Spoof Access

×
OPTFX

Capital Appreciation Fund

×
Overview

The Strategy typically invests in large-cap U.S. growth stocks.

Inception Date
January 22, 1981
Investment Style
Large Cap Growth
Fund Index
Russell 1000® Growth Index
CUSIP
68379A107
NAV
  • A
(as of 04/19/2018)
$59.36
Total Assets
(as of 03/31/2018)
$4.91 BN
Gross Expense Ratio
(as of 03/29/2018)
1.07%
Net Expense Ratio
(as of 03/29/2018)
1.07%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 03/31/2018
  • B
as of 03/31/2018
  • B

Include Sales Charge
Include Sales Charge
Include Sales Charge
Include Sales Charge
  • B
Cumulative
Annualized
ytd as of 2018-03-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (NAV)
-0.76% 13.89% 6.96% 11.59% 7.30% 11.68%
Russell 1000® Growth Index
1.42% 21.25% 12.90% 15.53% 11.34% -
Cumulative
Annualized
ytd as of 2018-03-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (with sales charge)
-6.46% 7.33% 4.87% 10.28% 6.67% 11.51%
Russell 1000® Growth Index
1.42% 21.25% 12.90% 15.53% 11.34% -
Cumulative
Annualized
ytd as of 2018-03-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (NAV)
-0.76% 13.89% 6.96% 11.59% 7.30% 11.68%
Russell 1000® Growth Index
1.42% 21.25% 12.90% 15.53% 11.34% -
Cumulative
Annualized
ytd as of 2018-03-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Capital Appreciation Fund (with sales charge)
-6.46% 7.33% 4.87% 10.28% 6.67% 11.51%
Russell 1000® Growth Index
1.42% 21.25% 12.90% 15.53% 11.34% -
Gross Expense Ratio: 1.07% | Net Expense Ratio: 1.07%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.


Year Capital Appreciation Fund Russell 1000® Growth Index
1982 81.32% 20.46%
1983 24.51% 15.98%
1984 -17.47% -0.95%
1985 29.85% 32.85%
1986 8.28% 15.36%
1987 -17.95% 5.31%
1988 32.39% 11.27%
1989 18.31% 35.92%
1990 -2.13% -0.26%
1991 41.33% 41.27%
1992 10.27% 4.99%
1993 3.93% 2.87%
1994 0.46% 2.62%
1995 34.85% 37.18%
1996 27.96% 23.12%
1997 26.33% 30.49%
1998 24.04% 38.71%
1999 42.09% 33.16%
2000 -1.29% -22.42%
2001 -12.69% -20.42%
2002 -26.26% -27.88%
2003 29.46% 29.75%
2004 6.46% 6.30%
2005 4.70% 5.26%
2006 7.51% 9.07%
2007 13.76% 11.81%
2008 -45.90% -38.44%
2009 43.58% 37.21%
2010 9.14% 16.71%
2011 -1.57% 2.64%
2012 13.69% 15.26%
2013 29.24% 33.48%
2014 15.07% 13.05%
2015 3.22% 5.67%
2016 -2.34% 7.08%
2017 26.53% 30.21%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.


