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OPMNX

Main Street Mid Cap Fund®
  • A
  • 1

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Overview

The Strategy typically invests in a diversified mix of mid-sized U.S. company stocks

Inception Date
March 1, 2001
Investment Style
Mid Cap Core
Fund Index
Russell Midcap® Index
CUSIP
68381F508
NAV
  • B
(as of 01/22/2019)
$21.13
Total Assets
(as of 12/31/2018)
$1.99 BN
Gross Expense Ratio
(as of 12/31/2018)
1.34%
Net Expense Ratio
(as of 12/31/2018)
1.34%
Performance
Average Annual Total Returns
Cumulative Returns
Calendar Year Returns
Capital Gains Distributions
as of 12/31/2018
  • H
as of 12/31/2018
  • H

Include Sales Charge
Include Sales Charge
Include Sales Charge
Include Sales Charge
  • H
Cumulative
Annualized
ytd as of 2018-12-31
  • D
1 yr 3 yr 5 yr 10 yr since inception
Main Street Mid Cap Fund® (NAV)
-12.48% -12.48% 4.24% 3.26% 11.47% 7.49%
Russell Midcap® Index
-9.06% -9.06% 7.04% 5.72% 12.74% 7.70%
Cumulative
Annualized
ytd as of 2018-12-31
  • D
1 yr 3 yr 5 yr 10 yr since inception
Main Street Mid Cap Fund® (with sales charge)
-12.48% -12.48% 4.24% 3.26% 11.47% 7.49%
Russell Midcap® Index
-9.06% -9.06% 7.04% 5.72% 12.74% 7.70%
Cumulative
Annualized
ytd as of 2018-12-31
  • D
1 yr 3 yr 5 yr 10 yr since inception
Main Street Mid Cap Fund® (NAV)
-12.48% -12.48% 4.24% 3.26% 11.47% 7.49%
Russell Midcap® Index
-9.06% -9.06% 7.04% 5.72% 12.74% 7.70%
Cumulative
Annualized
ytd as of 2018-12-31
  • D
1 yr 3 yr 5 yr 10 yr since inception
Main Street Mid Cap Fund® (with sales charge)
-12.48% -12.48% 4.24% 3.26% 11.47% 7.49%
Russell Midcap® Index
-9.06% -9.06% 7.04% 5.72% 12.74% 7.70%
Gross Expense Ratio: 1.34% | Net Expense Ratio: 1.34%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class R shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
 


Year Main Street Mid Cap Fund® Russell Midcap® Index
2002 -16.16% -20.48%
2003 46.00% 47.25%
2004 18.84% 18.33%
2005 9.62% 4.55%
2006 14.25% 18.37%
2007 -1.86% -1.57%
2008 -38.41% -33.79%
2009 36.55% 27.17%
2010 22.88% 25.64%
2011 -2.93% -2.51%
2012 16.45% 17.88%
2013 32.97% 36.80%
2014 12.03% 10.38%
2015 -7.50% -2.44%
2016 13.13% 13.80%
2017 14.41% 18.52%
2018 -12.48% -9.06%

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class R shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
 


