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OPTFX

Capital Appreciation Fund

Overview

The Strategy typically invests in large-cap U.S. growth stocks.

Inception Date
January 22, 1981
Investment Style
Large Cap Growth
Fund Index
Russell 1000® Growth Index
CUSIP
68379A107
NAV
  • B
(as of 03/22/2019)
$57.79
Total Assets
(as of 02/28/2019)
$3.84 BN
Gross Expense Ratio
(as of 02/28/2019)
1.05%
Net Expense Ratio
(as of 02/28/2019)
1.05%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 02/28/2019
  • F
as of 12/31/2018
  • F

Include Sales Charge
Include Sales Charge
Include Sales Charge
Include Sales Charge
  • F
Cumulative
Annualized
ytd as of 2018-12-31
  • D
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (NAV)
-5.96% -5.96% 5.13% 6.65% 12.08% 11.28%
Russell 1000® Growth Index
-1.51% -1.51% 11.15% 10.40% 15.29% -
Cumulative
Annualized
ytd as of 2018-12-31
  • D
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (with sales charge)
-11.37% -11.37% 3.08% 5.40% 11.42% 11.11%
Russell 1000® Growth Index
-1.51% -1.51% 11.15% 10.40% 15.29% -
Cumulative
Annualized
ytd as of 2019-02-28
  • D
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (NAV)
12.74% 2.91% 13.60% 8.58% 14.56% 11.58%
Russell 1000® Growth Index
12.89% 6.62% 17.99% 12.63% 18.19% -
Cumulative
Annualized
ytd as of 2019-02-28
  • D
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (with sales charge)
6.26% -3.01% 11.38% 7.30% 13.88% 11.41%
Russell 1000® Growth Index
12.89% 6.62% 17.99% 12.63% 18.19% -
Gross Expense Ratio: 1.05% | Net Expense Ratio: 1.05%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated.  Returns do not consider capital gains or income taxes on an individual's investment.


Year Capital Appreciation Fund Russell 1000® Growth Index
1982 81.32% 20.46%
1983 24.51% 15.98%
1984 -17.47% -0.95%
1985 29.85% 32.85%
1986 8.28% 7.14%
1987 -17.95% 11.12%
1988 32.39% 8.57%
1989 18.31% 25.29%
1990 -2.13% 0.30%
1991 41.33% 41.27%
1992 10.27% 4.99%
1993 3.93% 2.87%
1994 0.46% 2.62%
1995 34.85% 37.18%
1996 27.96% 23.12%
1997 26.33% 30.49%
1998 24.04% 38.71%
1999 42.09% 33.16%
2000 -1.29% -22.42%
2001 -12.69% -20.42%
2002 -26.26% -27.88%
2003 29.46% 29.75%
2004 6.46% 6.30%
2005 4.70% 5.26%
2006 7.51% 9.07%
2007 13.76% 11.81%
2008 -45.90% -38.44%
2009 43.58% 37.21%
2010 9.14% 16.71%
2011 -1.57% 2.64%
2012 13.69% 15.26%
2013 29.24% 33.48%
2014 15.07% 13.05%
2015 3.22% 5.67%
2016 -2.34% 7.08%
2017 26.53% 30.21%
2018 -5.96% -1.51%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated.  Returns do not consider capital gains or income taxes on an individual's investment.


