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Domestic Equity

The Strategy typically invests in a diversified mix of mid-sized U.S. company stocks.
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Cumulative Total Returns

as of 9/30/17

Since Inception 8/2/99
497%
Performance & Distributions
×

Domestic Equity

Gross Expense Ratio:
      1.11%
    Net Expense Ratio:   1.11%

    The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.

    Cumulative Returns
    • A

    Compare to Indices

    Main Street Mid Cap Fund®
    VALUE of $10,000.00

    Calendar Year Returns % (w/o sales charge)
    Data as of 10/19/17
      1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 YTD
    • B
    Main Street Mid Cap Fund® 10.15 12.93 -15.98 46.49 19.18 10.00 14.64 -1.55 -38.29 36.95 23.15 -2.65 16.77 33.40 12.27 -7.22 13.42 10.09
    Russell Midcap Index -3.02 2.49 -20.48 47.25 18.33 4.55 18.37 -1.57 -33.79 27.17 25.64 -2.51 17.88 36.80 10.38 -2.44 13.80
    Capital Gains Distributions ($ per share)
    Data as of 10/20/17
      2012 2013 2014 2015 2016
    Short Term 0.3814 0.2131 0.2017
    Long Term 4.1909 2.9224 0.3707
    Total Amount of Distribution 4.5722 3.1355 0.5723
    Record Date 12/9/14 12/8/15 12/6/16
    Ex Div Date 12/10/14 12/9/15 12/7/16
    Pay Date 12/10/14 12/9/15 12/7/16

    There is no guarantee of the payment of any dividend or other distributions at any level.

    The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.

    Average Annual Total Returns
    • A

    as of 9/30/17

    as of 9/30/17

    • A
    YTD (as of 10/19/17)
    • B
    10.09%
    1 Year 12.56%
    3 Year 6.83%
    5 Year 12.22%
    10 Year 6.84%
    Since Inception 10.34%
    YTD (as of 10/19/17)
    • B
    10.09%
    1 Year 6.09%
    3 Year 4.74%
    5 Year 10.90%
    10 Year 6.21%
    Since Inception 9.98%
    YTD (as of 10/19/17)
    • B
    10.09%
    1 Year 12.56%
    3 Year 6.83%
    5 Year 12.22%
    10 Year 6.84%
    Since Inception 10.34%
    YTD (as of 10/19/17)
    • B
    10.09%
    1 Year 6.09%
    3 Year 4.74%
    5 Year 10.90%
    10 Year 6.21%
    Since Inception 9.98%
    Gross Expense Ratio
    1.11%
    NAV
    • C
    as of 10/19/17
    $29.25

    The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.

