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OPMNX

Main Street Mid Cap Fund®

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Overview

The Strategy typically invests in a diversified mix of mid-sized U.S. company stocks.

Inception Date
March 1, 2001
Investment Style
Mid Cap Core
Fund Index
Russell Midcap® Index
CUSIP
68381F508
NAV
  • A
(as of 11/13/2018)
$24.49
Total Assets
(as of 10/31/2018)
$2.38 BN
Gross Expense Ratio
(as of 10/31/2018)
1.34%
Net Expense Ratio
(as of 10/31/2018)
1.34%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 10/31/2018
  • G
as of 09/30/2018
  • G

Include Sales Charge
Include Sales Charge
Include Sales Charge
Include Sales Charge
  • G
Cumulative
Annualized
ytd as of 2018-09-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Mid Cap Fund® (NAV)
7.07% 11.59% 11.75% 9.07% 10.15% 8.84%
Russell Midcap® Index
7.46% 13.98% 14.52% 11.14% 11.22% 8.75%
Cumulative
Annualized
ytd as of 2018-09-30
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Mid Cap Fund® (with sales charge)
7.07% 11.59% 11.75% 9.07% 10.15% 8.84%
Russell Midcap® Index
7.46% 13.98% 14.52% 11.14% 11.22% 8.75%
Cumulative
Annualized
ytd as of 2018-10-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Mid Cap Fund® (NAV)
-2.74% 0.76% 6.96% 6.42% 11.76% 8.21%
Russell Midcap® Index
-1.47% 2.79% 9.04% 8.54% 12.86% 8.22%
Cumulative
Annualized
ytd as of 2018-10-31
  • C
1 yr 3 yr 5 yr 10 yr since inception
Main Street Mid Cap Fund® (with sales charge)
-2.74% 0.76% 6.96% 6.42% 11.76% 8.21%
Russell Midcap® Index
-1.47% 2.79% 9.04% 8.54% 12.86% 8.22%
Gross Expense Ratio: 1.34% | Net Expense Ratio: 1.34%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class R shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
 


Year Main Street Mid Cap Fund® Russell Midcap® Index
2002 -16.16% -20.48%
2003 46.00% 47.25%
2004 18.84% 18.33%
2005 9.62% 4.55%
2006 14.25% 18.37%
2007 -1.86% -1.57%
2008 -38.41% -33.79%
2009 36.55% 27.17%
2010 22.88% 25.64%
2011 -2.93% -2.51%
2012 16.45% 17.88%
2013 32.97% 36.80%
2014 12.03% 10.38%
2015 -7.50% -2.44%
2016 13.13% 13.80%
2017 14.41% 18.52%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class R shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
 


