Spoof Access

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U.S. Flag United States
Individual Investor
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Domestic Equity

The Strategy typically invests in a diversified mix of small-cap U.S. company stocks.
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Cumulative Total Returns

as of 9/30/17

Since Inception 5/1/98
396%
Performance & Distributions
×

Domestic Equity

Gross Expense Ratio:
      0.81%
    Net Expense Ratio:   0.8%

    The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.

    Cumulative Returns

    Compare to Indices

    Main Street Small Cap Fund®/VA
    VALUE of $10,000.00

    Calendar Year Returns % (w/o sales charge)
    Data as of 10/17/17
      1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 YTD
    • A
    Main Street Small Cap Fund®/VA 46.56 -18.34 -0.36 -15.75 44.36 19.42 9.92 15.00 -1.21 -37.83 37.20 23.41 -2.21 17.99 41.01 11.93 -5.90 18.05 11.76
    Russell 2000 24.14 4.27 1.22 -17.80 45.51 18.29 8.11 16.17 1.38 -36.79 34.39 26.71 -2.51 17.88 39.39 4.89 -4.41 21.31
    Capital Gains Distributions ($ per share)
    Data as of 10/17/17
      2013 2014 2015 2016 2017
    Short Term 1.9186 0.0990
    Long Term 0.292 2.0665 3.7494 0.8374 1.3571
    Total Amount of Distribution 0.292 3.9851 3.8484 0.8374 1.3571
    Record Date 6/17/13 6/16/14 6/15/15 6/20/16 6/19/17
    Ex Div Date 6/18/13 6/17/14 6/16/15 6/21/16 6/20/17
    Pay Date 6/19/13 6/18/14 6/16/15 6/21/16 6/20/17

    There is no guarantee of the payment of any dividend or other distributions at any level.

    The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.

    Average Annual Total Returns
    • B

    as of 9/30/17

    as of 9/30/17

    • B
    YTD (as of 10/17/17)
    • A
    11.76%
    1 Year 22.94%
    3 Year 11.82%
    5 Year 15.30%
    10 Year 8.50%
    Since Inception 8.60%
    YTD (as of 10/17/17)
    • A
    11.76%
    1 Year 22.94%
    3 Year 11.82%
    5 Year 15.30%
    10 Year 8.50%
    Since Inception 8.60%
    YTD (as of 10/17/17)
    • A
    11.76%
    1 Year 22.94%
    3 Year 11.82%
    5 Year 15.30%
    10 Year 8.50%
    Since Inception 8.60%
    YTD (as of 10/17/17)
    • A
    11.76%
    1 Year 22.94%
    3 Year 11.82%
    5 Year 15.30%
    10 Year 8.50%
    Since Inception 8.60%
    Gross Expense Ratio
    0.81%
    Net Expense Ratio
    0.80%
    NAV
    • C
    as of 10/17/17
    $25.25

    The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.