    Top Issuers

    09/30/17

    Eastman Chemical Co.
    3.2%
    Noble Energy, Inc.
    3.1%
    AmeriGas Partners LP
    2.5%
    Dxc Technology Co
    2.5%
    Spirit Airlines, Inc.
    2.4%
    Synchrony Financial
    2.4%
    Johnson Controls Internationa...
    2.1%
    Hanesbrands, Inc.
    2.0%
    L-3 Technologies, Inc.
    2.0%
    Pinnacle Foods, Inc.
    2.0%
    Stanley Black & Decker, Inc. ...
    2.0%
    Western Digital Corp.
    1.9%
    Molson Coors Brewing Co.
    1.8%
    Genesee & Wyoming, Inc.
    1.7%
    Burlington Stores, Inc.
    1.7%
    Spirit AeroSystems Holdings, ...
    1.6%
    IntercontinentalExchange, Inc...
    1.6%
    Boston Scientific Corp.
    1.4%
    Laboratory Commercial Paper o...
    1.4%
    PG&E Corp.
    1.4%
    ×
    • 3.2%
      Eastman Chemical Co.
    • Manufactures and markets chemicals, fibers and plastics
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Materials
    INDUSTRY Chemicals
    MARKET CAP Mid
    ×
    • 3.1%
      Noble Energy, Inc.
    • Engages in oil and gas exploration and production
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Energy
    INDUSTRY Oil Gas & Consumable Fuels
    MARKET CAP Mid
    ×
    • 2.5%
      AmeriGas Partners LP
    • Distributes propane gas
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Utilities
    INDUSTRY Gas Utilities
    MARKET CAP Small
    ×
    • 2.5%
      Dxc Technology Co
    • Provides technology consulting, outsourcing and support services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY IT Services
    MARKET CAP Large
    ×
    • 2.4%
      Spirit Airlines, Inc.
    • Provides air transportation services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Airlines
    MARKET CAP Small
    ×
    • 2.4%
      Synchrony Financial
    • Operates as a bank holding company, with interests in providing consumer financial services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Consumer Finance
    MARKET CAP Large
    ×
    • 2.1%
      Johnson Controls International plc
    • Operates as a global diversified technology and industrial business
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Building Products
    MARKET CAP Large
    ×
    • 2.0%
      Hanesbrands, Inc.
    • Designs, manufactures, sources and sells men's and women's basic apparel
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    MARKET CAP Mid
    ×
    • 2.0%
      L-3 Technologies, Inc.
    • Manufactures communication and electronic systems and products for use on military and commercial platforms
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Aerospace & Defense
    MARKET CAP Mid
    ×
    • 2.0%
      Pinnacle Foods, Inc.
    • Operates as a manufacturer, marketer and distributor of branded food products in North America
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Staples
    MARKET CAP Mid
    ×
    • 2.0%
      Stanley Black & Decker, Inc.
    • Provides power, hand tools and mechanical access solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Machinery
    MARKET CAP Large
    ×
    • 1.9%
      Western Digital Corp.
    • Designs, manufactures and sells hard drives
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    MARKET CAP Large
    ×
    • 1.8%
      Molson Coors Brewing Co.
    • Produces and sells beer
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Staples
    INDUSTRY Beverages
    MARKET CAP Mid
    ×
    • 1.7%
      Genesee & Wyoming, Inc.
    • Operates short line and regional freight railroads, and provides railcar switching services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Road & Rail
    MARKET CAP Mid
    ×
    • 1.7%
      Burlington Stores, Inc.
    • Provides men's, women's and children's apparel
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Specialty Retail
    MARKET CAP Mid
    ×
    • 1.6%
      Spirit AeroSystems Holdings, Inc.
    • Designs and manufactures aerostructures
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Aerospace & Defense
    MARKET CAP Mid
    ×
    • 1.6%
      IntercontinentalExchange, Inc.
    • Operates as an online global electronic marketplace for trading in futures and over-the-counter commodities
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    MARKET CAP Large
    ×
    • 1.4%
      Boston Scientific Corp.
    • Develops, manufactures and markets medical devices
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Health Care Equipment & Supplies
    MARKET CAP Large
    ×
    • 1.4%
      Laboratory Commercial Paper of America
    • Provides medical testing services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Health Care Providers & Services
    MARKET CAP Mid
    ×
    • 1.4%
      PG&E Corp.
    • Provides electric energy services and transports natural gas
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Utilities
    INDUSTRY Electric Utilities
    MARKET CAP Large
    Holdings Breakdown

    as of 09/30/17

    94.0%

    United States

    2.5%

    Canada

    No Issuer Equity
    in
    Canada
    0.2%

    Belgium

    No Issuer Equity
    in
    Belgium
    96.5%

    Americas

    No Issuer Equity
    in
    Americas
    0.2%

    Europe

    No Issuer Equity
    in
    Europe
    19.7%

    Industrials

    14.9%

    Information Technology

    14.1%

    Consumer Discretionary

    12.5%

    Financials

    8.9%

    Health Care

    6.5%

    Consumer Staples

    6.4%

    Energy

    5.1%

    Utilities

    3.7%

    Materials

    3.4%

    Real Estate

    No Issuer Equity
    in
    Real Estate
    1.5%

    Telecommunication Services

    No Issuer Equity
    in
    Telecommunication Services
    6.4%

    Oil Gas & Consumable Fuels

    5.1%

    IT Services

    4.9%

    Specialty Retail

    4.0%

    Insurance

    No Issuer Equity
    in
    Insurance
    3.8%

    Software

    No Issuer Equity
    in
    Software
    3.6%

    Aerospace & Defense

    3.4%

    Equity Real Estate Investment Trusts (REITs)

    No Issuer Equity
    in
    Equity Real Estate Investment Trusts (REITs)
    3.4%