Date Main Street Mid Cap Fund® Russell Midcap® Index (Linked Index) MSCI World S&P 500
10/31/2008 0.00 0.00 0.00 0.00
11/30/2008 -14.04 -11.83 -6.47 -7.18
12/31/2008 -7.66 -6.71 -3.47 -6.19
1/31/2009 -18.08 -17.09 -11.93 -14.09
2/28/2009 -28.88 -27.16 -20.94 -23.24
3/31/2009 -20.74 -20.66 -14.98 -16.52
4/30/2009 -0.59 -8.40 -5.44 -8.53
5/31/2009 4.20 -5.63 3.12 -3.41
6/30/2009 4.20 -4.25 2.66 -3.22
7/31/2009 12.95 4.97 11.35 4.10
8/31/2009 15.23 7.98 15.95 7.86
9/30/2009 21.47 14.21 20.57 11.88
10/31/2009 14.62 6.46 18.42 9.80
11/30/2009 18.43 9.80 23.26 16.39
12/31/2009 26.46 18.64 25.47 18.64
1/31/2010 21.50 14.27 20.29 14.37
2/28/2010 27.30 19.42 21.98 17.91
3/31/2010 37.28 29.14 29.54 25.03
4/30/2010 43.15 36.44 29.56 27.00
5/31/2010 33.09 26.10 17.15 16.86
6/30/2010 24.48 16.32 13.13 10.74
7/31/2010 31.79 24.32 22.30 18.50
8/31/2010 22.57 15.11 17.74 13.15
9/30/2010 36.90 29.46 28.71 23.25
10/31/2010 42.39 34.75 33.51 27.94
11/30/2010 45.97 38.54 30.63 27.96
12/31/2010 55.73 49.06 40.23 36.51
1/31/2011 56.87 51.06 43.40 39.75
2/28/2011 62.89 58.43 48.42 44.53
3/31/2011 66.63 62.03 46.96 44.59
4/30/2011 71.96 66.70 53.20 48.87
5/31/2011 69.98 64.71 50.03 47.19
6/30/2011 67.62 61.08 47.65 44.73
7/31/2011 60.07 54.95 44.97 41.79
8/31/2011 46.96 42.26 34.76 34.09
9/30/2011 31.41 26.89 23.12 24.66
10/31/2011 52.30 45.49 35.86 38.29
11/30/2011 51.54 44.99 32.54 37.98
12/31/2011 51.60 45.32 32.47 39.39
1/31/2012 62.91 54.98 39.11 45.64
2/29/2012 70.48 60.73 45.91 51.94
3/31/2012 73.38 64.19 47.78 56.94
4/30/2012 70.71 62.99 46.11 55.95
5/31/2012 58.33 51.85 33.49 46.58
6/30/2012 66.20 57.39 40.30 52.62
7/31/2012 64.82 56.31 42.10 54.74
8/31/2012 70.32 61.93 45.70 58.22
9/30/2012 72.31 66.15 49.70 62.31
10/31/2012 69.64 64.41 48.69 59.32
11/30/2012 72.69 66.93 50.60 60.24
12/31/2012 77.03 71.29 53.43 61.70
1/31/2013 88.27 83.00 61.24 70.08
2/28/2013 90.43 85.11 61.51 72.38
3/31/2013 97.29 93.31 65.29 78.85
4/30/2013 97.90 93.90 70.50 82.30
5/31/2013 103.29 99.89 70.56 86.56
6/30/2013 101.60 97.70 66.36 84.05
7/31/2013 112.46 110.62 75.12 93.42
8/31/2013 109.30 103.96 71.39 87.82
9/30/2013 119.55 115.64 79.96 93.71
10/31/2013 125.56 122.61 87.01 102.61
11/30/2013 130.33 128.53 90.33 108.79
12/31/2013 136.15 134.33 94.36 114.07
1/31/2014 131.29 128.98 87.16 106.67
2/28/2014 143.86 140.59 96.53 116.13
3/31/2014 144.86 139.72 96.81 117.94
4/30/2014 141.16 134.18 98.83 119.55
5/31/2014 147.02 136.93 102.74 124.71
6/30/2014 156.65 148.26 106.37 129.35
7/31/2014 148.71 140.93 103.08 126.19
8/31/2014 162.66 152.57 107.55 135.23
9/30/2014 151.56 144.13 101.92 131.94
10/31/2014 160.89 151.66 103.22 137.60
11/30/2014 165.97 158.10 107.30 143.99
12/31/2014 165.13 158.64 103.95 143.38
1/31/2015 158.66 154.61 100.26 136.07
2/28/2015 174.12 168.70 111.99 149.64
3/31/2015 174.12 168.86 108.67 145.69
4/30/2015 170.61 166.42 113.57 148.05
5/31/2015 175.55 170.32 114.30 151.24
6/30/2015 170.97 164.73 109.32 146.37
7/31/2015 170.34 166.70 113.08 151.53
8/31/2015 155.33 152.62 98.98 136.36
9/30/2015 144.10 143.53 91.64 130.51
10/31/2015 152.91 158.63 106.82 149.95
11/30/2015 153.00 159.28 105.79 150.70
12/31/2015 145.99 152.34 102.18 146.74
1/31/2016 133.14 135.80 90.08 134.50
2/29/2016 135.28 138.47 88.67 134.18
3/31/2016 152.51 158.00 101.47 150.07
4/30/2016 155.88 160.73 104.66 151.04
5/31/2016 160.77 165.00 105.81 155.55
6/30/2016 160.67 166.21 103.50 156.21
7/31/2016 169.74 178.36 112.10 165.66
8/31/2016 169.74 177.67 112.28 166.03
9/30/2016 172.49 178.23 113.40 166.08
10/31/2016 167.80 169.40 109.27 161.23
11/30/2016 176.16 183.93 112.28 170.90
12/31/2016 178.99 187.15 117.36 176.25
1/31/2017 190.23 194.08 122.61 181.49
2/28/2017 196.63 202.41 128.78 192.67
3/31/2017 195.06 201.93 131.22 193.01
4/30/2017 198.21 204.26 134.64 196.02
5/31/2017 197.37 207.04 139.61 200.19
6/30/2017 200.20 210.09 140.53 202.06
7/31/2017 198.42 214.66 146.29 208.27
8/31/2017 200.62 212.21 146.63 209.22
9/30/2017 206.71 220.86 152.17 215.59
10/31/2017 208.71 226.22 156.93 222.96
11/30/2017 214.90 237.19 162.50 232.86
12/31/2017 219.96 240.33 166.05 236.56
1/31/2018 231.64 253.14 180.10 255.83
2/28/2018 220.20 238.55 168.50 242.72
3/31/2018 218.04 238.76 162.64 234.01
4/30/2018 222.01 238.25 165.66 235.29
5/31/2018 229.60 245.93 167.33 243.37
6/30/2018 232.25 248.31 167.20 245.48
7/31/2018 242.96 256.99 175.54 258.34
8/31/2018 245.97 268.08 178.95 270.01
9/30/2018 243.20 265.72 180.51 272.12
10/31/2018 211.89 235.33 159.91 246.68

