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Main Street Small Cap Fund®/VA

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Overview

The Strategy typically invests in small-cap U.S. company stocks

Inception Date
May 1, 1998
Investment Style
Small Cap Core
Fund Index
Russell 2000® Index
CUSIP
683811871
NAV
  • A
(as of 03/18/2019)
$23.27
Total Assets
(as of 02/28/2019)
$992.74 MM
Gross Expense Ratio
(as of 02/28/2019)
0.82%
Net Expense Ratio
(as of 02/28/2019)
0.80%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 02/28/2019
  • B
as of 12/31/2018
  • B

Include Sales Charge
Include Sales Charge
Include Sales Charge
Include Sales Charge
  • B
Cumulative
Annualized
ytd as of 2018-12-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (NAV)
-10.32% -10.32% 6.52% 4.94% 13.37% 7.58%
Cumulative
Annualized
ytd as of 2018-12-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (with sales charge)
-10.32% -10.32% 6.52% 4.94% 13.37% 7.58%
Cumulative
Annualized
ytd as of 2019-02-28
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (NAV)
15.77% 7.18% 14.57% 7.33% 18.04% 8.28%
Cumulative
Annualized
ytd as of 2019-02-28
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (with sales charge)
15.77% 7.18% 14.57% 7.33% 18.04% 8.28%
Gross Expense Ratio: 0.82% | Net Expense Ratio: 0.80%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names.  The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund.  Such performance would have been lower if such charges were taken into account.


Year Main Street Small Cap Fund®/VA
1999 46.56%
2000 -18.34%
2001 -0.36%
2002 -15.75%
2003 44.36%
2004 19.42%
2005 9.92%
2006 15.00%
2007 -1.21%
2008 -37.83%
2009 37.20%
2010 23.41%
2011 -2.21%
2012 17.99%
2013 41.01%
2014 11.93%
2015 -5.90%
2016 18.05%
2017 14.15%
2018 -10.32%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names.  The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund.  Such performance would have been lower if such charges were taken into account.