Date Capital Appreciation Fund Russell 1000® Growth Index MSCI World S&P 500
3/31/2008 0.00 0.00 0.00 0.00
4/30/2008 8.11 5.25 5.26 4.87
5/31/2008 12.17 9.11 6.86 6.23
6/30/2008 3.28 1.25 -1.66 -2.73
7/31/2008 -0.11 -0.68 -4.06 -3.54
8/31/2008 0.26 0.39 -5.41 -2.15
9/30/2008 -14.75 -11.23 -16.66 -10.87
10/31/2008 -31.45 -26.86 -32.46 -25.84
11/30/2008 -40.18 -32.68 -36.83 -31.16
12/31/2008 -38.70 -31.46 -34.81 -30.43
1/31/2009 -40.53 -34.76 -40.52 -36.29
2/28/2009 -44.48 -39.67 -46.61 -43.07
3/31/2009 -39.48 -34.28 -42.58 -38.09
4/30/2009 -32.91 -27.97 -36.14 -32.16
5/31/2009 -28.52 -24.40 -30.35 -28.37
6/30/2009 -28.01 -23.56 -30.67 -28.23
7/31/2009 -22.99 -18.13 -24.80 -22.80
8/31/2009 -21.93 -16.43 -21.69 -20.01
9/30/2009 -18.32 -12.88 -18.57 -17.03
10/31/2009 -20.21 -14.06 -20.02 -18.57
11/30/2009 -15.69 -8.78 -16.75 -13.68
12/31/2009 -11.99 -5.96 -15.26 -12.01
1/31/2010 -16.99 -10.06 -18.76 -15.18
2/28/2010 -14.41 -6.97 -17.62 -12.55
3/31/2010 -8.86 -1.59 -12.51 -7.28
4/30/2010 -9.96 -0.49 -12.50 -5.81
5/31/2010 -17.70 -8.09 -20.88 -13.33
6/30/2010 -22.39 -13.15 -23.60 -17.87
7/31/2010 -18.03 -6.95 -17.40 -12.12
8/31/2010 -21.47 -11.30 -20.48 -16.08
9/30/2010 -13.14 -1.85 -13.07 -8.59
10/31/2010 -9.21 2.83 -9.83 -5.12
11/30/2010 -9.01 4.03 -11.78 -5.10
12/31/2010 -3.95 9.76 -5.29 1.24
1/31/2011 -2.82 12.55 -3.15 3.64
2/28/2011 0.88 16.23 0.24 7.19
3/31/2011 0.33 16.38 -0.75 7.23
4/30/2011 3.42 20.27 3.47 10.41
5/31/2011 2.20 18.96 1.32 9.16
6/30/2011 1.12 17.26 -0.28 7.34
7/31/2011 -0.15 16.08 -2.09 5.16
8/31/2011 -5.97 9.96 -8.99 -0.56
9/30/2011 -13.71 1.85 -16.85 -7.55
10/31/2011 -3.86 13.03 -8.25 2.56
11/30/2011 -4.30 13.02 -10.49 2.33
12/31/2011 -5.46 12.66 -10.54 3.38
1/31/2012 -0.38 19.38 -6.05 8.01
2/29/2012 5.05 25.09 -1.46 12.68
3/31/2012 7.75 29.21 -0.19 16.39
4/30/2012 7.44 29.01 -1.33 15.66
5/31/2012 0.35 20.73 -9.84 8.71
6/30/2012 2.12 24.01 -5.25 13.19
7/31/2012 3.26 25.67 -4.03 14.76
8/31/2012 6.82 29.05 -1.60 17.34
9/30/2012 8.63 31.58 1.11 20.37
10/31/2012 4.94 27.74 0.42 18.15
11/30/2012 7.15 29.88 1.71 18.84
12/31/2012 7.49 29.85 3.62 19.92
1/31/2013 11.89 35.41 8.90 26.13
