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Individual Investor
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OPPEX

Capital Income Fund

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Overview

The Strategy typically invests in stocks, bonds, and other uncorrelated financial instruments for additional diversification.

Inception Date
December 1, 1970
Investment Style
Income-Oriented Balanced
Fund Index
65% BBG Barc US Agg/35% Russell 3000®
CUSIP
683793103
NAV
  • A
(as of 11/22/2017)
$10.22
Total Assets
(as of 10/31/2017)
$2.66 BN
Gross Expense Ratio
(as of 10/31/2017)
1.09%
Net Expense Ratio
(as of 10/31/2017)
1.03%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 10/31/2017
  • B
as of 09/30/2017
  • B

Include Sales Charge
Include Sales Charge
Include Sales Charge
Include Sales Charge
  • B
Cumulative
Annualized
ytd as of 2017-09-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Income Fund (NAV)
5.15% 6.45% 4.03% 5.18% 1.67% 10.48%
Cumulative
Annualized
ytd as of 2017-09-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Income Fund (with sales charge)
-0.89% 0.33% 2.00% 3.94% 1.07% 10.34%
Cumulative
Annualized
ytd as of 2017-10-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Income Fund (NAV)
5.36% 7.10% 3.93% 5.22% 1.69% 10.47%
Cumulative
Annualized
ytd as of 2017-10-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Income Fund (with sales charge)
-0.70% 0.94% 1.90% 3.98% 1.09% 10.33%
Gross Expense Ratio: 1.09% | Net Expense Ratio: 1.03%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.


Year Capital Income Fund 65% BBG Barc US Agg/35% Russell 3000®
1971 29.54% -
1972 16.05% -
1973 -3.65% -
1974 -15.79% -
1975 51.97% -
1976 44.69% -
1977 -2.67% -
1978 6.44% -
1979 23.61% -
1980 21.53% -
1981 5.57% -
1982 30.49% -
1983 33.33% -
1984 3.25% -
1985 30.98% -
1986 15.56% -
1987 9.30% -
1988 14.02% -
1989 18.56% -
1990 -1.37% -
1991 17.27% -
1992 7.06% 8.23%
1993 14.57% 10.19%
1994 -2.79% -1.78%
1995 27.92% 24.66%
1996 20.06% 9.81%
1997 29.68% 17.18%
1998 10.32% 14.59%
1999 -6.25% 6.51%
2000 16.82% 4.86%
2001 -0.19% 1.58%
2002 -16.15% -1.47%
2003 33.47% 13.29%
2004 10.28% 7.12%
2005 2.43% 3.85%
2006 15.16% 8.32%
2007 -1.85% 6.70%
2008 -37.05% -10.32%
2009 18.10% 14.42%
2010 11.63% 10.59%
2011 4.21% 6.26%
2012 11.09% 8.59%
2013 9.19% 9.38%
2014 4.75% 8.43%
2015 -0.77% 0.85%
2016 7.25% 6.34%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.