    Top Issuers

    09/30/17

    Korn/Ferry International
    2.5%
    Prestige Brands Holdings, Inc...
    2.1%
    MB Financial, Inc.
    2.0%
    CACI International Inc.
    1.9%
    Visteon Corp.
    1.9%
    Group 1 Automotive, Inc.
    1.9%
    Portland General Electric
    1.8%
    On Assignment, Inc.
    1.7%
    Hostess Brands Inc.
    1.6%
    Brandywine Realty Trust
    1.6%
    Four Corners Property Trust, ...
    1.6%
    Iberiabank Corp.
    1.6%
    ACCO Brands Corp.
    1.5%
    Cypress Sharpridge Investment...
    1.5%
    MKS Instruments, Inc.
    1.5%
    BankUnited, Inc.
    1.4%
    DiamondRock Hospitality Co.
    1.4%
    Generac Holdings, Inc.
    1.4%
    j2 Global, Inc.
    1.4%
    Webster Financial Corp.
    1.4%
    ×
    • 2.5%
      Korn/Ferry International
    • Provides talent management solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Professional Services
    MARKET CAP Small
    ×
    • 2.1%
      Prestige Brands Holdings, Inc.
    • Markets over-the-counter drugs, household cleaning and personal care products
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Pharmaceuticals
    MARKET CAP Small
    ×
    • 2.0%
      MB Financial, Inc.
    • Provides financial services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.9%
      CACI International Inc.
    • Provides professional services and information technology solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY IT Services
    MARKET CAP Small
    ×
    • 1.9%
      Visteon Corp.
    • Designs, engineers and manufactures automotive vehicles and supplies automotive parts
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Auto Components
    MARKET CAP Small
    ×
    • 1.9%
      Group 1 Automotive, Inc.
    • Owns and operates automobile dealerships, franchises and collision service centers
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Specialty Retail
    MARKET CAP Small
    ×
    • 1.8%
      Portland General Electric
    • Engages in the generation, wholesale purchase, transmission, distribution, and retail sale of electricity
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Utilities
    INDUSTRY Electric Utilities
    MARKET CAP Small
    ×
    • 1.7%
      On Assignment, Inc.
    • Provides in-demand, skilled professionals in the growing life sciences, healthcare, and technology sectors
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Professional Services
    MARKET CAP Small
    ×
    • 1.6%
      Hostess Brands Inc.
    • Manufactures, markets, sells and distributes sweet baked goods
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Staples
    MARKET CAP Small
    ×
    • 1.6%
      Brandywine Realty Trust
    • Real Estate Investment Trust/REIT
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.6%
      Four Corners Property Trust, Inc.
    • Invests in real estate
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.6%
      Iberiabank Corp.
    • Operates as a bank holding company whose subsidiary provides banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Mid
    ×
    • 1.5%
      ACCO Brands Corp.
    • Manufactures and supplies office equipment
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Commercial Services & Supplies
    MARKET CAP Small
    ×
    • 1.5%
      Cypress Sharpridge Investments
    • Invests in real estate and mortgage-backed securities
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    MARKET CAP Small
    ×
    • 1.5%
      MKS Instruments, Inc.
    • Provides process control solutions that measure, control, power and monitor critical parameters of semiconductor devices
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY Semiconductors & Semiconductor Equipment
    MARKET CAP Mid
    ×
    • 1.4%
      BankUnited, Inc.
    • Operates as a bank holding company and engages in providing commercial banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.4%
      DiamondRock Hospitality Co.
    • Operates as a real estate investment trust
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.4%
      Generac Holdings, Inc.
    • Manufactures automatic, stationary and portable generators
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    MARKET CAP Small
    ×
    • 1.4%
      j2 Global, Inc.
    • Provides internet, cloud & digital media services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY Internet Software & Services
    MARKET CAP Small
    ×
    • 1.4%
      Webster Financial Corp.
    • Operates as a bank holding company, which through its subsidiary provides banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Mid
    Holdings Breakdown

    as of 09/30/17

    97.0%

    United States

    1.0%

    Canada

    No Issuer Equity
    in
    Canada
    0.7%

    Bermuda

    No Issuer Equity
    in
    Bermuda
    0.3%

    Belgium

    No Issuer Equity
    in
    Belgium
    98.7%

    Americas

    No Issuer Equity
    in
    Americas
    0.3%

    Europe

    No Issuer Equity
    in
    Europe
    20.2%

    Industrials

    18.4%

    Information Technology

    17.4%

    Financials

    10.7%

    Consumer Discretionary

    10.3%

    Health Care

    6.9%

    Real Estate

    5.7%

    Materials

    No Issuer Equity
    in
    Materials
    3.7%

    Utilities

    3.0%

    Energy

    No Issuer Equity
    in
    Energy
    2.6%

    Consumer Staples

    11.6%

    Banks

    6.2%

    Software

    No Issuer Equity
    in
    Software
    5.9%

    Equity Real Estate Investment Trusts (REITs)