2/28/2013 13.22 37.10 9.08 27.84
3/31/2013 16.91 42.24 11.63 32.64
4/30/2013 17.62 45.26 15.15 35.19
5/31/2013 19.57 47.96 15.19 38.36
6/30/2013 16.68 45.17 12.35 36.50
7/31/2013 22.64 52.87 18.27 43.44
8/31/2013 20.28 50.25 15.75 39.29
9/30/2013 25.53 56.95 21.54 43.66
10/31/2013 30.61 63.89 26.30 50.26
11/30/2013 34.50 68.51 28.54 54.84
12/31/2013 38.91 73.32 31.26 58.76
1/31/2014 34.88 68.38 26.40 53.27
2/28/2014 43.23 77.05 32.73 60.28
3/31/2014 38.77 75.27 32.92 61.63
4/30/2014 37.43 75.27 34.28 62.82
5/31/2014 43.25 80.73 36.93 66.65
6/30/2014 47.64 84.26 39.37 70.09
7/31/2014 47.82 81.44 37.15 67.74
8/31/2014 54.07 89.75 40.17 74.45
9/30/2014 52.07 87.00 36.37 72.01
10/31/2014 55.78 91.92 37.25 76.21
11/30/2014 60.28 98.01 40.00 80.95
12/31/2014 59.84 95.94 37.74 80.49
1/31/2015 57.34 92.94 35.25 75.07
2/28/2015 67.52 105.80 43.17 85.14
3/31/2015 65.34 103.46 40.93 82.21
4/30/2015 64.18 104.48 44.24 83.96
5/31/2015 66.61 107.36 44.73 86.32
6/30/2015 66.20 103.71 41.37 82.71
7/31/2015 70.97 110.62 43.90 86.54
8/31/2015 58.93 97.82 34.38 75.29
9/30/2015 52.38 92.93 29.43 70.95
10/31/2015 66.07 109.54 39.68 85.37
11/30/2015 67.66 110.13 38.99 85.92
12/31/2015 64.99 107.05 36.54 82.99
1/31/2016 53.36 95.49 28.37 73.91
2/29/2016 47.48 95.41 27.42 73.67
3/31/2016 53.42 108.58 36.07 85.46
4/30/2016 51.77 106.68 38.22 86.18
5/31/2016 56.72 110.69 39.00 89.52
6/30/2016 54.55 109.87 37.44 90.01
7/31/2016 63.00 119.77 43.24 97.02
8/31/2016 62.14 118.68 43.36 97.29
9/30/2016 63.58 119.48 44.13 97.33
10/31/2016 58.65 114.33 41.34 93.73
11/30/2016 59.54 118.99 43.37 100.90
12/31/2016 61.12 121.70 46.80 104.88
1/31/2017 67.86 129.17 50.34 108.76
2/28/2017 74.53 138.69 54.51 117.05
3/31/2017 77.66 141.45 56.16 117.30
4/30/2017 82.26 146.97 58.47 119.54
5/31/2017 85.58 153.39 61.82 122.63
6/30/2017 85.48 152.73 62.45 124.01
7/31/2017 88.58 159.44 66.33 128.62
8/31/2017 91.17 164.20 66.57 129.32
9/30/2017 92.57 167.64 70.31 134.05
10/31/2017 97.24 178.01 73.52 139.51
11/30/2017 101.87 186.45 77.28 146.86
12/31/2017 103.86 188.68 79.68 149.60
1/31/2018 118.00 209.13 89.17 163.89
2/28/2018 110.04 201.02 81.33 154.17
3/29/2018 102.32