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class R shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
 

$ per share as of 11/14/2018

Date 2013 2014 2015 2016 2017
Short Term 0.3814 0.2131 0.2017 0.9357
Long Term 4.1909 2.9224 0.3707 2.8042
Total Amount of Distribution 4.5722 3.1355 0.5723 3.7399
Record Date 12/9/14 12/8/15 12/6/16 12/7/17
Ex Div Date 12/10/14 12/9/15 12/7/16 12/8/17
Pay Date 12/10/14 12/9/15 12/7/16 12/8/17

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(43.9% of assets as of 10/31/2018)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 5
Country Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
United States 95.3% 99.8% -4.5%
Canada 2.2% - -
Netherlands 1.7% - -
Developed Markets Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Americas 97.5% 99.8% -2.3%
Europe 1.7% - -
Equity Sector Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Information Technology 17.0% 17.8% -0.7%
Industrials 16.8% 13.6% 3.2%
Financials 12.3% 13.3% -1.0%
Consumer Discretionary 10.4% 12.0% -1.7%
Health Care 10.1% 9.9% 0.2%
Energy 7.3% 4.8% 2.5%
Utilities 6.0% 6.6% -0.6%
Real Estate 5.9% 8.8% -3.0%
Materials 5.0% 5.0% 0.0%
Consumer Staples 4.8% 4.4% 0.4%
Communication Services 3.6% 3.8% -0.2%
Industry Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Oil Gas & Consumable Fuels 7.3% 4.3% 3.0%
IT Services 6.6% 5.0% 1.6%
Equity Real Estate Investment Trusts (REITs) 5.9% 8.5% -2.6%
Banks 5.3% 4.5% 0.8%
Software 4.3% 5.2% -0.9%
Semiconductors & Semiconductor Equipment 4.0% 3.0% 1.0%
Health Care Providers & Services 3.9% 2.3% 1.6%
Specialty Retail 3.8% 3.0% 0.8%
Aerospace & Defense 3.5% 2.0% 1.4%
Insurance 3.4% 3.7% -0.3%
Chemicals 3.4% 1.9% 1.5%
Health Care Equipment & Supplies 3.2% 3.3% -0.1%
Airlines 3.2% 0.7% 2.5%
Machinery 2.9% 3.8% -0.9%
Gas Utilities 2.5% 0.3% 2.2%
Electric Utilities 2.4% 2.8% -0.4%
Food Products 2.4% 2.6% -0.2%
Auto Components 2.3% 0.8% 1.6%
Commercial Services & Supplies 2.1% 0.9% 1.2%
Biotechnology 2.1% 1.5% 0.6%
Asset Allocation Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Equity 99.1% 100.0% -0.9%
Market Cap Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Mid 64.3% 65.1% -0.8%
Large 27.9% 31.1% -3.2%
Small 6.9% 3.8% 3.1%
Analytics
(As of 10/31/2018)