    Banks

    No Issuer Equity
    in
    Banks
    3.3%

    Beverages

    3.3%

    Health Care Providers & Services

    3.3%

    Machinery

    3.2%

    Chemicals

    3.0%

    Road & Rail

    2.9%

    Semiconductors & Semiconductor Equipment

    No Issuer Equity
    in
    Semiconductors & Semiconductor Equipment
    2.7%

    Health Care Equipment & Supplies

    2.5%

    Gas Utilities

    2.5%

    Electric Utilities

    2.4%

    Consumer Finance

    2.4%

    Airlines

    2.1%

    Building Products

    96.7%

    62.3%

    Mid

    24.7%

    Large

    9.8%

    Small

    Risk Measurements

    as of 09/30/17

    Alpha -1.33%
    Beta 0.86
    Information Ratio
    -0.80
    R-Squared
    89.89
    Sharpe Ratio
    0.70
    Standard Deviation
    9.59%
    Sortino Ratio
    0.34
    Equity Style
    • D
    Total Assets (all classes)
    as of 9/30/17
    $3 BN
    Portfolio Statistics

    as of 9/30/17

    Avg Market Cap (weighted) 15.6 BN
    Median Market Cap (weighted) 13.5 BN
    P/E Ratio (NTM) 17.17
    P/E Ratio (LTM) 22.85
    Price/Book Value (LTM) 2.79
    Turnover Ratio
    68.00%
    Investment Minimums
    Initial
    $1,000
    Dividends ($ per share)
    • E
    Est Frequency Annual
    Last Pay Date 12/7/16
    Per Share ($) 0.2309
    12-Month Distribution ($) 0.2309
    Distribution Sources
    Net Income 28.90%
    Net Profit from Sale 71.10%
    Other Capital Sources 0.00%
    Top Issuers

    09/30/17

    Eastman Chemica...
    3.2%
    Noble Energy, I...
    3.1%
    AmeriGas Partne...
    2.5%
    Dxc Technology ...
    2.5%
    Spirit Airlines...
    2.4%
    Synchrony Finan...
    2.4%
    Johnson Control...
    2.1%
    Hanesbrands, In...
    2.0%
    L-3 Technologie...
    2.0%
    Pinnacle Foods,...
    2.0%
    Stanley Black &...
    2.0%
    Western Digital...
    1.9%
    Molson Coors Br...
    1.8%
    Genesee & Wyomi...
    1.7%
    Burlington Stor...
    1.7%
    Spirit AeroSyst...
    1.6%
    Intercontinenta...
    1.6%
    Boston Scientif...
    1.4%
    Laboratory Comm...
    1.4%
    PG&E Corp.
    1.4%
    Holdings Breakdown

    as of 09/30/17

    Reset
    94.0%

    United States

    2.5%

    Canada

    No Issuer Equity
    in
    Canada
    0.2%

    Belgium

    No Issuer Equity
    in
    Belgium
    96.5%

    Americas

    No Issuer Equity
    in
    Americas
    0.2%

    Europe

    No Issuer Equity
    in
    Europe
    19.7%

    Industrials

    14.9%

    Information Technology

    14.1%

    Consumer Discretionary

    12.5%

    Financials

    8.9%

    Health Care

    6.5%

    Consumer Staples

    6.4%

    Energy

    5.1%

    Utilities

    3.7%

    Materials

    3.4%

    Real Estate

    No Issuer Equity
    in
    Real Estate
    1.5%

    Telecommunication Services

    No Issuer Equity
    in
    Telecommunication Services
    6.4%

    Oil Gas & Consumable Fuels

    5.1%

    IT Services

    4.9%

    Specialty Retail

    4.0%

    Insurance

    No Issuer Equity
    in
    Insurance
    3.8%

    Software

    No Issuer Equity
    in
    Software
    3.6%

    Aerospace & Defense

    3.4%

    Equity Real Estate Investment Trusts (REITs)

    No Issuer Equity
    in
    Equity Real Estate Investment Trusts (REITs)
    3.4%