Date Capital Income Fund 65% Bloomberg Barclays Agg/35% Russell 3000 BBG Barclays Agg S&P 500
10/31/2007 0.00 0.00 0.00 0.00
11/30/2007 -2.89 -0.38 1.80 -4.18
12/31/2007 -4.01 -0.36 2.08 -4.85
1/31/2008 -6.12 -1.39 3.80 -10.55
2/29/2008 -8.73 -2.34 3.94 -13.46
3/31/2008 -10.14 -2.23 4.30 -13.83
4/30/2008 -6.32 -0.63 4.08 -9.64
5/31/2008 -4.37 -0.38 3.32 -8.47
6/30/2008 -9.55 -3.34 3.23 -16.18
7/31/2008 -11.09 -3.59 3.15 -16.89
8/31/2008 -10.66 -2.43 4.13 -15.68
9/30/2008 -20.25 -6.27 2.73 -23.20
10/31/2008 -32.45 -13.26 0.30 -36.10
11/30/2008 -41.70 -13.56 3.57 -40.68
12/31/2008 -39.57 -10.65 7.43 -40.05
1/31/2009 -41.98 -13.71 6.49 -45.10
2/28/2009 -46.61 -17.09 6.08 -50.95
3/31/2009 -44.03 -13.63 7.56 -46.65
4/30/2009 -40.55 -10.17 8.07 -41.55
5/31/2009 -38.24 -8.02 8.86 -38.28
6/30/2009 -37.35 -7.52 9.48 -38.15
7/31/2009 -34.85 -4.02 11.24 -33.48
8/31/2009 -33.16 -2.15 12.39 -31.07
9/30/2009 -31.42 -0.03 13.57 -28.50
10/31/2009 -31.15 -0.56 14.14 -29.83
11/30/2009 -29.55 2.26 15.61 -25.62
12/31/2009 -28.63 2.24 13.80 -24.19
1/31/2010 -28.90 1.96 15.54 -26.91
2/28/2010 -28.28 3.44 15.97 -24.65
3/31/2010 -26.11 5.60 15.83 -20.10
4/30/2010 -25.39 7.14 17.04 -18.84
5/31/2010 -27.28 4.79 18.02 -25.32
6/30/2010 -28.08 3.77 19.87 -29.23
7/31/2010 -25.72 7.02 21.15 -24.27
8/31/2010 -25.72 6.16 22.71 -27.69
9/30/2010 -23.43 9.68 22.84 -21.24
10/31/2010 -21.96 11.43 23.28 -18.24
11/30/2010 -21.96 11.26 22.57 -18.23
12/31/2010 -20.33 13.07 21.25 -12.76
1/31/2011 -19.12 14.03 21.39 -10.70
2/28/2011 -17.62 15.67 21.69 -7.64
3/31/2011 -17.04 15.94 21.76 -7.60
4/30/2011 -15.35 18.11 23.31 -4.86
5/31/2011 -15.06 18.65 24.92 -5.94
6/30/2011 -15.98 17.72 24.55 -7.51
7/31/2011 -15.89 18.01 26.53 -9.39
8/31/2011 -17.50 16.90 28.38 -14.31
9/30/2011 -19.47 14.30 29.31 -20.34
10/31/2011 -16.90 18.96 29.45 -11.63
11/30/2011 -17.66 18.91 29.34 -11.82
12/31/2011 -16.98 20.15 30.76 -10.92
1/31/2012 -15.14 22.95 31.91 -6.93
2/29/2012 -13.77 24.74 31.88 -2.91
3/31/2012 -13.07 25.65 31.15 0.29
4/30/2012 -12.68 26.29 32.61 -0.34
5/31/2012 -12.88 24.25 33.81 -6.33
6/30/2012 -11.68 26.03 33.86 -2.47
7/31/2012 -10.20 27.63 35.71 -1.12
8/31/2012 -9.50 28.80 35.79 1.11
9/30/2012 -8.30 30.11 35.98 3.72
10/31/2012 -8.30 29.50 36.25 1.81
11/30/2012 -8.01 30.02 36.46 2.40
12/31/2012 -7.78 30.47 36.27 3.33
1/31/2013 -6.06 32.35 35.32 8.68
2/28/2013 -5.65 33.41 35.99 10.16
3/31/2013 -4.52 35.30 36.10 14.29
4/30/2013 -3.30 37.00 37.48 16.49
5/31/2013 -3.50 36.54 35.03 19.22
6/30/2013 -4.91 34.57 32.94 17.62
7/31/2013 -3.68 37.24 33.12 23.60
8/31/2013 -4.70 35.46 32.44 20.02
9/30/2013 -3.66 38.05 33.69 23.79
10/31/2013 -1.91 40.84 34.77 29.48
11/30/2013 -0.77 41.92 34.27 33.42
12/31/2013 0.70 42.71 33.51 36.80
1/31/2014 0.49 42.49 35.48 32.07
2/28/2014 2.48 45.35 36.20 38.11
3/31/2014 2.81 45.48 35.97 39.27
4/30/2014 3.44 46.37 37.12 40.30
5/31/2014 4.70 48.58 38.68 43.60
6/30/2014 5.46 49.94 38.75 46.56
7/31/2014 4.50 48.67 38.40 44.54
8/31/2014 6.20 51.92 39.93 50.32
9/30/2014 4.83 50.15 38.98 48.22
10/31/2014 5.37 52.61 40.35 51.84
11/30/2014 5.90 54.61 41.34 55.92
12/31/2014 5.48 54.74 41.48 55.53
1/31/2015 5.91 55.36 44.44 50.86
2/28/2015 7.32 57.50 43.08 59.53
3/31/2015 7.44 57.44 43.75 57.00
4/30/2015 7.44 57.33 43.23 58.51
5/31/2015 7.77 57.86 42.89 60.55
6/30/2015 6.48 55.85 41.33 57.44
7/31/2015 7.35 57.49 42.31 60.74
8/31/2015 5.06 54.06 42.11 51.04
9/30/2015 4.31 53.23 43.07 47.30
10/31/2015 6.51 57.41 43.09 59.73
11/30/2015 5.96 57.47 42.72 60.21
12/31/2015 4.67 56.06 42.25 57.68
1/31/2016 3.56 54.37 44.21 49.85
2/29/2016 3.56 55.12 45.23 49.65
3/31/2016 6.13 59.84 46.57 59.80
4/30/2016 7.03 60.61 47.13 60.42
5/31/2016 8.26 61.66 47.17 63.30
6/30/2016 9.40 63.73 49.81 63.73
7/31/2016 10.64 66.67 50.76 69.76
8/31/2016 10.64 66.71 50.59 70.00
9/30/2016 10.89 66.76 50.50 70.03
10/31/2016 10.44 64.68 49.35 66.93
11/30/2016 11.11 64.67 45.81 73.11
12/31/2016 12.25 65.95 46.02 76.54
1/31/2017 12.82 67.26 46.31 79.88
2/28/2017 15.11 70.16 47.29 87.03
3/31/2017 14.67 70.16 47.21 87.25
4/30/2017 15.47 71.66 48.35 89.17
5/31/2017 16.16 73.15 49.49 91.83
6/30/2017 16.18 73.59 49.34 93.03
7/31/2017 16.98 75.23 49.98 97.00
8/31/2017 17.10 76.38 51.33 97.60
9/30/2017 18.04 77.34 50.61 101.68
10/31/2017 18.27 78.76 50.70 106.38
Date Dividends
12/28/2007 0.2108
3/19/2008 0.0625
6/18/2008 0.1028
9/29/2008 0.1028
12/30/2008 0.0125
9/28/2009 0.005
12/30/2009 0.0423
3/22/2010 0.0418
6/28/2010 0.0621
9/27/2010 0.0621
12/29/2010 0.1872
3/28/2011 0.0619
6/27/2011 0.062
9/26/2011 0.062
12/21/2011 0.1599
3/26/2012 0.0617
6/25/2012 0.0619
9/24/2012 0.0618
12/10/2012 0.1725
3/25/2013 0.0616
6/24/2013 0.0618
9/23/2013 0.0617
12/30/2013 0.1221
3/24/2014 0.0615
6/23/2014 0.0617
9/22/2014 0.0616
12/29/2014 0.1216
3/20/2015 0.0616
6/19/2015 0.0618
9/25/2015 0.062
12/15/2015 0.0919
3/24/2016 0.0619
6/24/2016 0.0619
9/23/2016 0.0619
12/13/2016 0.0807
3/24/2017 0.0617
6/23/2017 0.0614
9/22/2017 0.0613