Morningstar 10/31/2018 (based on risk adjusted performance)
Overall Rating
Number of Funds
382
Category
Mid-Cap Blend
Performance Statistics
3Y
5Y
Alpha
-0.90
-1.33
Beta
0.86
0.91
Information Ratio
-0.60
-0.65
R-Squared
89.19
90.95
Sharpe Ratio
0.64
0.60
Standard Deviation
9.66
10.32
Upside Capture
79.59
85.52
Downside Capture
81.91
93.33
Sortino Ratio
0.91
0.90
Win Ratio
42.00
42.00
Loss Ratio
58.00
58.00
Tracking Error
3.50
3.24
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$16.18 B
$14.43 B
Median Market Cap (weighted)
$12.93 B
$13.17 B
P/E Ratio (LTM)
16.30
19.71
P/E Ratio (NTM)
14.49
16.22
Price/Book
2.75
2.64
Debt to Capital Ratio
46.90
46.01
Turnover Ratio
60%
-
Active Share
90.06%
-
Dividends
  • D
Est. Frequency
Annual
Last Pay Date
12/8/2017
Per Share ($)
$0.0530
12-Month Distribution ($)
$0.0530
Distribution Sources
  • D
Net Income
2.00%
Net Profit from Sale
96.70%
Other Capital Sources
1.30%
Team
Tools
Morningstar logo 95x28 trans
Documents
  1. 1. Mid-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a mid-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less.  These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  3. 3. The securities index returns are made up of the returns of (i) the Russell 2000® Index from August 2, 1999 to October 31, 2010 (ii) the Russell 2500™ Index from November 1, 2010 through June 30, 2014, and (iii) the Russell Midcap® Index from July 1, 2014 to present.  Index performance includes total returns from when first available.  The index returns are made up of the returns of (i) the Russell 2500™ Index through March 31, 2013 and (ii) the Russell 2000® Index from April 1, 2013 to present. Index performance includes total returns from when first available.  The Russell Midcap® Index measures the performance of the mid-cap segment of the U.S. equity universe.  The Russell Midcap® Index is a subset of the Russell 1000® Index.  It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership.  The Russell Midcap® Index represents approximately 31% of the total market capitalization of the Russell 1000 companies. The Russell 2500™ Index measures the performance of the small to mid-cap segment of the U.S. equity universe, commonly referred to as "smid" cap. The Russell 2500™ is a subset of the Russell 3000® Index. It includes approximately 2500 of the smallest securities based on a combination of their market cap and current index membership. The indices are unmanaged and cannot be purchased directly by investors. Index performance is shown for illustrative purposes only and does not predict or depict performance of the Fund. Past performance does not guarantee future results.
  4. 4. Holdings are subject to change, and are dollar weighted based on total new assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the Fund’s net asset value and fluctuations of dividends and distributions paid by the Fund.
  5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund's prospectus.
  6. 6. Class I shares are only offered to eligible institutional investors that make a minimum initial investment of $1 million or more and to retirement plan service provider platforms. The minimum account balance for class I shares is $2.5 million.  Class I shares are sold at net asset value without a sales charge.  Please see Fund prospectuses for additional information.
  7. A. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  8. B. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated.  Returns do not consider capital gains or income taxes on an individual's investment.
  9. C. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund).  These returns would be lower if sales charges were taken into consideration.  Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  10. D. There is no guarantee of the payment of any dividend or other distributions at any level.
  11. E. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions and a 1% contingent deferred sales charge for the first year where indicated.  Class C shares are subject to a 0.75% annual asset-backed sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
  12. F. The performance data quoted represents past performance, which does not guarantee future results.  The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class I shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
  13. G. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class R shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
     
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