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Forms & Literature

Access account forms, fund documents and more.

 
Forms & Applications
General
Name Audience FINRA Delivery Date
Account Application for Nonretirement Accounts Investor Approved 07/26/17 Add to Cart
Account Change Application Investor Approved 12/16/16 Add to Cart
AccountLink and Asset Builder Form Investor Approved View 01/17/17 Add to Cart
Bulk Transfer Form Institutional Use Only 03/31/15 Add to Cart
Checkwriting Application Investor Approved 10/11/16 Add to Cart
Class I Share Application Investor Approved 01/25/16
Direct Deposit Application Investor Approved 01/12/17 Add to Cart
Direct Deposit Sign-up Form Investor Approved 03/02/15 Add to Cart
Divorce Transfer Form for Non Retirement Assets Investor Approved 01/17/17 Add to Cart
Federal Wire Redemption Authorization Form Investor Approved 02/28/17 Add to Cart
Financial Advisor Change Form Investor Approved 01/12/17 Add to Cart
Government Allotment Form Investor Approved 12/16/16
Inherited Non-Retirement Assets Transfer Ownership Form Investor Approved 10/13/16 Add to Cart
Institutional Government Money Market Fund Account Application Investor Approved 09/28/16
Institutional Share Class (Class Y) Application Investor Approved 03/26/15
Letter of Intent Form Investor Approved 03/26/15 Add to Cart
Name Change Form Investor Approved 01/11/17 Add to Cart
PATRIOT Act Supplemental Insert for Applications Investor Approved 01/30/14
Portfolio Builder Account Application Investor Approved 07/26/17 Add to Cart
Portfolio Builder Account Change Form Investor Approved 01/17/17 Add to Cart
Portfolio Builder Dollar Cost Averaging Form Investor Approved 12/14/16 Add to Cart
Receipt of Gifts Form Investor Approved 03/10/15 Add to Cart
Redemption Form Nonretirement Accounts Investor Approved 01/27/17 Add to Cart
Transfer on Death Registration Form Investor Approved 10/11/16 Add to Cart
W-9 IRS Form Investor Approved 01/02/15 Add to Cart
Retirement
Name Audience FINRA Delivery Date
403(b) Distribution Form Investor Approved View 09/30/15 Add to Cart
403(b) Employee Account Application Guide Investor Approved View 06/30/17 Add to Cart
403(b) Employer Plan Application Guide Investor Approved View 06/22/17 Add to Cart
403(b) Excess Removal Form Investor Approved 01/30/14 Add to Cart
403(b) Portfolio Builder Contract Exchange Form Investor Approved 09/09/15 Add to Cart
403(b)(7) Mistaken Contribution Acknowledgement Investor Approved 03/04/16
403(b)(7) and Single K Defaulted Loan Repayment Application Investor Approved 03/08/16 Add to Cart
403(b)(7) and Single K Loan Application Investor Approved 09/11/15 Add to Cart
403(b)(7) and Single K Loan Transfer Form Investor Approved 03/08/16 Add to Cart
501(c)(3) Non-ERISA 403(b) Data Collection Form Investor Approved 03/04/16
501(c)(3) Non-ERISA 403(b) Financial Hardship Request Form Investor Approved 01/30/14 Add to Cart
Change of Beneficiary Designation Form and Instructions Investor Approved View 10/13/16 Add to Cart
IRA Conversion and Recharacterization Request Form and Guide - CE Investor Approved 01/30/14 Add to Cart
IRA Distribution Booklet Investor Approved 02/11/16 Add to Cart
IRA Excess Removal Form Investor Approved 01/30/14
IRA Minor Indemnification Form Investor Approved 01/30/14
IRA Transfer Request Form Investor Approved 12/22/16 Add to Cart
IRA Trust Certification Form Investor Approved 03/04/16
Inherited IRA Account Registration & Distribution Form Investor Approved 05/05/16 Add to Cart
Portfolio Builder SIMPLE IRA Transfer Request Form Investor Approved 08/05/16 Add to Cart
Profit Sharing Non-Trusteed Plan Establishment Kit Investor Approved 12/08/14
Profit Sharing Trusteed Plan Establishment Kit Investor Approved 01/27/17
Roth IRA Excess Removal Form Investor Approved 01/30/14
SARSEP IRA Excess Removal Form Investor Approved 02/25/14
SEP IRA Excess Removal Form Investor Approved 03/05/14 Add to Cart
SEP IRA Participant Guide Investor Approved View 07/13/17 Add to Cart
SEP IRA and SARSEP IRA Transfer Request Form Investor Approved 12/20/16
SIMPLE IRA Employer Guide Investor Approved View 06/30/17 Add to Cart
SIMPLE IRA Excess Removal Form Investor Approved 03/06/14 Add to Cart
SIMPLE IRA Form 5304 Investor Approved 01/30/14 Add to Cart
SIMPLE IRA Participant Guide Investor Approved View 06/30/17 Add to Cart
SIMPLE IRA Transfer Request Form Investor Approved 12/16/16
Single K Account Establishment Kit Investor Approved 01/26/17 Add to Cart
Single K Excess Removal Form Investor Approved 01/30/14 Add to Cart
Single K Summary Plan Description Investor Approved 03/30/15 Add to Cart
Single K and Profit Sharing Designation of Beneficiary or Change Form Investor Approved 11/23/16
Single K and Profit Sharing Trusteed Plans Distribution Forms Investor Approved 02/08/17
Single K, Profit Sharing Transfer Form Investor Approved 12/01/16
College (529)
Name Audience FINRA Delivery Date
529 College Savings Plan Third Party Access Form Investor Approved 02/09/17
Scholar's Edge Account Application Investor Approved 02/06/17 Add to Cart
Scholar's Edge Account Maintenance Form Investor Approved 03/23/17 Add to Cart
Scholar's Edge Change of Trustee Form Investor Approved 02/06/17 Add to Cart
Scholar's Edge Employee Payroll Deduction Form Investor Approved 01/31/17 Add to Cart
Scholar's Edge Employer Authorization Payroll Deduction Form Investor Approved 02/16/17 Add to Cart
Scholar's Edge Enrollment Kit Investor Approved 07/06/17 Add to Cart
Scholar's Edge Withdrawal Request Form Investor Approved 02/16/17 Add to Cart
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