    5.5%

    Semiconductors & Semiconductor Equipment

    4.2%

    Professional Services

    3.7%

    Machinery

    No Issuer Equity
    in
    Machinery
    3.5%

    Commercial Services & Supplies

    3.5%

    Internet Software & Services

    3.4%

    Health Care Equipment & Supplies

    No Issuer Equity
    in
    Health Care Equipment & Supplies
    3.2%

    IT Services

    2.9%

    Metals & Mining

    No Issuer Equity
    in
    Metals & Mining
    2.9%

    Specialty Retail

    2.8%

    Biotechnology

    No Issuer Equity
    in
    Biotechnology
    2.8%

    Oil Gas & Consumable Fuels

    No Issuer Equity
    in
    Oil Gas & Consumable Fuels
    2.6%

    Hotels Restaurants & Leisure

    No Issuer Equity
    in
    Hotels Restaurants & Leisure
    2.5%

    Pharmaceuticals

    2.4%

    Thrifts & Mortgage Finance

    No Issuer Equity
    in
    Thrifts & Mortgage Finance
    2.1%

    Construction & Engineering

    No Issuer Equity
    in
    Construction & Engineering
    1.9%

    Auto Components

    1.8%

    Electric Utilities

    99.0%

    84.5%

    Small

    14.5%

    Mid

    Morningstar

    as of 9/30/17

    (based on risk adjusted performance)

    Overall Rating
    Number of Funds 85
    Category Small Blend
    Risk Measurements

    as of 09/30/17

    Alpha 0.68%
    Beta 0.91
    Information Ratio
    -0.11
    R-Squared
    95.63
    Sharpe Ratio
    0.88
    Standard Deviation
    13.42%
    Sortino Ratio
    0.44
    Equity Style
    • D
    Total Assets (all classes)
    as of 9/30/17
    $1.1 BN
    Portfolio Statistics

    as of 9/30/17

    Avg Market Cap (weighted) 2.6 BN
    Median Market Cap (weighted) 2.5 BN
    P/E Ratio (NTM) 20.90
    P/E Ratio (LTM) 31.50
    Price/Book Value (LTM) 2.50
    Turnover Ratio
    65.00%
    Dividends ($ per share)
    • E
    Est Frequency Annual
    Last Pay Date 6/20/17
    Per Share ($) 0.2211
    12-Month Distribution ($) 0.2211
    Distribution Sources
    Net Income 7.40%
    Net Profit from Sale 44.00%
    Other Capital Sources 48.60%
    Top Issuers

    09/30/17

    Korn/Ferry Inte...
    2.5%
    Prestige Brands...
    2.1%
    MB Financial, I...
    2.0%
    CACI Internatio...
    1.9%
    Visteon Corp.
    1.9%
    Group 1 Automot...
    1.9%
    Portland Genera...
    1.8%
    On Assignment, ...
    1.7%
    Hostess Brands ...
    1.6%
    Brandywine Real...
    1.6%
    Four Corners Pr...
    1.6%
    Iberiabank Corp...
    1.6%
    ACCO Brands Cor...
    1.5%
    Cypress Sharpri...
    1.5%
    MKS Instruments...
    1.5%
    BankUnited, Inc...
    1.4%
    DiamondRock Hos...
    1.4%
    Generac Holding...
    1.4%
    j2 Global, Inc....
    1.4%
    Webster Financi...
    1.4%
    Holdings Breakdown

    as of 09/30/17

    Reset
    97.0%

    United States

    1.0%

    Canada

    No Issuer Equity
    in
    Canada
    0.7%

    Bermuda

    No Issuer Equity
    in
    Bermuda
    0.3%

    Belgium

    No Issuer Equity
    in
    Belgium
    98.7%

    Americas

    No Issuer Equity
    in
    Americas
    0.3%

    Europe

    No Issuer Equity
    in
    Europe
    20.2%

    Industrials

    18.4%

    Information Technology

    17.4%

    Financials

    10.7%

    Consumer Discretionary

    10.3%

    Health Care

    6.9%

    Real Estate

    5.7%

    Materials

    No Issuer Equity
    in
    Materials
    3.7%

    Utilities

    3.0%

    Energy

    No Issuer Equity
    in
    Energy
    2.6%

    Consumer Staples

    11.6%

    Banks

    6.2%

    Software

    No Issuer Equity
    in
    Software
    5.9%

    Equity Real Estate Investment Trusts (REITs)