Date Main Street Small Cap Fund®/VA Russell 2000® Index (Linked Index) MSCI World S&P 500
2/28/2009 0.00 0.00 0.00 0.00
3/31/2009 11.21 9.13 7.54 8.76
4/30/2009 39.44 25.94 19.60 19.17
5/31/2009 46.22 29.78 30.44 25.83
6/30/2009 46.47 31.25 29.85 26.08
7/31/2009 58.43 43.09 40.85 35.62
8/31/2009 61.76 48.94 46.66 40.52
9/30/2009 70.51 57.58 52.51 45.76
10/31/2009 61.02 48.46 49.79 43.05
11/30/2009 66.32 54.45 55.92 51.63
12/31/2009 77.54 65.58 58.72 54.56
1/31/2010 70.76 60.04 52.16 49.00
2/28/2010 78.89 68.00 54.30 53.62
3/31/2010 92.91 80.84 63.86 62.89
4/30/2010 101.23 89.40 63.88 65.46
5/31/2010 87.08 75.30 48.18 52.25
6/30/2010 75.17 62.79 43.10 44.28
7/31/2010 85.22 74.24 54.70 54.39
8/31/2010 72.44 63.92 48.93 47.42
9/30/2010 92.42 82.67 62.81 60.57
10/31/2010 100.11 89.68 68.88 66.68
11/30/2010 105.20 95.01 65.24 66.70
12/31/2010 119.09 109.81 77.39 77.84
1/31/2011 120.70 112.62 81.39 82.06
2/28/2011 129.14 123.00 87.74 88.30
3/31/2011 134.33 128.06 85.89 88.37
4/30/2011 141.95 134.65 93.79 93.95
5/31/2011 139.20 131.84 89.77 91.76
6/30/2011 135.83 126.73 86.77 88.56
7/31/2011 125.47 118.10 83.38 84.72
8/31/2011 107.26 100.24 70.46 74.69
9/30/2011 85.92 78.61 55.74 62.41
10/31/2011 115.24 104.80 71.85 80.16
11/30/2011 114.24 104.08 67.65 79.76
12/31/2011 114.24 104.55 67.56 81.60
1/31/2012 130.34 118.14 75.97 89.74
2/29/2012 140.82 126.24 84.56 97.94
3/31/2012 145.06 131.11 86.93 104.46
4/30/2012 141.32 129.43 84.81 103.17
5/31/2012 123.98 113.75 68.86 90.96
6/30/2012 135.08 121.53 77.46 98.83
7/31/2012 133.08 120.02 79.74 101.59
8/31/2012 140.98 127.93 84.30 106.13
9/30/2012 144.00 133.86 89.36 111.46
10/31/2012 140.61 131.41 88.08 107.56
11/30/2012 145.12 134.97 90.49 108.76
12/31/2012 152.78 141.11 94.08 110.66
1/31/2013 172.99 157.59 103.96 121.57
2/28/2013 178.26 160.55 104.30 124.58
3/31/2013 191.19 172.09 109.08 133.00
4/30/2013 190.43 171.09 115.67 137.49
5/31/2013 200.48 181.93 115.75 143.05
6/30/2013 202.09 180.49 110.43 139.79
7/31/2013 219.15 200.11 121.51 151.99
8/31/2013 214.14 190.58 116.80 144.69
9/30/2013 233.63 209.12 127.64 152.36
10/31/2013 238.76 216.90 136.55 163.96
11/30/2013 247.48 229.59 140.75 172.01
12/31/2013 256.46 236.08 145.85 178.89
1/31/2014 251.84 226.78 136.74 169.25
2/28/2014 268.77 242.17 148.59 181.57
3/31/2014 271.33 239.84 148.95 183.93
4/30/2014 258.38 226.66 151.50 186.03
5/31/2014 260.30 229.28 156.45 192.75
6/30/2014 272.56 246.80 161.04 198.79
7/31/2014 256.94 225.80 156.87 194.67
8/31/2014 278.12 241.96 162.53 206.46
9/30/2014 255.58 221.27 155.41 202.16
10/31/2014 283.68 242.45 157.06 209.54
11/30/2014 290.59 242.76 162.21 217.87
12/31/2014 299.00 252.53 157.99 217.07
1/31/2015 283.08 241.19 153.31 207.55
2/28/2015 306.96 261.44 168.15 225.23
3/31/2015 311.47 267.74 163.95 220.08
4/30/2015 298.85 258.36 170.14 223.15
5/31/2015 308.92 266.54 171.08 227.31
6/30/2015 312.81 269.29 164.77 220.97
7/31/2015 307.00 265.00 169.52 227.70
8/31/2015 283.40 242.06 151.69 207.93
9/30/2015 264.03 225.28 142.41 200.31
10/31/2015 281.99 243.60 161.61 225.64
11/30/2015 293.44 254.78 160.31 226.61
12/31/2015 275.47 236.97 155.74 221.46
1/31/2016 247.65 207.34 140.44 205.50
2/29/2016 249.41 207.32 138.65 205.09
3/31/2016 274.95 231.85 154.84 225.79
4/30/2016 279.17 237.06 158.88 227.05
5/31/2016 289.21 244.65 160.33 232.93
6/30/2016 286.38 244.43 157.41 233.79
7/31/2016 305.15 265.00 168.29 246.09
8/31/2016 306.07 271.45 168.51 246.58
9/30/2016 304.42 275.59 169.94 246.65
10/31/2016 293.92 257.73 164.71 240.32
11/30/2016 329.63 297.63 168.52 252.93
12/31/2016 343.26 308.77 174.94 259.90
1/31/2017 348.41 310.38 181.58 266.73
2/28/2017 358.90 318.30 189.39 281.29
3/31/2017 360.93 318.85 192.48 281.73
4/30/2017 369.95 323.44 196.81 285.65
5/31/2017 359.82 314.83 203.08 291.08
6/30/2017 374.22 329.17 204.25 293.52
7/31/2017 374.81 332.35 211.53 301.61
8/31/2017 368.92 326.85 211.97 302.84
9/30/2017 397.17 353.49 218.97 311.15
10/31/2017 401.49 357.36 225.00 320.75
11/30/2017 405.81 370.54 232.04 333.65
12/31/2017 406.00 368.64 236.53 338.47
1/31/2018 416.79 380.89 254.30 363.58
2/28/2018 390.11 362.27 239.62 346.49
3/31/2018 403.26 368.25 232.22 335.15
4/30/2018 406.20 372.29 236.04 336.82
5/31/2018 438.57 400.96 238.15 347.33
6/30/2018 446.72 404.55 237.98 350.09
7/31/2018 453.85 413.35 248.54 366.84
8/31/2018 486.61 435.48 252.85 382.05
9/30/2018 466.55 422.60 254.82 384.79
10/31/2018 410.61 365.83 228.76 351.66
11/30/2018 418.41 373.24 232.50 360.86
12/31/2018 353.78 317.02 207.22 319.25
1/31/2019 406.82 363.94 231.12 352.85
2/28/2019 425.32 388.06 241.08 367.39

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names.  The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund.  Such performance would have been lower if such charges were taken into account.