There is no guarantee of the payment of any dividend or other distributions at any level.

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 11/22/2017

Date 2012 2013 2014 2015 2016
Short Term
Long Term
Total Amount of Distribution
Record Date
Ex Div Date
Pay Date

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(11.8% of assets as of 10/31/2017)


Strategy Allocation

(102.7% of assets as of 10/31/2017)


High Grade Fixed Income Strategy Equity Strategy Opportunistic Strategy
43.3% 39.7% 19.7%

Portfolio Holdings Breakdown

Country 7
Developed Markets 7
Emerging Markets 7
Equity Sector 7
Fixed Income Sector
Country Capital Income Fund 65% BBG Barc US Agg/35% Russell 3000® Overweight / Underweight
United States 112.1% - -
Germany 2.3% - -
United Kingdom 1.7% - -
Netherlands 1.1% - -
Switzerland 1.1% - -
Canada 0.9% - -
France 0.6% - -
Russia 0.6% - -
Ireland 0.3% - -
Luxembourg 0.2% - -
Belgium 0.2% - -
Portugal 0.1% - -
Norway 0.1% - -
Hong Kong 0.1% - -
Developed Markets Capital Income Fund 65% BBG Barc US Agg/35% Russell 3000® Overweight / Underweight
Americas 113.0% - -
Europe 5.1% - -
Asia Pacific -1.0% - -
Emerging Markets Capital Income Fund 65% BBG Barc US Agg/35% Russell 3000® Overweight / Underweight
Europe 0.6% - -
Asia Pacific -1.7% - -
Equity Sector Capital Income Fund 65% BBG Barc US Agg/35% Russell 3000® Overweight / Underweight
Financials 7.1% - -
Industrials 6.2% - -
Broad Market 5.2% - -
Health Care 5.1% - -
Information Technology 4.5% - -
Energy 3.8% - -
Telecommunication Services 2.4% - -
Consumer Staples 2.2% - -
Utilities 2.0% - -
Materials 1.8% - -
Consumer Discretionary 0.9% - -
Real Estate 0.2% - -
Fixed Income Sector Capital Income Fund 65% BBG Barc US Agg/35% Russell 3000® Overweight / Underweight
Corporates 33.0% - -
Agencies MBS 13.7% - -
ABS 7.7% - -
Non Agencies MBS 4.5% - -
Treasuries 3.0% - -
CMBS 2.2% - -
Agencies 0.1% - -
Analytics
(As of 10/31/2017)

