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The Strategy typically invests in small-cap U.S. company stocks.
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Cumulative Total Returns

as of 8/31/17

Since Inception 5/17/13
53%
Performance & Distributions
×

Domestic Equity

Gross Expense Ratio:
      0.98%
    Net Expense Ratio:   0.9%

    The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.

    Cumulative Returns
    • A

    Compare to Indices

    Main Street Small Cap Fund®
    VALUE of $10,000.00

    Calendar Year Returns % (w/o sales charge)
    Data as of 9/20/17
      2013 2014 2015 2016 YTD
    • B
    Main Street Small Cap Fund® 11.81 -5.81 18.07 9.29
    Russell 2000 4.89 -4.41 21.31
    Capital Gains Distributions ($ per share)
    Data as of 9/21/17
      2012 2013 2014 2015 2016
    Short Term 0.0374 0.0415
    Long Term
    Total Amount of Distribution 0.0374 0.0415
    Record Date 12/11/13 12/10/14
    Ex Div Date 12/12/13 12/11/14
    Pay Date 12/13/13 12/11/14

    There is no guarantee of the payment of any dividend or other distributions at any level.

    The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.

    Average Annual Total Returns
    • A

    as of 8/31/17

    as of 6/30/17

    • A
    YTD (as of 9/20/17)
    • B
    9.29%
    1 Year 15.43%
    3 Year 7.48%
    Since Inception 10.36%
    YTD (as of 9/20/17)
    • B
    9.29%
    1 Year 15.43%
    3 Year 7.48%
    Since Inception 10.36%
    YTD (as of 9/20/17)
    • B
    9.29%
    1 Year 22.60%
    3 Year 8.36%
    Since Inception 11.11%
    YTD (as of 9/20/17)
    • B
    9.29%
    1 Year 22.60%
    3 Year 8.36%
    Since Inception 11.11%
    Gross Expense Ratio
    0.98%
    Net Expense Ratio
    0.90%
    NAV
    • C
    as of 9/20/17
    $15.41

    The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.

    Top Issuers

    08/31/17

    Prestige Brands Holdings, Inc...
    2.3%
    Korn/Ferry International
    2.2%
    Portland General Electric
    1.9%
    CACI International Inc.
    1.8%
    MB Financial, Inc.
    1.8%
    Visteon Corp.
    1.8%
    Four Corners Property Trust, ...
    1.7%
    Brandywine Realty Trust
    1.7%
    Hostess Brands Inc.
    1.7%
    NuVasive, Inc.
    1.6%
    Cypress Sharpridge Investment...
    1.6%
    On Assignment, Inc.
    1.6%
    Group 1 Automotive, Inc.
    1.6%
    Iberiabank Corp.
    1.5%
    j2 Global, Inc.
    1.5%
    ACCO Brands Corp.
    1.5%
    Generac Holdings, Inc.
    1.4%
    Summit Materials, Inc.
    1.4%
    BankUnited, Inc.
    1.4%
    DiamondRock Hospitality Co.
    1.4%
    ×
    • 2.3%
      Prestige Brands Holdings, Inc.
    • Markets over-the-counter drugs, household cleaning and personal care products
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Pharmaceuticals
    MARKET CAP Small
    ×
    • 2.2%
      Korn/Ferry International
    • Provides talent management solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Professional Services
    MARKET CAP Small
    ×
    • 1.9%
      Portland General Electric
    • Engages in the generation, wholesale purchase, transmission, distribution, and retail sale of electricity
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Utilities
    INDUSTRY Electric Utilities
    MARKET CAP Small
    ×
    • 1.8%
      CACI International Inc.
    • Provides professional services and information technology solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY IT Services
    MARKET CAP Small
    ×
    • 1.8%
      MB Financial, Inc.
    • Provides financial services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.8%
      Visteon Corp.
    • Designs, engineers and manufactures automotive vehicles and supplies automotive parts
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Auto Components
    MARKET CAP Small
    ×
    • 1.7%
      Four Corners Property Trust, Inc.
    • Invests in real estate
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.7%
      Brandywine Realty Trust
    • Real Estate Investment Trust/REIT
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.7%
      Hostess Brands Inc.
    • Manufactures, markets, sells and distributes sweet baked goods
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Staples
    MARKET CAP Small
    ×
    • 1.6%
      NuVasive, Inc.
    • Designs and develops products for the surgical treatment of spine disorders
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Health Care Equipment & Supplies
    MARKET CAP Small
    ×
    • 1.6%
      Cypress Sharpridge Investments
    • Invests in real estate and mortgage-backed securities
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    MARKET CAP Small
    ×
    • 1.6%
      On Assignment, Inc.
    • Provides in-demand, skilled professionals in the growing life sciences, healthcare, and technology sectors
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Professional Services
    MARKET CAP Small
    ×
    • 1.6%
      Group 1 Automotive, Inc.
    • Owns and operates automobile dealerships, franchises and collision service centers
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Specialty Retail
    MARKET CAP Small
    ×
    • 1.5%
      Iberiabank Corp.
    • Operates as a bank holding company whose subsidiary provides banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.5%
      j2 Global, Inc.
    • Provides internet, cloud & digital media services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY Internet Software & Services
    MARKET CAP Small
    ×
    • 1.5%
      ACCO Brands Corp.
    • Manufactures and supplies office equipment
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Commercial Services & Supplies
    MARKET CAP Small
    ×
    • 1.4%
      Generac Holdings, Inc.
    • Manufactures automatic, stationary and portable generators
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    MARKET CAP Small
    ×
    • 1.4%
      Summit Materials, Inc.
    • Supplies construction materials and provides infrastructure services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Materials
    MARKET CAP Small
    ×
    • 1.4%
      BankUnited, Inc.
    • Operates as a bank holding company and engages in providing commercial banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.4%
      DiamondRock Hospitality Co.
    • Operates as a real estate investment trust
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    Holdings Breakdown