Date Main Street Mid Cap Fund® Russell Midcap® Index (Linked Index) MSCI World S&P 500
12/31/2008 0.00 0.00 0.00 0.00
1/31/2009 -11.29 -11.12 -8.76 -8.43
2/28/2009 -22.98 -21.92 -18.10 -18.18
3/31/2009 -14.17 -14.95 -11.92 -11.01
4/30/2009 7.66 -1.81 -2.04 -2.49
5/31/2009 12.85 1.15 6.83 2.96
6/30/2009 12.85 2.64 6.35 3.16
7/31/2009 22.32 12.53 15.36 10.97
8/31/2009 24.79 15.75 20.12 14.97
9/30/2009 31.55 22.43 24.90 19.26
10/31/2009 24.14 14.12 22.68 17.05
11/30/2009 28.25 17.70 27.70 24.07
12/31/2009 36.95 27.17 29.99 26.46
1/31/2010 31.58 22.49 24.62 21.92
2/28/2010 37.86 28.01 26.37 25.69
3/31/2010 48.67 38.43 34.20 33.28
4/30/2010 55.03 46.26 34.22 35.38
5/31/2010 44.13 35.17 21.36 24.57
6/30/2010 34.80 24.69 17.20 18.05
7/31/2010 42.73 33.26 26.70 26.32
8/31/2010 32.74 23.39 21.97 20.62
9/30/2010 48.26 38.77 33.34 31.38
10/31/2010 54.20 44.45 38.32 36.38
11/30/2010 58.08 48.51 35.33 36.40
12/31/2010 68.65 59.78 45.28 45.51
1/31/2011 69.89 61.92 48.56 48.96
2/28/2011 76.41 69.82 53.76 54.07
3/31/2011 80.45 73.68 52.25 54.13
4/30/2011 86.23 78.70 58.71 58.69
5/31/2011 84.09 76.55 55.42 56.90
6/30/2011 81.53 72.66 52.96 54.28
7/31/2011 73.35 66.09 50.19 51.14
8/31/2011 59.16 52.50 39.61 42.93
9/30/2011 42.32 36.02 27.55 32.89
10/31/2011 64.93 55.96 40.74 47.41
11/30/2011 64.11 55.42 37.31 47.08
12/31/2011 64.18 55.77 37.23 48.59
1/31/2012 76.43 66.13 44.12 55.25
2/29/2012 84.62 72.29 51.16 61.96
3/31/2012 87.77 76.00 53.10 67.29
4/30/2012 84.87 74.72 51.36 66.24
5/31/2012 71.46 62.78 38.30 56.25
6/30/2012 79.99 68.71 45.34 62.69
7/31/2012 78.50 67.56 47.21 64.95
8/31/2012 84.46 73.58 50.94 68.66
9/30/2012 86.61 78.10 55.09 73.02
10/31/2012 83.71 76.23 54.04 69.82
11/30/2012 87.02 78.94 56.01 70.81
12/31/2012 91.71 83.62 58.95 72.37
1/31/2013 103.89 96.17 67.04 81.29
2/28/2013 106.23 98.42 67.32 83.76
3/31/2013 113.65 107.21 71.24 90.65
4/30/2013 114.32 107.85 76.63 94.32
5/31/2013 120.16 114.27 76.70 98.87
6/30/2013 118.33 111.92 72.35 96.19
7/31/2013 130.09 125.77 81.42 106.18
8/31/2013 126.67 118.63 77.56 100.21
9/30/2013 137.76 131.15 86.44 106.49
10/31/2013 144.27 138.63 93.73 115.98
11/30/2013 149.44 144.97 97.18 122.56
12/31/2013 155.74 151.18 101.35 128.19
1/31/2014 150.48 145.45 93.89 120.30
2/28/2014 164.09 157.89 103.60 130.38
3/31/2014 165.17 156.96 103.89 132.32
4/30/2014 161.17 151.03 105.98 134.03
5/31/2014 167.51 153.98 110.04 139.53
6/30/2014 177.94 166.12 113.79 144.48
7/31/2014 169.35 158.26 110.38 141.10
8/31/2014 184.45 170.73 115.02 150.75
9/30/2014 172.43 161.70 109.18 147.23
10/31/2014 182.53 169.76 110.53 153.27
11/30/2014 188.04 176.66 114.75 160.08
12/31/2014 187.13 177.25 111.29 159.43
1/31/2015 180.12 172.92 107.46 151.64
2/28/2015 196.86 188.03 119.62 166.10
3/31/2015 196.86 188.21 116.18 161.89
4/30/2015 193.06 185.59 121.25 164.41
5/31/2015 198.42 189.77 122.01 167.81
6/30/2015 193.45 183.78 116.85 162.62
7/31/2015 192.77 185.88 120.74 168.13
8/31/2015 176.52 170.80 106.13 151.95
9/30/2015 164.35 161.05 98.53 145.71
10/31/2015 173.89 177.23 114.26 166.44
11/30/2015 173.99 177.94 113.20 167.23
12/31/2015 166.40 170.49 109.45 163.02
1/31/2016 152.49 152.77 96.92 149.97
2/29/2016 154.81 155.62 95.45 149.63
3/31/2016 173.46 176.56 108.72 166.56
4/30/2016 177.11 179.48 112.02 167.60
5/31/2016 182.41 184.07 113.21 172.40
6/30/2016 182.30 185.36 110.82 173.11
7/31/2016 192.12 198.39 119.73 183.18
8/31/2016 192.12 197.64 119.91 183.58
9/30/2016 195.10 198.25 121.08 183.63
10/31/2016 190.02 188.78 116.80 178.46
11/30/2016 199.08 204.35 119.92 188.77
12/31/2016 202.14 207.81 125.18 194.48
1/31/2017 214.31 215.24 130.62 200.06
2/28/2017 221.24 224.16 137.01 211.98
3/31/2017 219.54 223.65 139.54 212.34
4/30/2017 222.95 226.15 143.08 215.55
5/31/2017 222.04 229.13 148.23 219.99
6/30/2017 225.11 232.40 149.18 221.98
7/31/2017 223.18 237.29 155.15 228.61
8/31/2017 225.57 234.67 155.50 229.61
9/30/2017 232.16 243.95 161.24 236.41
10/31/2017 234.32 249.68 166.18 244.26
11/30/2017 241.03 261.45 171.94 254.82
12/31/2017 246.51 264.81 175.62 258.76
1/31/2018 259.16 278.54 190.17 279.31
2/28/2018 246.77 262.91 178.15 265.33
3/31/2018 244.42 263.13 172.09 256.04
4/30/2018 248.73 262.58 175.22 257.41
5/31/2018 256.94 270.81 176.94 266.01
6/30/2018 259.81 273.37 176.81 268.27
7/31/2018 271.42 282.67 185.46 281.97
8/31/2018 274.68 294.56 188.99 294.42
9/30/2018 271.68 292.03 190.60 296.66
10/31/2018 237.77 259.46 169.26 269.55
11/30/2018 243.64 268.29 172.32 277.08
12/31/2018 204.06 231.77 151.61 243.03