$ per share as of 03/19/2019

Date 2014 2015 2016 2017 2018
Short Term 1.9186 0.0990 0.6971
Long Term 2.0665 3.7494 0.8374 1.3571 2.6554
Total Amount of Distribution 3.9851 3.8484 0.8374 1.3571 3.3524
Record Date 6/16/14 6/15/15 6/20/16 6/19/17 6/18/18
Ex Div Date 6/17/14 6/16/15 6/21/16 6/20/17 6/19/18
Pay Date 6/18/14 6/16/15 6/21/16 6/20/17 6/19/18

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(33.2% of assets as of 02/28/2019)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 5
Country Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
United States 97.7% 99.9% -2.3%
Developed Markets Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Americas 97.7% 100.0% -2.3%
Equity Sector Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Industrials 19.6% 14.9% 4.7%
Financials 16.2% 18.1% -1.8%
Consumer Discretionary 13.0% 12.2% 0.8%
Health Care 12.5% 15.5% -3.0%
Information Technology 11.9% 15.3% -3.4%
Real Estate 7.2% 7.2% 0.0%
Utilities 5.1% 3.5% 1.5%
Materials 4.8% 3.9% 1.0%
Energy 2.8% 3.6% -0.7%
Consumer Staples 2.5% 2.7% -0.2%
Communication Services 2.1% 3.2% -1.1%
Industry Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Banks 9.1% 9.7% -0.6%
Equity Real Estate Investment Trusts (REITs) 7.2% 6.6% 0.6%
Software 6.0% 5.7% 0.3%
Machinery 5.4% 3.8% 1.5%
Professional Services 4.3% 1.6% 2.8%
Hotels Restaurants & Leisure 4.1% 3.0% 1.1%
Metals & Mining 3.8% 1.2% 2.6%
Health Care Equipment & Supplies 3.4% 3.6% -0.2%
IT Services 3.3% 1.9% 1.4%
Biotechnology 3.1% 6.3% -3.2%
Specialty Retail 3.1% 3.0% 0.1%
Auto Components 2.9% 1.0% 1.9%
Thrifts & Mortgage Finance 2.9% 2.4% 0.5%
Oil Gas & Consumable Fuels 2.8% 2.2% 0.6%
Semiconductors & Semiconductor Equipment 2.6% 2.8% -0.2%
Capital Markets 2.5% 1.3% 1.2%
Gas Utilities 2.5% 1.1% 1.4%
Multi-Utilities 2.5% 0.5% 2.0%
Commercial Services & Supplies 2.4% 2.5% -0.1%
Health Care Providers & Services 2.3% 1.9% 0.4%
Asset Allocation Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Equity 97.7% 100.0% -2.4%
Market Cap Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Small 65.1% 74.3% -9.2%
Mid 32.5% 25.7% 6.8%
Analytics
(As of 02/28/2019)

Morningstar 02/28/2019 (based on risk adjusted performance)
Overall Rating
Number of Funds
86
Category
Small Blend
Performance Statistics
3Y
5Y
Alpha
-1.15
0.33
Beta
0.95
0.94
Information Ratio
-0.62
-0.01
R-Squared
95.59
95.70
Sharpe Ratio
0.86
0.49
Standard Deviation
15.82
15.51
Upside Capture
93.54
95.77
Downside Capture
100.10
94.43
Sortino Ratio
1.33
0.72
Win Ratio
44.00
50.00
Loss Ratio
56.00
50.00
Tracking Error
3.42
3.35
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$2.76 B
$2.40 B
Median Market Cap (weighted)
$2.68 B
$2.14 B
P/E Ratio (LTM)
19.74
24.18
P/E Ratio (NTM)
17.20
18.72
Price/Book
2.37
2.27
Debt to Capital Ratio
40.65
36.79
Turnover Ratio
45%
-
Active Share
91.79%
-
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
6/19/2018
Per Share ($)
$0.0814
12-Month Distribution ($)
$0.0814
Distribution Sources
  • D
Net Income
0.70%
Net Profit from Sale
69.80%
Other Capital Sources
29.50%
Team
Documents
  1. 1. Small-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a small-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less.  These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  3. 3. The index returns are made up of the returns of (i) the Russell 2500™ Index through March 31, 2013 and (ii) the Russell 2000® Index from April 1, 2013 to present. Index performance includes total returns from when first available.  The Russell 2000® Index  measures the performance of the small-cap segment of the U.S. equity universe. The Russell 2000 Index is a subset of the Russell 3000 Index representing approximately 10% of the total market capitalization of that index. It includes approximately 2000 of the smallest securities based on a combination of their market cap and current index membership. The Russell 2500™ Index measures the performance of the small to mid-cap segment of the U.S. equity universe, commonly referred to as "smid" cap. The Russell 2500™ is a subset of the Russell 3000® Index. It includes approximately 2500 of the smallest securities based on a combination of their market cap and current index membership. The indices are unmanaged and cannot be purchased directly by investors. Index performance is shown for illustrative purposes only and does not predict or depict performance of the Fund. Past performance does not guarantee future results.
  4. 4. Holdings are subject to change, and are dollar weighted based on total new assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the Fund’s net asset value and fluctuations of dividends and distributions paid by the Fund.
  5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund's prospectus.
  6. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  7. B. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names.  The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund.  Such performance would have been lower if such charges were taken into account.
  8. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund).  These returns would be lower if sales charges were taken into consideration.  Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  9. D. There is no guarantee of the payment of any dividend or other distributions at any level.
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