    as of 08/31/17

    96.2%

    United States

    0.9%

    Canada

    No Issuer Equity
    in
    Canada
    0.7%

    Bermuda

    No Issuer Equity
    in
    Bermuda
    0.3%

    Belgium

    No Issuer Equity
    in
    Belgium
    97.8%

    Americas

    No Issuer Equity
    in
    Americas
    0.3%

    Europe

    No Issuer Equity
    in
    Europe
    19.1%

    Industrials

    18.4%

    Information Technology

    16.5%

    Financials

    11.1%

    Consumer Discretionary

    10.7%

    Health Care

    7.2%

    Real Estate

    5.6%

    Materials

    3.9%

    Utilities

    3.0%

    Energy

    No Issuer Equity
    in
    Energy
    2.7%

    Consumer Staples

    10.8%

    Banks

    6.5%

    Software

    No Issuer Equity
    in
    Software
    6.1%

    Equity Real Estate Investment Trusts (REITs)

    5.2%

    Semiconductors & Semiconductor Equipment

    No Issuer Equity
    in
    Semiconductors & Semiconductor Equipment
    3.8%

    Professional Services

    3.7%

    Health Care Equipment & Supplies

    3.5%

    Internet Software & Services

    3.5%

    Machinery

    No Issuer Equity
    in
    Machinery
    3.5%

    Commercial Services & Supplies

    3.4%

    Specialty Retail

    2.8%

    Oil Gas & Consumable Fuels

    No Issuer Equity
    in
    Oil Gas & Consumable Fuels
    2.8%

    Biotechnology

    No Issuer Equity
    in
    Biotechnology
    2.7%

    Metals & Mining

    No Issuer Equity
    in
    Metals & Mining
    2.7%

    Pharmaceuticals

    2.7%

    IT Services

    2.3%

    Hotels Restaurants & Leisure

    No Issuer Equity
    in
    Hotels Restaurants & Leisure
    2.2%

    Thrifts & Mortgage Finance

    No Issuer Equity
    in
    Thrifts & Mortgage Finance
    2.0%

    Construction & Engineering

    No Issuer Equity
    in
    Construction & Engineering
    1.9%

    Electric Utilities

    1.8%

    Auto Components

    98.0%

    89.1%

    Small

    9.0%

    Mid

    No Issuer Equity
    in
    Mid
    Morningstar

    as of 8/31/17

    (based on risk adjusted performance)

