Forms & Literature

Access account forms, fund documents and more.

Secure, fast way to send us your forms Upload Forms

Fund Documents

Forms & Applications

FINRA Letter

403(b)
Name	Audience	FINRA	Date
403(b) Custodial Agreement	Investor Approved		12/15/16	Add to Cart
403(b) Distribution Form	Investor Approved	View	09/30/15	Add to Cart
403(b) Employee Account Application Guide	Investor Approved	View	01/06/17	Add to Cart
403(b) Employer Fact Sheet	Investor Approved	View	06/19/17	Add to Cart
403(b) Employer Plan Application Guide	Investor Approved	View	06/22/17	Add to Cart
403(b) Excess Removal Form	Investor Approved		01/30/14	Add to Cart
403(b) Information Sharing Agreement	Investor Approved		01/30/14	Add to Cart
403(b) Non-ERISA Plan Document - Religious Organizations	Investor Approved		03/04/16
403(b) Plan Document (non-ERISA 501(c)(3))	Investor Approved		01/30/14
403(b) Plan Document (non-ERISA K-12)	Investor Approved		03/07/16
403(b) Plan Service Provider Agreement	Investor Approved		01/30/14	Add to Cart
403(b) Portfolio Builder Contract Exchange Form	Investor Approved		09/09/15	Add to Cart
403(b)(7) Contract Exchange Transfer Rollover Form	Investor Approved		12/20/16
403(b)(7) Mistaken Contribution Acknowledgement	Investor Approved		03/04/16
403(b)(7) and Single K Defaulted Loan Repayment Application	Investor Approved		03/08/16	Add to Cart
403(b)(7) and Single K Loan Application	Investor Approved		09/11/15	Add to Cart
403(b)(7) and Single K Loan Transfer Form	Investor Approved		03/08/16	Add to Cart
501(c)(3) Non-ERISA 403(b) Data Collection Form	Investor Approved		03/04/16
501(c)(3) Non-ERISA 403(b) Financial Hardship Request Form	Investor Approved		01/30/14	Add to Cart
501(c)(3) Non-ERISA 403(b) Plan Service Provider Agreement	Investor Approved		01/30/14
Summary of Plan and Individual Expenses	Investor Approved		12/20/16

Spoof Access

800.525.7040

Forms & Literature