Date Capital Appreciation Fund Russell 1000® Growth Index MSCI World S&P 500
2/28/2009 0.00 0.00 0.00 0.00
3/31/2009 9.07 8.92 7.54 8.76
4/30/2009 20.90 19.38 19.60 19.17
5/31/2009 28.91 25.29 30.44 25.83
6/30/2009 29.86 26.70 29.85 26.08
7/31/2009 38.97 35.69 40.85 35.62
8/31/2009 40.93 38.51 46.66 40.52
9/30/2009 47.43 44.40 52.51 45.76
10/31/2009 44.10 42.44 49.79 43.05
11/30/2009 52.30 51.20 55.92 51.63
12/31/2009 59.04 55.87 58.72 54.56
1/31/2010 50.04 49.07 52.16 49.00
2/28/2010 54.79 54.19 54.30 53.62
3/31/2010 64.85 63.11 63.86 62.89
4/30/2010 62.94 64.93 63.88 65.46
5/31/2010 49.00 52.34 48.18 52.25
6/30/2010 40.54 43.95 43.10 44.28
7/31/2010 48.51 54.22 54.70 54.39
8/31/2010 42.34 47.02 48.93 47.42
9/30/2010 57.47 62.67 62.81 60.57
10/31/2010 64.66 70.44 68.88 66.68
11/30/2010 65.08 72.42 65.24 66.70
12/31/2010 74.35 81.92 77.39 77.84
1/31/2011 76.42 86.54 81.39 82.06
2/28/2011 83.23 92.65 87.74 88.30
3/31/2011 82.31 92.88 85.89 88.37
4/30/2011 87.98 99.34 93.79 93.95
5/31/2011 85.80 97.17 89.77 91.76
6/30/2011 83.92 94.35 86.77 88.56
7/31/2011 81.66 92.40 83.38 84.72
8/31/2011 71.13 82.24 70.46 74.69
9/30/2011 57.12 68.82 55.74 62.41
10/31/2011 75.11 87.34 71.85 80.16
11/30/2011 74.35 87.32 67.65 79.76
12/31/2011 72.31 86.72 67.56 81.60
1/31/2012 81.63 97.87 75.97 89.74
2/29/2012 91.60 107.33 84.56 97.94
3/31/2012 96.57 114.15 86.93 104.46
4/30/2012 96.07 113.82 84.81 103.17
5/31/2012 83.21 100.10 68.86 90.96
6/30/2012 86.48 105.54 77.46 98.83
7/31/2012 88.64 108.29 79.74 101.59
8/31/2012 95.19 113.90 84.30 106.13
9/30/2012 98.58 118.09 89.36 111.46
10/31/2012 91.91 111.72 88.08 107.56
11/30/2012 96.00 115.27 90.49 108.76
12/31/2012 96.66 115.21 94.08 110.66
1/31/2013 104.83 124.43 103.96 121.57
2/28/2013 107.29 127.23 104.30 124.58
3/31/2013 114.13 135.75 109.08 133.00
4/30/2013 115.49 140.76 115.67 137.49
5/31/2013 119.19 145.23 115.75 143.05
6/30/2013 113.94 140.61 110.43 139.79
7/31/2013 124.91 153.37 121.51 151.99
8/31/2013 120.67 149.03 116.80 144.69
9/30/2013 130.36 160.13 127.64 152.36
10/31/2013 139.69 171.63 136.55 163.96
11/30/2013 146.89 179.30 140.75 172.01
12/31/2013 155.06 187.27 145.85 178.89
1/31/2014 147.71 179.08 136.74 169.25
2/28/2014 163.11 193.45 148.59 181.57
3/31/2014 154.94 190.49 148.95 183.93
4/30/2014 152.50 190.50 151.50 186.03
5/31/2014 163.31 199.55 156.45 192.75
6/30/2014 171.40 205.39 161.04 198.79
7/31/2014 171.80 200.72 156.87 194.67
8/31/2014 183.34 214.50 162.53 206.46
9/30/2014 179.73 209.93 155.41 202.16
10/31/2014 186.59 218.10 157.06 209.54
11/30/2014 194.92 228.18 162.21 217.87
12/31/2014 194.15 224.76 157.99 217.07
1/31/2015 189.66 219.79 153.31 207.55
2/28/2015 208.48 241.11 168.15 225.23
3/31/2015 204.50 237.23 163.95 220.08
4/30/2015 202.44 238.91 170.14 223.15
5/31/2015 206.93 243.69 171.08 227.31
6/30/2015 206.23 237.63 164.77 220.97
7/31/2015 215.08 249.08 169.52 227.70
8/31/2015 192.94 227.88 151.69 207.93
9/30/2015 180.95 219.77 142.41 200.31
10/31/2015 206.23 247.30 161.61 225.64
11/30/2015 209.23 248.28 160.31 226.61
12/31/2015 204.36 243.17 155.74 221.46
1/31/2016 182.99 224.01 140.44 205.50
2/29/2016 172.18 223.87 138.65 205.09
3/31/2016 183.20 245.71 154.84 225.79
4/30/2016 180.14 242.56 158.88 227.05
5/31/2016 189.43 249.21 160.33 232.93
6/30/2016 185.42 247.84 157.41 233.79
7/31/2016 201.09 264.26 168.29 246.09
8/31/2016 199.61 262.45 168.51 246.58
9/30/2016 202.25 263.77 169.94 246.65
10/31/2016 193.23 255.23 164.71 240.32
11/30/2016 194.91 262.96 168.52 252.93
12/31/2016 197.91 267.45 174.94 259.90
1/31/2017 210.45 279.83 181.58 266.73
2/28/2017 222.83 295.61 189.39 281.29
3/31/2017 228.71 300.19 192.48 281.73
4/30/2017 237.24 309.34 196.81 285.65
5/31/2017 243.46 319.98 203.08 291.08
6/30/2017 243.35 318.88 204.25 293.52
7/31/2017 249.18 330.01 211.53 301.61
8/31/2017 254.02 337.89 211.97 302.84
9/30/2017 256.66 343.59 218.97 311.15
10/31/2017 265.35 360.77 225.00 320.75
11/30/2017 274.04 374.77 232.04 333.65
12/31/2017 277.79 378.47 236.53 338.47
1/31/2018 304.09 412.36 254.30 363.58
2/28/2018 289.41 398.92 239.62 346.49
3/31/2018 275.16 385.24 232.22 335.15
4/30/2018 276.24 386.94 236.04 336.82
5/31/2018 294.20 408.28 238.15 347.33
6/30/2018 295.64 413.17 237.98 350.09
7/31/2018 308.88 428.24 248.54 366.84
8/31/2018 326.60 457.12 252.85 382.05
9/30/2018 327.26 460.23 254.82 384.79
10/31/2018 288.27 410.13 228.76 351.66
11/30/2018 291.45 415.55 232.50 360.86
12/31/2018 256.10 371.23 207.22 319.25
1/31/2019 294.90 413.58 231.12 352.85
2/28/2019 301.62 431.96 241.08 367.39