    5.5%

    Semiconductors & Semiconductor Equipment

    4.2%

    Professional Services

    3.7%

    Machinery

    No Issuer Equity
    in
    Machinery
    3.5%

    Commercial Services & Supplies

    3.5%

    Internet Software & Services

    3.4%

    Health Care Equipment & Supplies

    No Issuer Equity
    in
    Health Care Equipment & Supplies
    3.2%

    IT Services

    2.9%

    Metals & Mining

    No Issuer Equity
    in
    Metals & Mining
    2.9%

    Specialty Retail

    2.8%

    Biotechnology

    No Issuer Equity
    in
    Biotechnology
    2.8%

    Oil Gas & Consumable Fuels

    No Issuer Equity
    in
    Oil Gas & Consumable Fuels
    2.6%

    Hotels Restaurants & Leisure

    No Issuer Equity
    in
    Hotels Restaurants & Leisure
    2.5%

    Pharmaceuticals

    2.4%

    Thrifts & Mortgage Finance

    No Issuer Equity
    in
    Thrifts & Mortgage Finance
    2.1%

    Construction & Engineering

    No Issuer Equity
    in
    Construction & Engineering
    1.9%

    Auto Components

    1.8%

    Electric Utilities

    99.0%

    84.5%

    Small

    14.5%

    Mid

    ×
    • 2.5%
      Korn/Ferry International
    • Provides talent management solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Professional Services
    MARKET CAP Small
    ×
    • 2.1%
      Prestige Brands Holdings, Inc.
    • Markets over-the-counter drugs, household cleaning and personal care products
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Pharmaceuticals
    MARKET CAP Small
    ×
    • 2.0%
      MB Financial, Inc.
    • Provides financial services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.9%
      CACI International Inc.
    • Provides professional services and information technology solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY IT Services
    MARKET CAP Small
    ×
    • 1.9%
      Visteon Corp.
    • Designs, engineers and manufactures automotive vehicles and supplies automotive parts
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Auto Components
    MARKET CAP Small
    ×
    • 1.9%
      Group 1 Automotive, Inc.
    • Owns and operates automobile dealerships, franchises and collision service centers
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Specialty Retail
    MARKET CAP Small
    ×
    • 1.8%
      Portland General Electric
    • Engages in the generation, wholesale purchase, transmission, distribution, and retail sale of electricity
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Utilities
    INDUSTRY Electric Utilities
    MARKET CAP Small
    ×
    • 1.7%
      On Assignment, Inc.
    • Provides in-demand, skilled professionals in the growing life sciences, healthcare, and technology sectors
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Professional Services
    MARKET CAP Small
    ×
    • 1.6%
      Hostess Brands Inc.
    • Manufactures, markets, sells and distributes sweet baked goods
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Staples
    MARKET CAP Small
    ×
    • 1.6%
      Brandywine Realty Trust
    • Real Estate Investment Trust/REIT
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.6%
      Four Corners Property Trust, Inc.
    • Invests in real estate
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.6%
      Iberiabank Corp.
    • Operates as a bank holding company whose subsidiary provides banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Mid
    ×
    • 1.5%
      ACCO Brands Corp.
    • Manufactures and supplies office equipment
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Commercial Services & Supplies
    MARKET CAP Small
    ×
    • 1.5%
      Cypress Sharpridge Investments
    • Invests in real estate and mortgage-backed securities
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    MARKET CAP Small
    ×
    • 1.5%
      MKS Instruments, Inc.
    • Provides process control solutions that measure, control, power and monitor critical parameters of semiconductor devices
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY Semiconductors & Semiconductor Equipment
    MARKET CAP Mid
    ×
    • 1.4%
      BankUnited, Inc.
    • Operates as a bank holding company and engages in providing commercial banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.4%
      DiamondRock Hospitality Co.
    • Operates as a real estate investment trust
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.4%
      Generac Holdings, Inc.
    • Manufactures automatic, stationary and portable generators
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    MARKET CAP Small
    ×
    • 1.4%
      j2 Global, Inc.
    • Provides internet, cloud & digital media services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY Internet Software & Services
    MARKET CAP Small
    ×
    • 1.4%
      Webster Financial Corp.
    • Operates as a bank holding company, which through its subsidiary provides banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Mid