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.

$ per share as of 04/20/2018

Date 2013 2014 2015 2016 2017
Short Term 1.6941 0.3461 1.8556
Long Term 2.5532 7.8660 7.0818 2.1269 3.5868
Total Amount of Distribution 2.5532 9.5601 7.4279 2.1269 5.4424
Record Date 12/9/13 12/8/14 12/4/15 12/2/16 12/13/17
Ex Div Date 12/10/13 12/9/14 12/7/15 12/5/16 12/14/17
Pay Date 12/11/13 12/9/14 12/7/15 12/5/16 12/14/17

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(60.3% of assets as of 03/31/2018)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 6
Country Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
United States 96.8% 99.7% -2.9%
Canada 2.4% - -
Belgium 0.5% - -
Developed Markets Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Americas 99.1% 99.7% -0.6%
Europe 0.5% 0.2% 0.4%
Equity Sector Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Information Technology 43.7% 38.7% 5.0%
Consumer Discretionary 19.2% 18.6% 0.6%
Health Care 13.1% 12.5% 0.6%
Industrials 9.7% 12.7% -3.0%
Financials 5.3% 3.5% 1.8%
Consumer Staples 2.7% 6.4% -3.7%
Energy 2.2% 0.8% 1.4%
Utilities 2.0% 0.0% 2.0%
Materials 1.3% 3.5% -2.2%
Real Estate 0.4% 2.4% -1.9%
Industry Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Internet Software & Services 12.8% 8.1% 4.8%
Software 12.3% 9.8% 2.5%
IT Services 7.3% 8.0% -0.7%
Technology Hardware Storage & Peripherals 7.2% 6.8% 0.4%
Specialty Retail 7.0% 3.5% 3.6%
Internet & Direct Marketing Retail 6.4% 6.4% 0.0%
Biotechnology 4.7% 4.2% 0.5%
Capital Markets 4.2% 2.0% 2.2%
Semiconductors & Semiconductor Equipment 4.1% 5.1% -1.0%
Health Care Providers & Services 3.8% 2.6% 1.2%
Hotels Restaurants & Leisure 3.6% 3.2% 0.4%
Health Care Equipment & Supplies 2.6% 2.7% 0.0%
Machinery 2.5% 2.4% 0.1%
Oil Gas & Consumable Fuels 2.2% 0.6% 1.6%
Media 1.8% 2.8% -1.0%
Commercial Services & Supplies 1.7% 0.5% 1.2%
Airlines 1.6% 0.4% 1.2%
Road & Rail 1.5% 1.2% 0.3%
Gas Utilities 1.5% - -
Household Products 1.4% 0.7% 0.8%
Asset Allocation Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Equity 99.7% 100.0% -0.3%
Market Cap Capital Appreciation Fund Russell 1000® Growth Index Overweight / Underweight
Large 79.8% 85.9% -6.1%
Mid 17.3% 13.8% 3.5%
Small 2.6% 0.3% 2.3%
Analytics
(As of 03/31/2018)

Morningstar 03/31/2018 (based on risk adjusted performance)
Overall Rating
Number of Funds
1213
Category
Large Growth
Performance Statistics
3Y
5Y
Alpha
-5.81
-3.96
Beta
1.04
1.04
Information Ratio
-1.61
-1.15
R-Squared
90.71
91.09
Sharpe Ratio
0.57
0.99
Standard Deviation
12.03
11.39
Upside Capture
90.92
94.39
Downside Capture
137.19
125.94
Sortino Ratio
0.26
0.50
Win Ratio
33.00
33.00
Loss Ratio
67.00
67.00
Tracking Error
3.69
3.42
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
12/14/2017
Per Share ($)
$0.0081
12-Month Distribution ($)
$0.0081
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$252.90 B
$234.30 B
Median Market Cap (weighted)
$81.50 B
$98.60 B
P/E Ratio (LTM)
23.39
25.22
P/E Ratio (NTM)
18.28
19.62
Price/Book
4.84
6.60
Return on Equity
23.41%
23.93%
Turnover Ratio
63.00%
-
Active Share
64.87%
-
Distribution Sources
  • D
Net Income
4.20%
Net Profit from Sale
23.40%
Other Capital Sources
72.40%
Documents
  1. 1. Paul Larson was added as portfolio manager of the Fund as of October 5, 2016. Michael Kotlarz will no longer be portfolio manager of the Fund as of October 5, 2016.
  2. 2. Special Risks: Foreign investments may be volatile and involve additional expenses and special risks, including currency fluctuations, foreign taxes, regulatory and geopolitical risks. Investments in securities of growth companies may be volatile. Diversification does not guarantee profit or protect against loss.
  3. 3. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  4. 4. Access index definitions.
  5. 5. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
  6. 6. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
  7. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  8. B. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.
  9. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  10. D. There is no guarantee of the payment of any dividend or other distributions at any level.
×
Loading...
Tiny Button Small Button Large Button Default Button Secondary Button Framed Button Framed Button ( Small Caps )