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated.  Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 03/23/2019

Date 2014 2015 2016 2017 2018
Short Term 1.6941 0.3461 1.8556 0.4362
Long Term 7.8660 7.0818 2.1269 3.5868 4.2007
Total Amount of Distribution 9.5601 7.4279 2.1269 5.4424 4.6369
Record Date 12/8/14 12/4/15 12/2/16 12/13/17 12/12/18
Ex Div Date 12/9/14 12/7/15 12/5/16 12/14/17 12/13/18
Pay Date 12/9/14 12/7/15 12/5/16 12/14/17 12/13/18

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(62.4% of assets as of 02/28/2019)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 6
Country Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
United States 93.8% 100.0% -6.2%
China 1.6% 0.0% 1.6%
Canada 1.5% - -
United Kingdom 0.7% - -
Belgium 0.4% - -
Developed Markets Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Americas 95.3% 100.0% -4.6%
Europe 1.1% 0.0% 1.1%
Equity Sector Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Information Technology 30.9% 32.2% -1.3%
Consumer Discretionary 19.9% 14.9% 5.0%
Communication Services 12.2% 12.0% 0.2%
Industrials 11.5% 12.4% -0.9%
Health Care 11.3% 13.5% -2.2%
Financials 5.3% 4.5% 0.9%
Energy 2.4% 0.7% 1.6%
Materials 1.5% 1.8% -0.3%
Utilities 1.5% - -
Consumer Staples 1.4% 5.6% -4.2%
Industry Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Software 13.0% 11.7% 1.2%
Interactive Media & Services 11.4% 8.6% 2.9%
Internet & Direct Marketing Retail 9.7% 6.0% 3.6%
IT Services 7.2% 8.7% -1.5%
Specialty Retail 6.8% 3.9% 2.8%
Technology Hardware Storage & Peripherals 5.0% 6.5% -1.5%
Health Care Providers & Services 4.4% 3.0% 1.3%
Biotechnology 4.3% 4.9% -0.6%
Semiconductors & Semiconductor Equipment 4.2% 4.0% 0.2%
Hotels Restaurants & Leisure 3.5% 2.1% 1.3%
Capital Markets 3.0% 2.3% 0.8%
Aerospace & Defense 2.9% 3.9% -1.0%
Road & Rail 2.6% 1.3% 1.3%
Oil Gas & Consumable Fuels 2.4% 0.5% 1.8%
Machinery 2.3% 2.3% 0.0%
Communications Equipment 1.5% 0.2% 1.3%
Gas Utilities 1.5% - -
Airlines 1.4% 0.2% 1.2%
Commercial Services & Supplies 1.3% 0.6% 0.7%
Insurance 1.3% 1.0% 0.3%
Asset Allocation Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Equity 98.0% 100.0% -2.0%
Market Cap Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Large 81.4% 87.6% -6.2%
Mid 11.2% 12.1% -0.9%
Small 5.4% 0.3% 5.1%
Analytics
(As of 02/28/2019)