    Overall Rating
    Number of Funds 654
    Category Small Blend
    Risk Measurements

    as of 08/31/17

    Alpha 0.46%
    Beta 0.90
    R-Squared
    95.65
    Sharpe Ratio
    0.58
    Standard Deviation
    13.58%
    Sortino Ratio
    0.27
    Information Ratio
    -0.06
    Equity Style
    • D
    Total Assets (all classes)
    as of 8/31/17
    $598.5 MM
    Portfolio Statistics

    as of 8/31/17

    Avg Market Cap (weighted) 2.6 BN
    Median Market Cap (weighted) 2.5 BN
    P/E (next 12 months) 19.63
    P/E Operating (LTM) 30.07
    Price/Book Value (LTM) 2.27
    Turnover Ratio
    67.00%
    Investment Minimums
    Initial
    $1,000
    Dividends ($ per share)
    • E
    Est Frequency Annual
    Last Pay Date 12/28/16
    Per Share ($) 0.0036
    12-Month Distribution ($) 0.0666
    Distribution Sources
    Net Income 81.00%
    Net Profit from Sale 0.00%
    Other Capital Sources 19.00%
    Top Issuers

    08/31/17

    Prestige Brands...
    2.3%
    Korn/Ferry Inte...
    2.2%
    Portland Genera...
    1.9%
    CACI Internatio...
    1.8%
    MB Financial, I...
    1.8%
    Visteon Corp.
    1.8%
    Four Corners Pr...
    1.7%
    Brandywine Real...
    1.7%
    Hostess Brands ...
    1.7%
    NuVasive, Inc.
    1.6%
    Cypress Sharpri...
    1.6%
    On Assignment, ...
    1.6%
    Group 1 Automot...
    1.6%
    Iberiabank Corp...
    1.5%
    j2 Global, Inc....
    1.5%
    ACCO Brands Cor...
    1.5%
    Generac Holding...
    1.4%
    Summit Material...
    1.4%
    BankUnited, Inc...
    1.4%
    DiamondRock Hos...
    1.4%
    Holdings Breakdown

    as of 08/31/17

    Reset
    96.2%

    United States

    0.9%

    Canada

    No Issuer Equity
    in
    Canada
    0.7%

    Bermuda

    No Issuer Equity
    in
    Bermuda
    0.3%

    Belgium

    No Issuer Equity
    in
    Belgium
    97.8%

    Americas

    No Issuer Equity
    in
    Americas
    0.3%

    Europe

    No Issuer Equity
    in
    Europe
    19.1%

    Industrials

    18.4%

    Information Technology

    16.5%

    Financials

    11.1%

    Consumer Discretionary

    10.7%

    Health Care

    7.2%

    Real Estate

    5.6%

    Materials

    3.9%

    Utilities

    3.0%

    Energy

    No Issuer Equity
    in
    Energy
    2.7%

    Consumer Staples

    10.8%

    Banks

    6.5%

    Software

    No Issuer Equity
    in
    Software
    6.1%

    Equity Real Estate Investment Trusts (REITs)

