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Main Street Small Cap Fund®/VA

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Overview

The Strategy typically invests in a diversified mix of small-cap U.S. company stocks.

Inception Date
May 1, 1998
Investment Style
Small Cap Core
Fund Index
Russell 2000® Index
CUSIP
683811871
NAV
  • A
(as of 06/22/2018)
$25.16
Total Assets
(as of 05/31/2018)
$1.10 BN
Gross Expense Ratio
(as of 05/31/2018)
0.82%
Net Expense Ratio
(as of 05/31/2018)
0.80%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 05/31/2018
  • B
as of 03/31/2018
  • B

Include Sales Charge
Include Sales Charge
Include Sales Charge
Include Sales Charge
  • B
Cumulative
Annualized
ytd as of 2018-03-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (NAV)
-0.54% 9.18% 6.94% 11.56% 10.44% 8.44%
Cumulative
Annualized
ytd as of 2018-03-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (with sales charge)
-0.54% 9.18% 6.94% 11.56% 10.44% 8.44%
Cumulative
Annualized
ytd as of 2018-05-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (NAV)
6.44% 17.13% 9.61% 12.38% 10.08% 8.73%
Cumulative
Annualized
ytd as of 2018-05-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Small Cap Fund®/VA (with sales charge)
6.44% 17.13% 9.61% 12.38% 10.08% 8.73%
Gross Expense Ratio: 0.82% | Net Expense Ratio: 0.80%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.


Year Main Street Small Cap Fund®/VA
1999 46.56%
2000 -18.34%
2001 -0.36%
2002 -15.75%
2003 44.36%
2004 19.42%
2005 9.92%
2006 15.00%
2007 -1.21%
2008 -37.83%
2009 37.20%
2010 23.41%
2011 -2.21%
2012 17.99%
2013 41.01%
2014 11.93%
2015 -5.90%
2016 18.05%
2017 14.15%

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.


