Total Amount of Distribution 2.5532 9.5601 7.4279 2.1269 5.4424
Record Date 12/9/13 12/8/14 12/4/15 12/2/16 12/13/17
Ex Div Date 12/10/13 12/9/14 12/7/15 12/5/16 12/14/17
Pay Date 12/11/13 12/9/14 12/7/15 12/5/16 12/14/17

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(63.1% of assets as of 10/31/2018)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 6
Country Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
United States 96.3% 100.0% -3.7%
Canada 1.6% - -
United Kingdom 0.9% - -
Belgium 0.4% - -
China 0.3% 0.0% 0.3%
Developed Markets Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Americas 97.8% 100.0% -2.1%
Europe 1.3% 0.0% 1.3%
Equity Sector Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Information Technology 31.6% 32.7% -1.2%
Consumer Discretionary 19.1% 14.8% 4.4%
Health Care 12.9% 13.6% -0.8%
Communication Services 11.3% 12.0% -0.7%
Industrials 10.8% 11.7% -0.9%
Financials 5.8% 4.3% 1.4%
Consumer Staples 2.8% 6.0% -3.2%
Energy 2.4% 0.9% 1.5%
Utilities 1.4% - -
Materials 1.4% 1.8% -0.4%
Industry Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Software 12.8% 10.7% 2.1%
Interactive Media & Services 9.9% 8.5% 1.5%
Internet & Direct Marketing Retail 9.2% 6.1% 3.0%
Technology Hardware Storage & Peripherals 7.0% 8.6% -1.6%
Specialty Retail 6.4% 3.9% 2.5%
IT Services 6.3% 8.2% -1.9%
Biotechnology 5.2% 4.7% 0.4%
Health Care Providers & Services 4.9% 3.5% 1.3%
Capital Markets 4.9% 2.2% 2.7%
Semiconductors & Semiconductor Equipment 4.7% 3.9% 0.8%
Hotels Restaurants & Leisure 3.6% 2.0% 1.5%
Oil Gas & Consumable Fuels 2.4% 0.6% 1.8%
Machinery 2.3% 2.1% 0.2%
Aerospace & Defense 2.2% 3.5% -1.3%
Road & Rail 1.9% 1.2% 0.7%
Airlines 1.8% 0.2% 1.6%
Commercial Services & Supplies 1.6% 0.6% 1.0%
Gas Utilities 1.4% - -
Entertainment 1.4% 2.7% -1.3%
Health Care Equipment & Supplies 1.2% 2.5% -1.2%
Asset Allocation Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Equity 99.4% 100.0% -0.6%
Market Cap Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Large 80.2% 84.6% -4.3%
Mid 14.5% 14.4% 0.1%
Small 4.7% 0.7% 4.1%
Analytics
(As of 10/31/2018)

Morningstar 10/31/2018 (based on risk adjusted performance)
Overall Rating
Number of Funds
1253
Category
Large Growth
Performance Statistics
3Y
5Y
Alpha
-4.99
-3.29
Beta
1.01
1.03
Information Ratio
-1.57
-0.96
R-Squared
91.24
91.98
Sharpe Ratio
0.66
0.81
Standard Deviation
11.67
12.05
Upside Capture
91.53
95.70
Downside Capture
134.41
120.86
Sortino Ratio
0.95
1.30
Win Ratio
33.00
40.00
Loss Ratio
67.00
60.00
Tracking Error
3.46
3.44
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$287.64 B
$291.43 B
Median Market Cap (weighted)
$89.54 B
$104.90 B
P/E Ratio (LTM)
21.52
22.89
P/E Ratio (NTM)
17.95
19.55
Price/Book
5.40
7.10
Return on Equity
24.05%
23.43%
Turnover Ratio
29%
-
Active Share
60.80%
-
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
12/14/2017
Per Share ($)
$0.1449
12-Month Distribution ($)
$0.1449
Distribution Sources
  • D
Net Income
1.10%
Net Profit from Sale
82.90%
Other Capital Sources
16.00%
Documents
  1. 1. Paul Larson was added as portfolio manager of the Fund as of October 5, 2016. Michael Kotlarz will no longer be portfolio manager of the Fund as of October 5, 2016.
  2. 2. Foreign investments may be volatile and involve additional expenses and special risks, including currency fluctuations, foreign taxes, regulatory and geopolitical risks. Investments in securities of growth companies may be volatile. Diversification does not guarantee profit or protect against loss.
  3. 3. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less.  These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  4. 4. The Russell 1000® Growth Index measures the performance of the large-cap growth segment of the U.S. equity universe. It includes those Russell 1000 companies with higher price-to-book ratios and higher forecasted growth values. The index is unmanaged and cannot be purchased directly by investors.   Index performance is shown for illustrative purposes only and does not predict or depict performance of the Fund. Past performance does not guarantee future results.
  5. 5. Holdings are subject to change, and are dollar weighted based on total new assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the Fund’s net asset value and fluctuations of dividends and distributions paid by the Fund.
  6. 6. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund's prospectus.
  7. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  8. B. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class Y shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
  9. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund).  These returns would be lower if sales charges were taken into consideration.  Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  10. D. There is no guarantee of the payment of any dividend or other distributions at any level.
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