    Banks

    No Issuer Equity
    in
    Banks
    3.3%

    Beverages

    3.3%

    Health Care Providers & Services

    3.3%

    Machinery

    3.2%

    Chemicals

    3.0%

    Road & Rail

    2.9%

    Semiconductors & Semiconductor Equipment

    No Issuer Equity
    in
    Semiconductors & Semiconductor Equipment
    2.7%

    Health Care Equipment & Supplies

    2.5%

    Gas Utilities

    2.5%

    Electric Utilities

    2.4%

    Consumer Finance

    2.4%

    Airlines

    2.1%

    Building Products

    96.7%

    62.3%

    Mid

    24.7%

    Large

    9.8%

    Small

    ×
    • 3.2%
      Eastman Chemical Co.
    • Manufactures and markets chemicals, fibers and plastics
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Materials
    INDUSTRY Chemicals
    MARKET CAP Mid
    ×
    • 3.1%
      Noble Energy, Inc.
    • Engages in oil and gas exploration and production
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Energy
    INDUSTRY Oil Gas & Consumable Fuels
    MARKET CAP Mid
    ×
    • 2.5%
      AmeriGas Partners LP
    • Distributes propane gas
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Utilities
    INDUSTRY Gas Utilities
    MARKET CAP Small
    ×
    • 2.5%
      Dxc Technology Co
    • Provides technology consulting, outsourcing and support services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    INDUSTRY IT Services
    MARKET CAP Large
    ×
    • 2.4%
      Spirit Airlines, Inc.
    • Provides air transportation services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Airlines
    MARKET CAP Small
    ×
    • 2.4%
      Synchrony Financial
    • Operates as a bank holding company, with interests in providing consumer financial services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    INDUSTRY Consumer Finance
    MARKET CAP Large
    ×
    • 2.1%
      Johnson Controls International plc
    • Operates as a global diversified technology and industrial business
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Building Products
    MARKET CAP Large
    ×
    • 2.0%
      Hanesbrands, Inc.
    • Designs, manufactures, sources and sells men's and women's basic apparel
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    MARKET CAP Mid
    ×
    • 2.0%
      L-3 Technologies, Inc.
    • Manufactures communication and electronic systems and products for use on military and commercial platforms
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Aerospace & Defense
    MARKET CAP Mid
    ×
    • 2.0%
      Pinnacle Foods, Inc.
    • Operates as a manufacturer, marketer and distributor of branded food products in North America
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Staples
    MARKET CAP Mid
    ×
    • 2.0%
      Stanley Black & Decker, Inc.
    • Provides power, hand tools and mechanical access solutions
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Machinery
    MARKET CAP Large
    ×
    • 1.9%
      Western Digital Corp.
    • Designs, manufactures and sells hard drives
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Information Technology
    MARKET CAP Large
    ×
    • 1.8%
      Molson Coors Brewing Co.
    • Produces and sells beer
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Staples
    INDUSTRY Beverages
    MARKET CAP Mid
    ×
    • 1.7%
      Genesee & Wyoming, Inc.
    • Operates short line and regional freight railroads, and provides railcar switching services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Road & Rail
    MARKET CAP Mid
    ×
    • 1.7%
      Burlington Stores, Inc.
    • Provides men's, women's and children's apparel
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Consumer Discretionary
    INDUSTRY Specialty Retail
    MARKET CAP Mid
    ×
    • 1.6%
      Spirit AeroSystems Holdings, Inc.
    • Designs and manufactures aerostructures
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Industrials
    INDUSTRY Aerospace & Defense
    MARKET CAP Mid
    ×
    • 1.6%
      IntercontinentalExchange, Inc.
    • Operates as an online global electronic marketplace for trading in futures and over-the-counter commodities
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Financials
    MARKET CAP Large
    ×
    • 1.4%
      Boston Scientific Corp.
    • Develops, manufactures and markets medical devices
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Health Care Equipment & Supplies
    MARKET CAP Large
    ×
    • 1.4%
      Laboratory Commercial Paper of America
    • Provides medical testing services
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Health Care
    INDUSTRY Health Care Providers & Services
    MARKET CAP Mid
    ×
    • 1.4%
      PG&E Corp.
    • Provides electric energy services and transports natural gas
      Source: FactSet
    ASSET ALLOCATION Equity
    COUNTRY United States
    EQUITY SECTOR Utilities
    INDUSTRY Electric Utilities
    MARKET CAP Large

    Management

    Raymond Anello, CFA

    Managed Fund since 4/11

    Kristin Ketner

    Managed Fund since 11/12

    Magnus Krantz

    Managed Fund since 11/12

    Matthew Ziehl, CFA

    Managed Fund since 5/09

    Raman Vardharaj, CFA

    Managed Fund since 5/09

    Adam Weiner

    Managed Fund since 11/12

    Joy Budzinski

    Managed Fund since 11/12

    Investment Approach

    The portfolio managers employ fundamental research to identify companies with strong value creation potential and a compelling risk/reward profile.