Date Main Street Small Cap Fund®/VA Russell 2000® Index (Linked Index) MSCI World S&P 500
5/31/2008 0.00 0.00 0.00 0.00
6/30/2008 -8.19 -8.15 -7.98 -8.43
7/31/2008 -7.13 -7.52 -10.22 -9.20
8/31/2008 -4.66 -4.88 -11.49 -7.89
9/30/2008 -13.73 -14.33 -22.01 -16.09
10/31/2008 -32.17 -32.78 -36.80 -30.19
11/30/2008 -41.49 -40.07 -40.89 -35.20
12/31/2008 -37.24 -36.82 -38.99 -34.51
1/31/2009 -44.25 -42.51 -44.34 -40.03
2/28/2009 -51.50 -48.72 -50.04 -46.41
3/31/2009 -46.07 -44.04 -46.27 -41.72
4/30/2009 -32.37 -35.42 -40.24 -36.14
5/31/2009 -29.09 -33.45 -34.83 -32.57
6/30/2009 -28.97 -32.70 -35.12 -32.43
7/31/2009 -23.17 -26.62 -29.62 -27.32
8/31/2009 -21.55 -23.63 -26.72 -24.70
9/30/2009 -17.31 -19.20 -23.80 -21.89
10/31/2009 -21.91 -23.87 -25.16 -23.34
11/30/2009 -19.34 -20.80 -22.10 -18.74
12/31/2009 -13.90 -15.09 -20.70 -17.17
1/31/2010 -17.19 -17.93 -23.98 -20.15
2/28/2010 -13.24 -13.85 -22.91 -17.68
3/31/2010 -6.44 -7.27 -18.13 -12.71
4/30/2010 -2.41 -2.88 -18.12 -11.33
5/31/2010 -9.27 -10.11 -25.96 -18.41
6/30/2010 -15.05 -16.53 -28.50 -22.69
7/31/2010 -10.17 -10.65 -22.70 -17.27
8/31/2010 -16.37 -15.94 -25.59 -21.00
9/30/2010 -6.68 -6.33 -18.65 -13.95
10/31/2010 -2.95 -2.74 -15.62 -10.68
11/30/2010 -0.49 0.00 -17.44 -10.67
12/31/2010 6.25 7.59 -11.37 -4.70
1/31/2011 7.04 9.03 -9.37 -2.44
2/28/2011 11.13 14.35 -6.20 0.90
3/31/2011 13.65 16.95 -7.12 0.94
4/30/2011 17.34 20.32 -3.17 3.93
5/31/2011 16.01 18.88 -5.18 2.76
6/30/2011 14.37 16.26 -6.68 1.04
7/31/2011 9.35 11.84 -8.38 -1.01
8/31/2011 0.51 2.68 -14.83 -6.39
9/30/2011 -9.83 -8.41 -22.19 -12.97
10/31/2011 4.39 5.01 -14.14 -3.46
11/30/2011 3.90 4.65 -16.23 -3.67
12/31/2011 3.90 4.89 -16.28 -2.68
1/31/2012 11.71 11.86 -12.08 1.68
2/29/2012 16.79 16.01 -7.79 6.07
3/31/2012 18.85 18.51 -6.60 9.56
4/30/2012 17.03 17.64 -7.66 8.88
5/31/2012 8.62 9.60 -15.63 2.33
6/30/2012 14.01 13.60 -11.33 6.55
7/31/2012 13.04 12.82 -10.19 8.03
8/31/2012 16.87 16.87 -7.92 10.46
9/30/2012 18.33 19.92 -5.39 13.32
10/31/2012 16.69 18.66 -6.03 11.22
11/30/2012 18.88 20.49 -4.82 11.87
12/31/2012 22.59 23.64 -3.03 12.89
1/31/2013 32.39 32.09 1.91 18.74
2/28/2013 34.95 33.61 2.08 20.35
3/31/2013 41.22 39.52 4.47 24.86
4/30/2013 40.85 39.01 7.76 27.27
5/31/2013 45.72 44.57 7.80 30.24
6/30/2013 46.51 43.83 5.14 28.50
7/31/2013 54.78 53.89 10.68 35.03
8/31/2013 52.35 49.00 8.32 31.12
9/30/2013 61.80 58.51 13.74 35.23
10/31/2013 64.29 62.50 18.19 41.45
11/30/2013 68.52 69.01 20.29 45.76
12/31/2013 72.87 72.33 22.84 49.45
1/31/2014 70.63 67.56 18.29 44.28
2/28/2014 78.84 75.46 24.21 50.88
3/31/2014 80.09 74.26 24.39 52.15
4/30/2014 73.81 67.50 25.66 53.28
5/31/2014 74.74 68.85 28.13 56.88
6/30/2014 80.68 77.83 30.43 60.12
7/31/2014 73.10 67.07 28.35 57.91
8/31/2014 83.38 75.35 31.17 64.23
9/30/2014 72.45 64.74 27.61 61.92
10/31/2014 86.07 75.60 28.44 65.88
11/30/2014 89.42 75.76 31.01 70.34
12/31/2014 93.50 80.77 28.90 69.91
1/31/2015 85.78 74.95 26.56 64.81
2/28/2015 97.37 85.34 33.98 74.28
3/31/2015 99.55 88.57 31.88 71.52
4/30/2015 93.43 83.76 34.98 73.17
5/31/2015 98.31 87.95 35.44 75.40
6/30/2015 100.20 89.36 32.29 72.00
7/31/2015 97.38 87.16 34.67 75.61
8/31/2015 85.94 75.40 25.75 65.01
9/30/2015 76.54 66.79 21.12 60.93
10/31/2015 85.26 76.19 30.71 74.50
11/30/2015 90.81 81.92 30.06 75.02
12/31/2015 82.10 72.79 27.78 72.26
1/31/2016 68.60 57.59 20.13 63.71
2/29/2016 69.45 57.59 19.24 63.49
3/31/2016 81.84 70.16 27.33 74.58
4/30/2016 83.89 72.84 29.35 75.26
5/31/2016 88.76 76.73 30.07 78.41
6/30/2016 87.38 76.62 28.61 78.87
7/31/2016 96.49 87.16 34.05 85.46
8/31/2016 96.93 90.47 34.16 85.72
9/30/2016 96.13 92.59 34.87 85.76
10/31/2016 91.04 83.44 32.26 82.37
11/30/2016 108.36 103.89 34.16 89.12
12/31/2016 114.97 109.61 37.37 92.86
1/31/2017 117.47 110.43 40.69 96.52
2/28/2017 122.56 114.49 44.59 104.32
3/31/2017 123.54 114.77 46.13 104.56
4/30/2017 127.91 117.13 48.30 106.66
5/31/2017 123.00 112.71 51.43 109.57
6/30/2017 129.98 120.07 52.02 110.88
7/31/2017 130.27 121.70 55.65 115.22
8/31/2017 127.41 118.88 55.87 115.87
9/30/2017 141.12 132.54 59.37 120.33
10/31/2017 143.21 134.52 62.38 125.47
11/30/2017 145.30 141.28 65.90 132.38
12/31/2017 145.40 140.31 68.15 134.97
1/31/2018 150.63 146.59 77.02 148.42
2/28/2018 137.69 137.04 69.69 139.26
3/31/2018 144.07 140.11 65.99 133.18
4/30/2018 145.49 142.18 67.90 134.08
5/31/2018 161.19 156.88 68.95 139.72

The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.