The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class R shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
 

$ per share as of 01/22/2019

Date 2014 2015 2016 2017 2018
Short Term 0.3814 0.2131 0.2017 0.9357 0.7543
Long Term 4.1909 2.9224 0.3707 2.8042 1.9878
Total Amount of Distribution 4.5722 3.1355 0.5723 3.7399 2.7422
Record Date 12/9/14 12/8/15 12/6/16 12/7/17 12/6/18
Ex Div Date 12/10/14 12/9/15 12/7/16 12/8/17 12/7/18
Pay Date 12/10/14 12/9/15 12/7/16 12/8/17 12/7/18

There is no guarantee of the payment of any dividend or other distributions at any level.

Portfolio

Top Issuers

(46.7% of assets as of 12/31/2018)


Portfolio Holdings Breakdown

Country
Developed Markets
Equity Sector
Industry
Asset Allocation
Market Cap 5
Country Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
United States 94.5% 99.8% -5.3%
Canada 3.7% - -
Netherlands 1.4% - -
Developed Markets Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Americas 98.2% 99.8% -1.6%
Europe 1.4% - -
Equity Sector Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Industrials 19.5% 13.6% 6.0%
Information Technology 17.9% 18.0% -0.1%
Health Care 10.2% 10.0% 0.2%
Consumer Discretionary 9.8% 11.9% -2.1%
Financials 9.6% 13.0% -3.4%
Energy 7.0% 4.0% 3.0%
Real Estate 6.9% 9.3% -2.4%
Materials 6.1% 5.1% 1.0%
Utilities 5.5% 7.0% -1.5%
Consumer Staples 4.1% 4.4% -0.4%
Communication Services 2.9% 3.6% -0.7%
Industry Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Oil Gas & Consumable Fuels 7.0% 3.6% 3.4%
Equity Real Estate Investment Trusts (REITs) 6.9% 8.9% -2.1%
IT Services 6.8% 4.7% 2.0%
Banks 5.4% 4.1% 1.3%
Semiconductors & Semiconductor Equipment 5.3% 3.2% 2.1%
Health Care Equipment & Supplies 4.7% 3.5% 1.2%
Specialty Retail 4.5% 3.0% 1.5%
Chemicals 4.0% 2.0% 2.1%
Aerospace & Defense 3.7% 1.7% 2.0%
Airlines 3.4% 0.8% 2.6%
Machinery 3.4% 4.0% -0.5%
Communications Equipment 3.0% 1.2% 1.7%
Insurance 2.9% 3.9% -1.0%
Food Products 2.7% 2.6% 0.1%
Electric Utilities 2.4% 2.8% -0.4%
Building Products 2.3% 0.7% 1.5%
Auto Components 2.3% 0.7% 1.6%
Wireless Telecommunication Services 2.3% 0.1% 2.2%
Biotechnology 2.2% 1.5% 0.7%
Commercial Services & Supplies 2.2% 0.9% 1.3%
Asset Allocation Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Equity 99.6% 100.0% -0.4%
Market Cap Main Street Mid Cap Fund® Russell Midcap® Index Overweight / Underweight
Mid 62.7% 66.4% -3.7%
Large 28.6% 29.3% -0.7%
Small 8.3% 4.3% 4.0%
Analytics
(As of 12/31/2018)