Morningstar 10/31/2017 (based on risk adjusted performance)
Overall Rating
Number of Funds
382
Category
Allocation--30% to 50% Equity
Performance Statistics
3Y
5Y
Alpha
-0.67
-0.40
Beta
0.85
0.85
Information Ratio
-1.12
-1.04
R-Squared
86.56
86.27
Sharpe Ratio
1.08
1.45
Standard Deviation
3.31
3.39
Sortino Ratio
0.56
0.80
Tracking Error
1.33
1.38
Dividends
  • D
Est. Frequency
Quarterly
Last Pay Date
9/22/2017
Per Share ($)
$0.06
Net Income
100.00%
Net Profit from Sale
0.00%
Other Capital Sources
0.00%
12-Month Distribution ($)
$0.27
Portfolio Characteristics
Fund
Fund Index
Return on Equity
13.39%
14.84%
EPS Growth Rate 3Y
1.52%
8.91%
EPS Growth Rate 5Y
4.19%
8.30%
Sales Growth Rate 3Y
0.81%
5.40%
Sales Growth Rate 5Y
1.24%
5.93%
Yield to Maturity
2.49%
1.68%
Yield to Worst
1.94%
167.56%
Current Duration
2.40 yrs
3.80 yrs
Turnover Ratio
92.00%
-
Yields
Standardized Yield
2.12%
Documents
  1. 1. The Fund's investment objective changed from "seeks as much current income as is compatible with prudent investment" to "seeks total return" on 12/28/12.
  2. 2. Effective 11/1/13, the Fund will increase its investment limit on below investment grade securities from 25% to 40%, and the Fund will increase its investment limit on illiquid securities from 10% to 15%. Please see the Fund's prospectus and prospectus supplement for further information.
  3. 3. Special Risks: Fixed income investing entails credit and interest rate risks. When interest rates rise, bond prices generally fall, and the Fund’s share prices can fall. Below-investment-grade (“high yield” or "junk") bonds are more at risk of default and are subject to liquidity risk. Value investing involves the risk that undervalued securities may not appreciate as anticipated. Mortgage-backed securities are subject to prepayment risk. Derivative instruments entail higher volatility and risk of loss compared to traditional stock or bond investments. Asset-backed securities are subject to prepayment risk. Foreign investments may be volatile and involve additional expenses and special risks, including currency fluctuations, foreign taxes, regulatory and geopolitical risks. Emerging and developing market investments may be especially volatile. The Fund may also invest through a wholly-owned Cayman Islands subsidiary, which involves the risk that changes to the laws of the Cayman Islands could negatively affect the Fund. Diversification does not guarantee profit or protect against loss.
  4. 4. The Manager has contractually agreed to waive expenses in an amount equal to the management fee it receives from its Subsidiary for so long as the Fund invests in the Subsidiary. This waiver may not be terminated without the prior approval of the Fund's Board of Trustees.
  5. 5. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  6. 6. Access index definitions.
  7. 7. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
  8. 8. Standardized yield for each share class is based on an SEC standardized formula designed to approximate a Fund's annualized hypothetical current income from securities less expenses for the 30-day period ending and including the most recent month-end or quarter-end and either that date's maximum offering price (Class A shares) or net asset value (for other share classes). The month-end figure is typically calculated on the fifth business day of the next month. The result is compounded semiannually and annualized. Falling share prices artificially increase yields.
  9. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  10. B. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.
  11. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  12. D. There is no guarantee of the payment of any dividend or other distributions at any level.
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