    Risk Management

    Our team limits exposure to individual companies, industries and sectors, seeking to limit volatility through company quality and diversification. Risk Management Overview

    We conduct rigorous fundamental research to identify individual companies with asymmetrical risk/return opportunities. Risk Management Overview

    At the portfolio level, our experienced investment personnel closely monitor the strategy's positioning, and the active risk resulting from our security selection process and sector allocations. We evaluate factor and style exposure, as well as the ownership and liquidity profile of each security in the portfolio. Risk Management Overview

    Our team proactively manages risk by constructing diversified portfolios across sectors, industry groups and securities. We manage, monitor and limit sector weights relative to specified benchmarks and security position sizes within each portfolio. Risk Management Overview

    Our team closely monitors position size and sector weights; we have limits on active security weights against the benchmark for each strategy we manage. Risk Management Overview

    Risk is managed at the portfolio, strategy and security levels to identify diversified sources of alpha. We mainly focus on currency, interest rates and credit. Positions are sized and monitored according to established limits. Risk Management Overview

    We focus primarily on senior loans in an effort to maintain product integrity and limit duration risk. Risk Management Overview

    The team manages risk at both a strategy and individual security level to help ensure that, when combined, they act as the ballast in an investor’s overall portfolio. Risk Management Overview

    Risk is managed at the portfolio, strategy and security levels to identify diversified sources of alpha. We seek to identify primary and secondary risks of each investment. Diversification of sectors can potentially reduce volatility. Risk Management Overview

    The team manages risk by administering duration limits, limiting portfolio weighted average maturity and conducting thorough credit analysis on individual securities. Risk Management Overview

    The Rochester team has created diverse portfolios designed to mitigate the types of risks that municipal bond investors may encounter. Risk Management Overview

    The Commodities team manages risk on multiple levels, including individual commodity sector levels and overall fund level. Risk Management Overview

    The Real Estate team monitors and manages risk at the security, sector and strategy levels. Risk Management Overview

    The Global Multi-Asset Group monitors and manages risk on an ongoing basis, both at the asset class and portfolio levels. Risk Management Overview

    We emphasize capital preservation by avoiding companies that may cut distributions. We seek to build diversified portfolios comprised of energy and energy related companies with attractive risk-adjusted total return potential. Risk Management Overview

    The Alternative Strategies team evaluates risk on multiple levels, applying numerous risk analysis methods on an ongoing basis in addition to assessing risk impacts of a position prior to making investment decisions. Risk Management Overview

    Risk is monitored by quantitative risk system and managed at many levels – stock, sector, country, and style factors. We seek to diversify the portfolio across the global listed infrastructure market and adhere to an established risk framework, including constraints imposed by position limits versus a benchmark. Risk Management Overview

    We monitor and manage both security and sector weights to the underlying index to ensure that the portfolio is properly tracking its benchmark. Also, partnering with well-known index providers ensures that we hold only high quality securities that pass very stringent profitability and liquidity screens. Risk Management Overview

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    1. 1. Special Risks: Mid-sized company stock is typically more volatile than that of larger company stock. It may take a substantial period of time to realize a gain on an investment in a mid-sized company, if any gain is realized at all. Diversification does not guarantee profit or protect against loss.
    2. 2. The net expense ratio (where applicable) also takes into account contractual fee waivers and/or expense reimbursements without which performance would have been less. These undertakings may not be amended or withdrawn for one year from the date of the current prospectus, unless approved by the Board.
    3. 3. Access index definitions.
    4. 4. Holdings are subject to change, and are dollar weighted based on total net assets. Negative weightings may result from the use of leverage. Leverage involves the use of various financial instruments or borrowed capital in an attempt to increase investment return. Leverage risks include potential for higher volatility, greater decline of the fund's net asset value and fluctuations of dividends and distributions paid by the fund.
    5. 5. Holdings are subject to change, are dollar-weighted based on assets, and may not reflect the use of leverage in the Fund. Market Cap breakdown is calculated using Morningstar's methodology and those capitalization standards may not align with those in the Fund’s prospectus.
    6. A. The performance data quoted represents past performance, which does not guarantee future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor's shares, when redeemed, may be worth more or less than the original cost. Current performance and expense ratios may be lower or higher than the data quoted. Fund returns include changes in share price, reinvested distributions, and a 5.75% maximum sales charge where indicated. Returns do not consider capital gains or income taxes on an individual's investment.
    7. B. "Year to Date" returns are cumulative, not annualized, and do not reflect sales charges (if sales charges are applicable to the Fund). These returns would be lower if sales charges were taken into consideration. Short-term returns may not be indicative of longer-term performance, which should also be considered when making investment decisions.
    8. C. Daily net asset value and dollar change of the fund is as of the previous business day's closing. Fund net asset values are updated at approximately 7:00pm ET daily.
    9. D. OppenheimerFunds' equity style box is based on the portfolio's overall targeted capitalization range and relative valuation as determined by OFI.
    10. E. There is no guarantee of the payment of any dividend or other distributions at any level.
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