    5.2%

    Semiconductors & Semiconductor Equipment

    No Issuer Equity
    in
    Semiconductors & Semiconductor Equipment
    3.8%

    Professional Services

    3.7%

    Health Care Equipment & Supplies

    3.5%

    Internet Software & Services

    3.5%

    Machinery

    No Issuer Equity
    in
    Machinery
    3.5%

    Commercial Services & Supplies

    3.4%

    Specialty Retail

    2.8%

    Oil Gas & Consumable Fuels

    No Issuer Equity
    in
    Oil Gas & Consumable Fuels
    2.8%

    Biotechnology

    No Issuer Equity
    in
    Biotechnology
    2.7%

    Metals & Mining

    No Issuer Equity
    in
    Metals & Mining
    2.7%

    Pharmaceuticals

    2.7%

    IT Services

    2.3%

    Hotels Restaurants & Leisure

    No Issuer Equity
    in
    Hotels Restaurants & Leisure
    2.2%

    Thrifts & Mortgage Finance

    No Issuer Equity
    in
    Thrifts & Mortgage Finance
    2.0%

    Construction & Engineering

    No Issuer Equity
    in
    Construction & Engineering
    1.9%

    Electric Utilities

    1.8%

    Auto Components

    98.0%

    89.1%

    Small

    9.0%

    Mid

    No Issuer Equity
    in
    Mid
    ×
    • 2.3%
      Prestige Brands Holdings, Inc.
    • Markets over-the-counter drugs, household cleaning and personal care products
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Pharmaceuticals
    MARKET CAP Small
    ×
    • 2.2%
      Korn/Ferry International
    • Provides talent management solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Professional Services
    MARKET CAP Small
    ×
    • 1.9%
      Portland General Electric
    • Engages in the generation, wholesale purchase, transmission, distribution, and retail sale of electricity
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Utilities
    INDUSTRY Electric Utilities
    MARKET CAP Small
    ×
    • 1.8%
      CACI International Inc.
    • Provides professional services and information technology solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY IT Services
    MARKET CAP Small
    ×
    • 1.8%
      MB Financial, Inc.
    • Provides financial services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.8%
      Visteon Corp.
    • Designs, engineers and manufactures automotive vehicles and supplies automotive parts
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Auto Components
    MARKET CAP Small
    ×
    • 1.7%
      Four Corners Property Trust, Inc.
    • Invests in real estate
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.7%
      Brandywine Realty Trust
    • Real Estate Investment Trust/REIT
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small
    ×
    • 1.7%
      Hostess Brands Inc.
    • Manufactures, markets, sells and distributes sweet baked goods
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Staples
    MARKET CAP Small
    ×
    • 1.6%
      NuVasive, Inc.
    • Designs and develops products for the surgical treatment of spine disorders
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Health Care Equipment & Supplies
    MARKET CAP Small
    ×
    • 1.6%
      Cypress Sharpridge Investments
    • Invests in real estate and mortgage-backed securities
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    MARKET CAP Small
    ×
    • 1.6%
      On Assignment, Inc.
    • Provides in-demand, skilled professionals in the growing life sciences, healthcare, and technology sectors
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Professional Services
    MARKET CAP Small
    ×
    • 1.6%
      Group 1 Automotive, Inc.
    • Owns and operates automobile dealerships, franchises and collision service centers
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Specialty Retail
    MARKET CAP Small
    ×
    • 1.5%
      Iberiabank Corp.
    • Operates as a bank holding company whose subsidiary provides banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.5%
      j2 Global, Inc.
    • Provides internet, cloud & digital media services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY Internet Software & Services
    MARKET CAP Small
    ×
    • 1.5%
      ACCO Brands Corp.
    • Manufactures and supplies office equipment
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Commercial Services & Supplies
    MARKET CAP Small
    ×
    • 1.4%
      Generac Holdings, Inc.
    • Manufactures automatic, stationary and portable generators
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    MARKET CAP Small
    ×
    • 1.4%
      Summit Materials, Inc.
    • Supplies construction materials and provides infrastructure services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Materials
    MARKET CAP Small
    ×
    • 1.4%
      BankUnited, Inc.
    • Operates as a bank holding company and engages in providing commercial banking services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Banks
    MARKET CAP Small
    ×
    • 1.4%
      DiamondRock Hospitality Co.
    • Operates as a real estate investment trust
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Real Estate
    INDUSTRY Equity Real Estate Investment Trusts (REITs)
    MARKET CAP Small

    Management

    Matthew Ziehl, CFA

    Managed Fund since 5/13

    Adam Weiner

    Managed Fund since 5/13

    Raymond Anello, CFA

    Managed Fund since 5/13

    Raman Vardharaj, CFA

    Managed Fund since 5/13

    Magnus Krantz

    Managed Fund since 5/13

    Kristin Ketner

    Managed Fund since 5/13

    Joy Budzinski

    Managed Fund since 5/13

    Investment Approach

    The portfolio managers employ fundamental research to identify companies with strong value creation potential and a compelling risk/reward profile.