$ per share as of 06/22/2018

Date 2014 2015 2016 2017 2018
Short Term 1.9186 0.0990 0.6971
Long Term 2.0665 3.7494 0.8374 1.3571 2.6554
Total Amount of Distribution 3.9851 3.8484 0.8374 1.3571 3.3524
Record Date 6/16/14 6/15/15 6/20/16 6/19/17 6/18/18
Ex Div Date 6/17/14 6/16/15 6/21/16 6/20/17 6/19/18
Pay Date 6/18/14 6/16/15 6/21/16 6/20/17 6/19/18

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(32.5% of assets as of 05/31/2018)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 5
Country Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
United States 96.9% 99.8% -2.9%
Bermuda 0.8% 0.1% 0.7%
Belgium 0.4% - -
Developed Markets Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Americas 97.8% 100.0% -2.2%
Europe 0.4% - -
Equity Sector Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Information Technology 19.4% 17.5% 1.9%
Industrials 18.8% 14.6% 4.2%
Financials 15.4% 17.8% -2.4%
Health Care 13.8% 16.9% -3.2%
Consumer Discretionary 10.4% 12.0% -1.5%
Real Estate 6.5% 6.5% -0.1%
Materials 4.4% 4.3% 0.1%
Utilities 4.0% 3.2% 0.8%
Energy 3.4% 4.3% -0.9%
Consumer Staples 2.2% 2.3% -0.1%
Industry Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Banks 9.5% 10.3% -0.8%
Internet Software & Services 6.3% 3.8% 2.4%
Software 6.1% 4.0% 2.1%
Equity Real Estate Investment Trusts (REITs) 5.6% 6.1% -0.4%
Biotechnology 4.6% 6.6% -2.0%
Professional Services 4.5% 1.4% 3.2%
Machinery 4.2% 3.6% 0.6%
Semiconductors & Semiconductor Equipment 3.8% 3.1% 0.7%
Health Care Equipment & Supplies 3.6% 4.3% -0.7%
Health Care Providers & Services 3.4% 2.2% 1.2%
Metals & Mining 3.3% 1.3% 2.0%
IT Services 3.2% 1.9% 1.3%
Oil Gas & Consumable Fuels 3.2% 2.6% 0.7%
Hotels Restaurants & Leisure 3.1% 3.1% 0.0%
Specialty Retail 3.0% 2.2% 0.8%
Auto Components 3.0% 1.0% 2.0%
Thrifts & Mortgage Finance 2.9% 2.1% 0.8%
Multi-Utilities 2.6% 0.4% 2.2%
Commercial Services & Supplies 2.2% 2.4% -0.1%
Construction & Engineering 2.1% 1.0% 1.0%
Asset Allocation Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Equity 98.2% 100.0% -1.8%
Market Cap Main Street Small Cap Fund®/VA Russell 2000® Index Overweight / Underweight
Small 61.5% 68.9% -7.5%
Mid 36.7% 31.0% 5.7%
Analytics
(As of 05/31/2018)

Morningstar 05/31/2018 (based on risk adjusted performance)
Overall Rating
Number of Funds
81
Category
Small Blend
Performance Statistics
3Y
5Y
Alpha
-0.19
1.34
Beta
0.89
0.89
Information Ratio
-0.43
0.06
R-Squared
95.32
94.20
Sharpe Ratio
0.73
0.95
Standard Deviation
12.77
12.79
Upside Capture
90.17
92.77
Downside Capture
92.10
85.91
Sortino Ratio
0.35
0.47
Win Ratio
47.00
52.00
Loss Ratio
53.00
48.00
Tracking Error
3.18
3.43
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
6/19/2018
Per Share ($)
$0.0814
12-Month Distribution ($)
$0.2211
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$3.00 B
$2.70 B
Median Market Cap (weighted)
$2.90 B
$2.30 B
P/E Ratio (LTM)
25.70
29.57
P/E Ratio (NTM)
19.86
20.63
Price/Book
2.46
2.51
Debt to Capital Ratio
37.39
36.83
Turnover Ratio
42%
-
Distribution Sources
  • D
Net Income
0.70%
Net Profit from Sale
69.80%
Other Capital Sources
29.50%
Team
Tools
Morningstar logo 95x28 trans
Documents
  1. 1. Special Risks: Small-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a small-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  3. 3. Access index definitions.
  4. 4. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
  5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
  6. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  7. B. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. The Fund's total returns should not be expected to be the same as the returns of other funds, whether or not both funds have the same portfolio managers and/or similar names. The Fund's total returns include reinvested distributions but do not include the charges associated with the separate account products that offer this Fund. Such performance would have been lower if such charges were taken into account.
  8. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  9. D. There is no guarantee of the payment of any dividend or other distributions at any level.
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