Morningstar 02/28/2019 (based on risk adjusted performance)
Overall Rating
Number of Funds
1254
Category
Large Growth
Performance Statistics
3Y
5Y
Alpha
-4.05
-4.02
Beta
1.02
1.04
Information Ratio
-1.42
-1.14
R-Squared
94.46
92.83
Sharpe Ratio
0.95
0.63
Standard Deviation
13.14
13.22
Upside Capture
90.90
93.37
Downside Capture
115.33
119.99
Sortino Ratio
1.47
0.98
Win Ratio
31.00
33.00
Loss Ratio
69.00
67.00
Tracking Error
3.11
3.57
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$283.10 B
$266.90 B
Median Market Cap (weighted)
$93.48 B
$102.86 B
P/E Ratio (LTM)
22.45
23.26
P/E Ratio (NTM)
18.71
20.11
Price/Book
5.76
7.16
Return on Equity
24.06%
28.57%
Turnover Ratio
29%
-
Active Share
62.80%
-
Dividends
  • E
Est. Frequency
Annual
Last Pay Date
12/13/2018
Per Share ($)
$0.0000
12-Month Distribution ($)
$0.0000
Distribution Sources
  • E
Net Income
0.30%
Net Profit from Sale
99.70%
Other Capital Sources
0.00%
Documents
  1. 1. Paul Larson was added as portfolio manager of the Fund as of October 5, 2016. Michael Kotlarz will no longer be portfolio manager of the Fund as of October 5, 2016.
  2. 2. Foreign investments may be volatile and involve additional expenses and special risks, including currency fluctuations, foreign taxes, regulatory and geopolitical risks. Investments in securities of growth companies may be volatile. Diversification does not guarantee profit or protect against loss.
  3. 3. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less.  These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  4. 4. The Russell 1000® Growth Index measures the performance of the large-cap growth segment of the U.S. equity universe. It includes those Russell 1000 companies with higher price-to-book ratios and higher forecasted growth values. The index is unmanaged and cannot be purchased directly by investors.   Index performance is shown for illustrative purposes only and does not predict or depict performance of the Fund. Past performance does not guarantee future results.
  5. 5. Holdings are subject to change, and are dollar weighted based on total new assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the Fund’s net asset value and fluctuations of dividends and distributions paid by the Fund.
  6. 6. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund's prospectus.
  7. A. The Morningstar Rating&trade; for funds, or "star rating", is calculated for managed products (including mutual funds, variable annuity and variable life subaccounts, exchange-traded funds, closed-end funds, and separate accounts) with at least a three-year history. Exchange-traded funds and open-ended mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product's monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. <b>The Overall Morningstar Rating for a managed product is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics.</b> The weights are: 100% three-year rating for 36-59 months of total returns, 60% five-year rating/40% three-year rating for 60-119 months of total returns, and 50% 10-year rating/30% five-year rating/20% three-year rating for 120 or more months of total returns. While the 10-year overall star rating formula seems to give the most weight to the 10-year period, the most recent three-year period actually has the greatest impact because it is included in all three rating periods. Ratings do not consider sales charges and are subject to change monthly. <strong>Past performance is no guarantee of future results</strong></p>
  8. B. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  9. C. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class Y shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
  10. D. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund).  These returns would be lower if sales charges were taken into consideration.  Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  11. E. There is no guarantee of the payment of any dividend or other distributions at any level.
  12. F. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated.  Returns do not consider capital gains or income taxes on an individual's investment.
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