    Management

    Matthew Ziehl, CFA

    Managed Fund since 5/09

    Raman Vardharaj, CFA

    Managed Fund since 5/09

    Raymond Anello, CFA

    Managed Fund since 4/11

    Joy Budzinski

    Managed Fund since 4/13

    Kristin Ketner

    Managed Fund since 4/13

    Magnus Krantz

    Managed Fund since 4/13

    Adam Weiner

    Managed Fund since 4/13

    Investment Approach

    The portfolio managers employ fundamental research to identify companies with strong value creation potential and a compelling risk/reward profile.

    Risk Management

    Our team limits exposure to individual companies, industries and sectors, seeking to limit volatility through company quality and diversification. Risk Management Overview

    We conduct rigorous fundamental research to identify individual companies with asymmetrical risk/return opportunities. Risk Management Overview

    At the portfolio level, our experienced investment personnel closely monitor the strategy's positioning, and the active risk resulting from our security selection process and sector allocations. We evaluate factor and style exposure, as well as the ownership and liquidity profile of each security in the portfolio. Risk Management Overview

    Our team proactively manages risk by constructing diversified portfolios across sectors, industry groups and securities. We manage, monitor and limit sector weights relative to specified benchmarks and security position sizes within each portfolio. Risk Management Overview

    Our team closely monitors position size and sector weights; we have limits on active security weights against the benchmark for each strategy we manage. Risk Management Overview

    Risk is managed at the portfolio, strategy and security levels to identify diversified sources of alpha. We mainly focus on currency, interest rates and credit. Positions are sized and monitored according to established limits. Risk Management Overview

    We focus primarily on senior loans in an effort to maintain product integrity and limit duration risk. Risk Management Overview

    The team manages risk at both a strategy and individual security level to help ensure that, when combined, they act as the ballast in an investor’s overall portfolio. Risk Management Overview

    Risk is managed at the portfolio, strategy and security levels to identify diversified sources of alpha. We seek to identify primary and secondary risks of each investment. Diversification of sectors can potentially reduce volatility. Risk Management Overview

    The team manages risk by administering duration limits, limiting portfolio weighted average maturity and conducting thorough credit analysis on individual securities. Risk Management Overview

    The Rochester team has created diverse portfolios designed to mitigate the types of risks that municipal bond investors may encounter. Risk Management Overview

    The Commodities team manages risk on multiple levels, including individual commodity sector levels and overall fund level. Risk Management Overview

    The Real Estate team monitors and manages risk at the security, sector and strategy levels. Risk Management Overview

    The Global Multi-Asset Group monitors and manages risk on an ongoing basis, both at the asset class and portfolio levels. Risk Management Overview

    We emphasize capital preservation by avoiding companies that may cut distributions. We seek to build diversified portfolios comprised of energy and energy related companies with attractive risk-adjusted total return potential. Risk Management Overview

    The Alternative Strategies team evaluates risk on multiple levels, applying numerous risk analysis methods on an ongoing basis in addition to assessing risk impacts of a position prior to making investment decisions. Risk Management Overview

    Risk is monitored by quantitative risk system and managed at many levels – stock, sector, country, and style factors. We seek to diversify the portfolio across the global listed infrastructure market and adhere to an established risk framework, including constraints imposed by position limits versus a benchmark. Risk Management Overview

    We monitor and manage both security and sector weights to the underlying index to ensure that the portfolio is properly tracking its benchmark. Also, partnering with well-known index providers ensures that we hold only high quality securities that pass very stringent profitability and liquidity screens. Risk Management Overview

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    1. 1. Special Risks: Small-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a small-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
    2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
    3. 3. Access index definitions.
    4. 4. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
    5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
    6. A. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
    7. B. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.
    8. C. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
    9. D. OppenheimerFunds' equity style box is based on the portfolio's overall targeted capitalization range and relative valuation as determined by OFI.
    10. E. There is no guarantee of the payment of any dividend or other distributions at any level.
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