    Risk Management

    Our team limits exposure to individual companies, industries and sectors, seeking to limit volatility through company quality and diversification. Risk Management Overview

    We conduct rigorous fundamental research to identify individual companies with asymmetrical risk/return opportunities. Risk Management Overview

    At the portfolio level, our experienced investment personnel closely monitor the strategy's positioning, and the active risk resulting from our security selection process and sector allocations. We evaluate factor and style exposure, as well as the ownership and liquidity profile of each security in the portfolio. Risk Management Overview

    Our team proactively manages risk by constructing diversified portfolios across sectors, industry groups and securities. We manage, monitor and limit sector weights relative to specified benchmarks and security position sizes within each portfolio. Risk Management Overview

    Our team closely monitors position size and sector weights; we have limits on active security weights against the benchmark for each strategy we manage. Risk Management Overview

    Risk is managed at the portfolio, strategy and security levels to identify diversified sources of alpha. We mainly focus on currency, interest rates and credit. Positions are sized and monitored according to established limits. Risk Management Overview

    We focus primarily on senior loans in an effort to maintain product integrity and limit duration risk. Risk Management Overview

    The team manages risk at both a strategy and individual security level to help ensure that, when combined, they act as the ballast in an investor’s overall portfolio. Risk Management Overview

    Risk is managed at the portfolio, strategy and security levels to identify diversified sources of alpha. We seek to identify primary and secondary risks of each investment. Diversification of sectors can potentially reduce volatility. Risk Management Overview

    The team manages risk by administering duration limits, limiting portfolio weighted average maturity and conducting thorough credit analysis on individual securities. Risk Management Overview

    The Rochester team has created diverse portfolios designed to mitigate the types of risks that municipal bond investors may encounter. Risk Management Overview

    The Commodities team manages risk on multiple levels, including individual commodity sector levels and overall fund level. Risk Management Overview

    The Real Estate team monitors and manages risk at the security, sector and strategy levels. Risk Management Overview

    The Global Multi-Asset Group monitors and manages risk on an ongoing basis, both at the asset class and portfolio levels. Risk Management Overview

    We emphasize capital preservation by avoiding companies that may cut distributions. We seek to build diversified portfolios comprised of energy and energy related companies with attractive risk-adjusted total return potential. Risk Management Overview

    The Alternative Strategies team evaluates risk on multiple levels, applying numerous risk analysis methods on an ongoing basis in addition to assessing risk impacts of a position prior to making investment decisions. Risk Management Overview

    Risk is monitored by quantitative risk system and managed at many levels – stock, sector, country, and style factors. We seek to diversify the portfolio across the global listed infrastructure market and adhere to an established risk framework, including constraints imposed by position limits versus a benchmark. Risk Management Overview

    We monitor and manage both security and sector weights to the underlying index to ensure that the portfolio is properly tracking its benchmark. Also, partnering with well-known index providers ensures that we hold only high quality securities that pass very stringent profitability and liquidity screens. Risk Management Overview

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    1. 1. Special Risks Small-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a small-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
    2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
    3. 3. For Share Classes with less than a one-year track record, expense ratios are estimated based on the Manager's projections of those expenses for the coming fiscal year.
    4. 4. Access index definitions.
    5. 5. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
    6. 6. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
    7. A. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price and reinvested distributions. Class Y shares are not subject to a sales charge. Returns do not consider capital gains or income taxes on an individual's investment.
    8. B. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
    9. C. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
    10. D. OppenheimerFunds' equity style box is based on the portfolio's overall targeted capitalization range and relative valuation as determined by OFI.
    11. E. There is no guarantee of the payment of any dividend or other distributions at any level.
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