Morningstar 12/31/2018 (based on risk adjusted performance)
Overall Rating
Number of Funds
382
Category
Mid-Cap Blend
Performance Statistics
3Y
5Y
Alpha
-2.24
-2.10
Beta
0.93
0.95
Information Ratio
-0.78
-0.74
R-Squared
91.28
92.17
Sharpe Ratio
0.32
0.28
Standard Deviation
11.82
11.60
Upside Capture
79.52
84.96
Downside Capture
90.64
97.28
Sortino Ratio
0.40
0.37
Win Ratio
42.00
42.00
Loss Ratio
58.00
58.00
Tracking Error
3.62
3.31
Portfolio Characteristics
Fund
Fund Index
Average Market Cap (weighted)
$15.20 B
$13.51 B
Median Market Cap (weighted)
$11.80 B
$12.00 B
P/E Ratio (LTM)
14.09
17.96
P/E Ratio (NTM)
12.86
14.94
Price/Book
2.44
2.43
Debt to Capital Ratio
47.36
46.20
Turnover Ratio
60%
-
Active Share
90.50%
-
Dividends
  • E
Est. Frequency
Annual
Last Pay Date
12/7/2018
Per Share ($)
$0.0000
12-Month Distribution ($)
$0.0000
Distribution Sources
  • E
Net Income
0.70%
Net Profit from Sale
98.00%
Other Capital Sources
1.30%
Team
Tools
Morningstar logo 95x28 trans
Documents
  1. 1. Mid-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a mid-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
  2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less.  These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
  3. 3. The securities index returns are made up of the returns of (i) the Russell 2000® Index from August 2, 1999 to October 31, 2010 (ii) the Russell 2500™ Index from November 1, 2010 through June 30, 2014, and (iii) the Russell Midcap® Index from July 1, 2014 to present.  Index performance includes total returns from when first available.  The index returns are made up of the returns of (i) the Russell 2500™ Index through March 31, 2013 and (ii) the Russell 2000® Index from April 1, 2013 to present. Index performance includes total returns from when first available.  The Russell Midcap® Index measures the performance of the mid-cap segment of the U.S. equity universe.  The Russell Midcap® Index is a subset of the Russell 1000® Index.  It includes approximately 800 of the smallest securities based on a combination of their market cap and current index membership.  The Russell Midcap® Index represents approximately 31% of the total market capitalization of the Russell 1000 companies. The Russell 2500™ Index measures the performance of the small to mid-cap segment of the U.S. equity universe, commonly referred to as "smid" cap. The Russell 2500™ is a subset of the Russell 3000® Index. It includes approximately 2500 of the smallest securities based on a combination of their market cap and current index membership. The indices are unmanaged and cannot be purchased directly by investors. Index performance is shown for illustrative purposes only and does not predict or depict performance of the Fund. Past performance does not guarantee future results.
  4. 4. Holdings are subject to change, and are dollar weighted based on total new assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the Fund’s net asset value and fluctuations of dividends and distributions paid by the Fund.
  5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund's prospectus.
  6. 6. Class I shares are only offered to eligible institutional investors that make a minimum initial investment of $1 million or more and to retirement plan service provider platforms. The minimum account balance for class I shares is $2.5 million.  Class I shares are sold at net asset value without a sales charge.  Please see Fund prospectuses for additional information.
  7. A. The Morningstar Rating&trade; for funds, or "star rating", is calculated for managed products (including mutual funds, variable annuity and variable life subaccounts, exchange-traded funds, closed-end funds, and separate accounts) with at least a three-year history. Exchange-traded funds and open-ended mutual funds are considered a single population for comparative purposes. It is calculated based on a Morningstar Risk-Adjusted Return measure that accounts for variation in a managed product's monthly excess performance, placing more emphasis on downward variations and rewarding consistent performance. The top 10% of products in each product category receive 5 stars, the next 22.5% receive 4 stars, the next 35% receive 3 stars, the next 22.5% receive 2 stars, and the bottom 10% receive 1 star. <b>The Overall Morningstar Rating for a managed product is derived from a weighted average of the performance figures associated with its three-, five-, and 10-year (if applicable) Morningstar Rating metrics.</b> The weights are: 100% three-year rating for 36-59 months of total returns, 60% five-year rating/40% three-year rating for 60-119 months of total returns, and 50% 10-year rating/30% five-year rating/20% three-year rating for 120 or more months of total returns. While the 10-year overall star rating formula seems to give the most weight to the 10-year period, the most recent three-year period actually has the greatest impact because it is included in all three rating periods. Ratings do not consider sales charges and are subject to change monthly. <strong>Past performance is no guarantee of future results</strong></p>
  8. B. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
  9. C. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated.  Returns do not consider capital gains or income taxes on an individual's investment.
  10. D. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund).  These returns would be lower if sales charges were taken into consideration.  Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
  11. E. There is no guarantee of the payment of any dividend or other distributions at any level.
  12. F. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions and a 1% contingent deferred sales charge for the first year where indicated.  Class C shares are subject to a 0.75% annual asset-backed sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
  13. G. The performance data quoted represents past performance, which does not guarantee future results.  The investments return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class I shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
  14. H. The performance data quoted represents past performance, which does not guarantee future results.  The investment return and principal value of an investments in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the originals cost.  Current performance and expense ratios may be lower or higher than the data quoted.  Fund returns include changes in share price and reinvested distributions.  Class R shares are not subject to a sales charge.  Returns do not consider capital gains or income taxes on an individual's investment.
     
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